Runway Growth Finance Corp

For the period ended Jun 30, 2024. Filed Aug 8, 2024.

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2024 · Filed Aug 8, 2024

RWAY$6.63+0.5%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits

Contents

Schedule of Investments as of June 30, 2024 (unaudited)

Consolidated Schedule of Investments (Unaudited)

Portfolio Company	Investment Type	Investment Description(1),(2),(4)	Initial Acquisition Date	Maturity Date	Principal ($) / Shares	Cost ($)	Fair Value ($) (3)	Footnotes
Non-Control/Non-Affiliate Investments
Debt Investments
Application Software
Airship Group, Inc.	Senior Secured	SOFR+3.75%, 9.08% floor, 3.00% PIK, 3.25% ETP	6/28/2024	6/15/2028	58,400	57,321	57,321	(10) (11) (12)
Blueshift Labs, Inc.	Senior Secured	SOFR+6.25%, 11.25% floor, 2.00% PIK, 1.50% ETP	12/19/2023	12/15/2028	25,755	25,407	24,698	(10) (11) (12)
Circadence Corporation	Senior Secured	SOFR+9.50%, 12.26% floor, 7.50% ETP	12/20/2018	12/15/2025	23,752	25,102	19,534	(11) (12)
FiscalNote, Inc.	Senior Secured	PRIME+5.00%, 9.00% floor, 1.00% PIK, 5.75% ETP	10/19/2020	7/15/2027	38,797	40,592	38,181	(10) (11) (12) (14)
VTX Intermediate Holdings, Inc. (dba VertexOne)	Senior Secured	SOFR+9.00%, 9.50% floor, 10.00% cash cap, 4.50% ETP	12/28/2021	12/28/2026	90,044	91,239	89,596	(10) (11) (12)
Total Application Software - 45.29%*					239,661	229,330
Asset Management & Custody Banks
Betterment Holdings, Inc.	Senior Secured	PRIME+4.50%, 8.50% floor	10/6/2023	10/6/2027	8,000	7,899	8,078	(12)
Total Asset Management & Custody Banks - 1.60%*					7,899	8,078
Data Processing & Outsourced Services
Elevate Services, Inc.	Senior Secured	SOFR+7.50%, 12.78% floor	7/10/2023	7/10/2027	20,000	19,503	19,811	(12)
Interactions Corporation	Senior Secured	SOFR+9.26%, 9.76% floor, 3.4375% ETP	6/24/2022	6/15/2027	40,000	40,124	39,853	(11) (12)
ShareThis, Inc.	Senior Secured	SOFR+9.25%, 11.86% floor, 3.00% ETP	12/3/2018	9/30/2024	18,284	18,887	18,520	(11) (12)
	Senior Secured	SOFR+8.25%, 10.86% floor, 3.00% ETP	8/18/2020	9/30/2024	871	900	882	(11) (12)
Vesta Payment Solutions, Inc.	Senior Secured	SOFR+7.00%, 9.00% floor, 5.00% ETP	11/29/2022	11/15/2026	25,000	25,090	23,837	(11) (12)
Total Data Processing & Outsourced Services - 20.32%*					104,504	102,903
Electronic Equipment & Instruments
Brivo, Inc.	Senior Secured	SOFR+6.85%, 10.89% floor, 3.00% ETP	10/20/2022	10/20/2027	26,293	26,423	26,722	(11) (12)
Total Electronic Equipment & Instruments - 5.28%*					26,423	26,722
Healthcare Equipment
Moximed, Inc.	Senior Secured	PRIME+5.25%, 8.75% floor, 3.50% ETP	6/24/2022	7/1/2027	15,000	14,997	15,434	(11) (12)
Total Healthcare Equipment - 3.05%*					14,997	15,434

Portfolio Company · Investment Type · Investment Description(1),(2),(4) · Initial Acquisition Date · Maturity Date · Principal ($) / Shares · Cost ($) · Fair Value ($) (3) · Footnotes
Non-Control/Non-Affiliate Investments
Debt Investments
Healthcare Technology
	EBR Systems, Inc.	Senior Secured	PRIME+4.90%, 8.90% floor, 4.50% ETP	6/30/2022	6/15/2027		40,000		39,759	40,299	(11) (12) (16)
	Mingle Healthcare Solutions, Inc.	Senior Secured	SOFR+9.75%, 12.26% floor, 10.50% ETP	8/15/2018	12/15/2026		4,322		4,952	3,092	(11) (13) (27)
	Nalu Medical, Inc.	Senior Secured	PRIME+2.70%, 6.70% floor, 2.00% PIK, 4.50% ETP	10/12/2022	10/12/2027		20,691		20,717	21,535	(10) (11) (12)
	Onward Medical, N.V.	Senior Secured	SOFR+6.50%, 10.75% floor, 2.50% ETP	6/28/2024	6/15/2028		17,088		16,579	16,579	(8) (11) (12) (17)
	Route 92 Medical, Inc.	Senior Secured	SOFR+8.48%, 8.98% floor, 3.95% ETP	8/17/2021	7/1/2026		35,000		34,598	35,277	(11) (12)
	SetPoint Medical Corporation	Senior Secured	SOFR+5.75%, 9.00% floor, 4.00% ETP	12/29/2022	12/1/2027		25,000		25,125	25,813	(11) (12)
	Total Healthcare Technology - 28.16%*						141,730		142,595
Human Resource & Employment Services
	CloudPay, Inc.	Senior Secured	PRIME+6.25%, 10.25% floor, 2.00% ETP	9/26/2022	8/17/2027		75,000		75,119	77,297	(5) (9) (11) (12)
	Snagajob.com, Inc.	Senior Secured	SOFR+8.50% PIK, 9.00% floor, 2.75% ETP	9/29/2021	9/1/2025		42,297		42,739	30,033	(10) (11) (13) (27)
	Total Human Resource & Employment Services - 21.19%*						117,858		107,330
Internet & Direct Marketing Retail
	Madison Reed, Inc.	Senior Secured	PRIME+4.75%, 11.00% floor, 11.00% cash cap, 3.00% ETP	12/16/2022	12/16/2026		16,067		15,921	15,967	(10) (11) (12)
	Marley Spoon SE	Senior Secured	SOFR+7.50%, 8.26% floor, 1.25% PIK, 1.00% ETP	6/30/2021	6/15/2027		38,173		38,100	37,466	(6) (9) (10) (11) (12) (18)
	Total Internet & Direct Marketing Retail - 10.55%*						54,021		53,433
Internet Software and Services
	Bombora, Inc.	Senior Secured	SOFR+4.75%, 6.75% floor, 3.25% PIK, 0.96% ETP	12/26/2023	1/15/2028		28,438		28,362	28,345	(10) (11) (12)
	CarNow, Inc.	Senior Secured	SOFR+7.25%, 11.75% floor, 1.00% ETP	3/22/2024	3/22/2029		20,000		17,454	17,454	(11) (12)
	Skillshare, Inc.	Senior Secured	SOFR+6.50%, 10.72% floor, 3.00% ETP	11/8/2022	11/8/2026		30,000		30,015	29,651	(11) (12)
	Synack, Inc.	Senior Secured	SOFR+7.00%, 11.07% floor, 1.00% ETP	12/29/2023	12/29/2028		40,000		39,816	39,801	(11) (12)
	Total Internet Software and Services - 22.76%*						115,647		115,251
Property & Casualty Insurance
	Kin Insurance, Inc.	Senior Secured	PRIME+6.25%, 12.50% floor, 3.00% ETP	9/26/2022	9/15/2026		75,000		75,422	75,598	(11) (12)
	Total Property & Casualty Insurance - 14.93%*						75,422		75,598
System Software
	3PL Central LLC (dba Extensiv)	Senior Secured	SOFR+4.50%, 6.50% floor, 2.50% PIK, 2.34% ETP	11/9/2022	11/9/2027		71,294		71,178	70,017	(10) (11) (12)
	Linxup, LLC	Senior Secured	PRIME+3.25%, 11.75% floor, 2.25% ETP	11/3/2023	11/15/2027		30,000		29,629	30,030	(11) (12)
	Dejero Labs Inc.	Second Lien	SOFR+5.00%, 5.50% floor, 5.00% PIK, 3.00% ETP	12/22/2021	12/22/2025		14,317		14,486	14,469	(7) (9) (10) (11) (12)
	Total System Software - 22.61%*						115,293		114,516
Total Debt Investments - 195.74%*						1,013,455		991,190

Portfolio Company · Investment Type · Investment Description(1),(2),(4) · Initial Acquisition Date · Maturity Date · Principal ($) / Shares · Cost ($) · Fair Value ($) (3) · Footnotes
Non-Control/Non-Affiliate Investments
Equity Investments
Advertising
	Minute Media Inc.	Equity	Preferred Stock	12/13/2023	N/A			1,030			119		119		(5) (13)
		Equity	Common Stock	12/13/2023	N/A			134			16		16		(5) (13)
	Total Advertising - 0.02%*							135			135
Application Software
	Aria Systems, Inc.	Equity	Series G Preferred Stock	7/10/2018	N/A			289,419			250		250		(13)
	FiscalNote, Inc.	Equity	Common Stock	10/19/2020	N/A			230,881			438		337		(13) (14) (19)
	Total Application Software - 0.12%*							688			587
Healthcare Technology
	CareCloud, Inc.	Equity	11% Series A Cumulative Redeemable Perpetual Preferred Stock	1/8/2020	N/A			462,064			12,132		3,729		(13) (15) (19)
	Total Healthcare Technology - 0.74%*							12,132			3,729
Human Resource & Employment Services
	Snagajob.com, Inc.	Equity	Convertible Note	10/26/2023	12/31/2026			1,357			1,357		557		(13) (23)
	Total Human Resource & Employment Services - 0.11%*							1,357			557
Internet & Direct Marketing Retail
	Marley Spoon SE	Equity	Common Stock	7/7/2023	N/A			46,004			410		76		(6) (13) (18) (19) (22)
	Total Internet & Direct Marketing Retail - 0.01%*							410			76
Technology Hardware, Storage & Peripherals
	Quantum Corporation	Equity	Common Stock	8/13/2021	N/A			459,720			2,607		188		(9) (13) (15) (19)
	zSpace, Inc.	Equity	Common Stock	12/31/2020	N/A			6,078,499			1,119		—		(13)
	Total Technology Hardware, Storage & Peripherals - 0.04%*					3,726			188
Total Equity Investments - 1.04%*							18,448			5,272
Warrants
Application Software
	3DNA Corp. (dba NationBuilder)	Warrants	Series C-1 Preferred Stock	12/28/2018	12/28/2028			273,164			104		—		(13)
	Airship Group, Inc.	Warrants	Series F Preferred Stock	6/28/2024	6/28/2034			626,609			500		499		(13)
	Aria Systems, Inc.	Warrants	Series G Preferred Stock	6/29/2018	6/29/2028			2,387,705			1,048		1,132		(13)
	Blueshift Labs, Inc.	Warrants	Success fee	12/19/2023	N/A		N/A			167		168		(13) (21)
	Circadence Corporation	Warrants	Series A-6 Preferred Stock	12/20/2018	12/20/2028			1,538,462			3,630		229		(13)
		Warrants	Series A-6 Preferred Stock	10/31/2019	10/31/2029			384,615			846		57		(13)
		Warrants	Success fee	12/21/2023	N/A		N/A			304		302		(13) (21)
	Dtex Systems, Inc.	Warrants	Series C-Prime Preferred Stock	6/1/2018	6/1/2025			500,000			59		323		(13)
		Warrants	Series C-Prime Preferred Stock	7/11/2019	7/11/2026			833,333			115		539		(13)
	FiscalNote, Inc.	Warrants	Earnout	7/29/2022	7/29/2027		N/A			127		21		(13) (14) (21)
	Total Application Software - 0.65%*					6,900			3,270
Asset Management & Custody Banks
	Betterment Holdings, Inc.	Warrants	Common Stock	10/6/2023	10/6/2033			7,680			35		71		(13)
		Warrants	Common Stock	10/6/2023	10/6/2033			9,818			40		86		(13)
	Total Asset Management & Custody Banks - 0.03%*							75			157

Portfolio Company · Investment Type · Investment Description(1),(2),(4) · Initial Acquisition Date · Maturity Date · Principal ($) / Shares · Cost ($) · Fair Value ($) (3) · Footnotes
Non-Control/Non-Affiliate Investments
Warrants
Biotechnology
Mustang Bio, Inc.	Warrants	Common Stock	3/4/2022	3/4/2032		49,869		315		20		(13) (15)
TRACON Pharmaceuticals, Inc.	Warrants	Common Stock	9/2/2022	9/2/2032		7,538		226		5		(13) (15)
Total Biotechnology - 0.00%*						541		25
Computer & Electronics Retail
Massdrop, Inc.	Warrants	Series B Preferred Stock	7/22/2019	7/22/2029		848,093		183		—		(13)
Total Computer & Electronics Retail - 0.00%*						183		—
Data Processing & Outsourced Services
Elevate Services, Inc.	Warrants	Series C Preferred Stock	7/10/2023	7/10/2033		248,997		447		394		(13)
Interactions Corporation	Warrants	Common Stock	6/24/2022	6/24/2032		189,408		219		16		(13)
ShareThis, Inc.	Warrants	Series D-3 Preferred Stock	12/3/2018	12/3/2028		647,615		2,162		105		(13)
Total Data Processing & Outsourced Services - 0.10%*						2,828		515
Electronic Equipment & Instruments
Brivo, Inc.	Warrants	Series A-2 Preferred Stock	10/20/2022	10/20/2032		201,000		99		207		(13)
Epic IO Technologies, Inc.	Warrants	Success fee	12/17/2021	12/17/2028	N/A		505		387		(13) (21)
Total Electronic Equipment & Instruments - 0.12%*						604		594
Healthcare Equipment
Moximed, Inc.	Warrants	Series C Preferred Stock	6/24/2022	6/24/2032		214,285		175		96		(13)
Revelle Aesthetics, Inc.	Warrants	Series A-2 Preferred Stock	3/30/2022	3/30/2032		115,591		126		27		(13)
Total Healthcare Equipment - 0.02%*						301		123
Healthcare Technology
Allurion Technologies, Inc.	Warrants	Common Stock	3/30/2021	3/30/2031		132,979		282		6		(13) (14) (28)
	Warrants	Common Stock	6/14/2022	3/30/2031		46,256		141		1		(13) (14) (28)
	Warrants	Common Stock	9/15/2022	9/15/2032		46,256		144		1		(13) (14) (28)
	Warrants	Earnout	8/2/2023	8/1/2028	N/A		—		3		(13) (14) (21) (28)
EBR Systems, Inc.	Warrants	Success fee	6/30/2022	6/30/2032	N/A		605		707		(13) (16) (21)
Mingle Healthcare Solutions, Inc.	Warrants	Series CC Preferred Stock	8/15/2018	8/15/2028		1,770,973		492		—		(13)
Nalu Medical, Inc.	Warrants	Series D-2 Preferred Stock	10/12/2022	10/12/2032		91,717		173		104		(13)
Onward Medical, N.V.	Warrants	Common Stock	6/28/2024	9/26/2034		165,338		340		339		(8) (13) (17) (22)
Route 92 Medical, Inc.	Warrants	Success fee	8/17/2021	8/17/2031	N/A		835		854		(13) (21)
SetPoint Medical Corporation	Warrants	Series B Preferred Stock	6/29/2021	6/29/2031		400,000		14		200		(13)
	Warrants	Series B Preferred Stock	12/29/2022	12/29/2032		600,000		74		300		(13)
VERO Biotech LLC	Warrants	Success fee	12/29/2020	12/29/2025	N/A		377		205		(13) (21)
Total Healthcare Technology - 0.54%*						3,477		2,720
Human Resource & Employment Services
CloudPay, Inc.	Warrants	Series B Preferred Stock	6/30/2020	6/30/2030		11,273		218		1,234		(5) (9) (13)
	Warrants	Series D Preferred Stock	8/17/2021	8/17/2031		3,502		52		140		(5) (9) (13)
	Warrants	Series D Preferred Stock	9/26/2022	9/26/2032		5,252		176		209		(5) (9) (13)
Snagajob.com, Inc.	Warrants	Series B-1 Preferred Stock	9/29/2021	9/29/2031		763,269		343		—		(13)
Total Human Resource & Employment Services - 0.31%*						789		1,583

Portfolio Company · Investment Type · Investment Description(1),(2),(4) · Initial Acquisition Date · Maturity Date · Principal ($) / Shares · Cost ($) · Fair Value ($) (3) · Footnotes
Non-Control/Non-Affiliate Investments
Warrants
Internet & Direct Marketing Retail
		Madison Reed, Inc.	Warrants	Success fee	12/16/2022	N/A		N/A			209		218		(13) (21)
		Total Internet & Direct Marketing Retail - 0.04%*							209			218
Internet Software and Services
		Bombora, Inc.	Warrants	Common Stock	3/31/2021	3/31/2031			121,581			174		116		(13)
			Warrants	Common Stock	12/26/2023	12/26/2033			48,632			42		46		(13)
		CarNow, Inc.	Warrants	Common Stock	3/22/2024	3/22/2034			200,000			2,400		2,489		(13)
		Fidelis Cybersecurity, Inc.	Warrants	Common Stock	3/25/2022	3/25/2032		N/A			79		—		(13) (20)
		INRIX, Inc.	Warrants	Common Stock	7/26/2019	7/26/2029			150,804			522		441		(13)
		Longtail Ad Solutions, Inc. (dba JW Player)	Warrants	Common Stock	12/12/2019	12/12/2029			387,596			47		317		(13)
		Skillshare, Inc.	Warrants	Success fee	11/8/2022	N/A		N/A			301		513		(13) (21)
		Synack, Inc.	Warrants	Common Stock	12/29/2023	6/30/2032			116,908			147		167		(13)
		Total Internet Software and Services - 0.81%*							3,712			4,089
Property & Casualty Insurance
		Kin Insurance, Inc.	Warrants	Series D-3 Preferred Stock	9/26/2022	9/26/2032			41,576			302		370		(13)
			Warrants	Series D-3 Preferred Stock	5/5/2023	9/26/2032			11,549			69		103		(13)
			Warrants	Series D-3 Preferred Stock	8/25/2023	9/26/2032			9,239			55		82		(13)
		Total Property & Casualty Insurance - 0.11%*							426			555
Specialized Consumer Services
		AllClear ID, Inc.	Warrants	Common Stock	8/31/2017	8/31/2027			523,893			1,053		—		(13)
			Warrants	Common Stock	10/17/2018	8/31/2027			346,621			697		—		(13)
		Credit Sesame, Inc.	Warrants	Common Stock	1/7/2020	1/7/2030			191,601			425		366		(13)
		Total Specialized Consumer Services - 0.07%*							2,175			366
System Software
		Dejero Labs Inc.	Warrants	Common Stock	5/31/2019	5/31/2029			333,621			192		254		(7) (9) (13)
		Linxup, LLC	Warrants	Success fee	11/3/2023	11/3/2033		N/A			253		337		(13) (21)
		Scale Computing, Inc.	Warrants	Common Stock	3/29/2019	3/29/2029			9,665,667			346		—		(13)
		Total System Software - 0.12%*							791			591
Technology Hardware, Storage & Peripherals
		RealWear, Inc.	Warrants	Series A Preferred Stock	10/5/2018	10/5/2028			112,451			136		117		(13)
			Warrants	Series A Preferred Stock	12/28/2018	12/28/2028			22,491			25		13		(13)
			Warrants	Series A Preferred Stock	6/27/2019	6/27/2029			123,894			381		74		(13)
		Total Technology Hardware, Storage & Peripherals - 0.04%*					542			204
	Total Warrants - 2.96%*							23,553			15,010
Total Non-Control/Non-Affiliate Investments - 199.74%*							1,055,456			1,011,472

Portfolio Company · Investment Type · Investment Description(1),(2),(4) · Initial Acquisition Date · Maturity Date · Principal ($) / Shares · Cost ($) · Fair Value ($) (3) · Footnotes
Affiliate Investments												(25)
Debt Investments
Healthcare Technology
		Gynesonics, Inc.	Senior Secured	SOFR+8.75%, 8.00% ceiling, 5.00% ETP	3/1/2023	11/30/2026			25,595				26,061		23,941		(11) (12)
		Total Healthcare Technology - 4.73%*							26,061				23,941
	Total Debt Investments - 4.73%*							26,061				23,941
Equity Investments
Application Software
		Coginiti Corp	Equity	Common Stock	3/9/2020	N/A			1,040,160				4,551		112		(13)
		Total Application Software - 0.02%*							4,551				112
Healthcare Technology
		Gynesonics, Inc.	Equity	Series A-2 Preferred Stock	3/1/2023	N/A			3,266,668				25,000		21,380		(13) (29)
			Equity	Series A-1 Preferred Stock	10/24/2023	N/A			3,100,000				3,100		4,503		(13) (29)
		Total Healthcare Technology - 5.11%*							28,100				25,883
	Total Equity Investments - 5.13%*							32,651				25,995
Warrants
Application Software
		Coginiti Corp	Warrants	Common Stock	3/9/2020	3/9/2030			811,770				—		85		(13)
		Total Application Software - 0.02%*							—				85
Healthcare Technology
		Gynesonics, Inc.	Warrants	Success fee	3/1/2023	3/1/2030		N/A				313		352		(13) (21)
		Total Healthcare Technology - 0.07%*							313				352
	Total Warrants - 0.09%*							313				437
Total Affiliate Investments - 9.95%*							59,025				50,373
Control Investments												(26)
Equity Investments
Data Processing & Outsourced Services
		Pivot3, Inc.	Equity	Equity Interest	12/31/2023	N/A		N/A				950		960		(24)
		Total Data Processing & Outsourced Services - 0.19%*							950				960
Multi-Sector Holdings
		Runway-Cadma I LLC	Equity	Equity Interest	3/6/2024	N/A		N/A				650		519		(9) (26)
		Total Multi-Sector Holdings - 0.10%*							650				519
	Total Equity Investments - 0.29%*							1,600				1,479
Total Control Investments - 0.29%*							1,600				1,479
Total Investments - 209.98%*						$	1,116,081			$	1,063,324

(1)	Disclosures of interest rates on notes include cash interest rates and payment-in-kind ("PIK") interest rates, as applicable. Unless otherwise indicated, all of the Company's variable interest debt instruments bear interest at a rate determined by reference to the U.S. Prime Rate or the 1-month or 3-month Secured Overnight Financing Rate ("SOFR"). At June 30, 2024, the U.S. Prime Rate was 8.50%, the 1-Month SOFR was 5.34%, and the 3-Month SOFR was 5.32%.
(2)	The Company’s investments are generally acquired in private transactions exempt from registration under the Securities Act of 1933, as amended (the “Securities Act”), and, therefore, except as otherwise noted, are subject to limitation on resale, may be deemed to be “restricted securities” under the Securities Act, and were valued at fair value as determined in good faith by the Board of Directors (as defined in "Note 2 – Summary of Significant Accounting Policies").
(3)	Investments are held at Fair Value net of the Fair Value of Unfunded Commitments. Refer to "Note 8 – Commitments and Contingencies" for additional detail.
(4)	All portfolio companies are domiciled in the United States, unless otherwise noted.
(5)	Portfolio company is domiciled in the United Kingdom. Fair value of United-Kingdom-domiciled investments represents 15.6% of net assets.
(6)	Portfolio company is domiciled in Germany. Fair value of Germany-domiciled investments represents 7.41% of net assets.
(7)	Portfolio company is domiciled in Canada. Fair value of Canadian-domiciled investments represents 2.91% of net assets.
(8)	Portfolio company is domiciled in the Netherlands. Fair value of Dutch-domiciled investments represents 3.34% of net assets.
(9)	Investment is not a qualifying investment as defined under Section 55(a) of the Investment Company Act of 1940, as amended. The fair value of non-qualifying assets represent 13.81% of total assets as of June 30, 2024. Qualifying assets must represent at least 70% of total assets at the time of acquisition of any additional non-qualifying assets. If at any time qualifying assets do not represent at least 70% of the Company's total assets, the Company will be precluded from acquiring any additional non-qualifying assets until such time as it complies with the requirements of Section 55(a).
(10)	Represents a PIK security. PIK interest will be accrued and paid at maturity. For any investments denoting a "cash cap", any interest above such cap will be recorded as PIK interest.
(11)	Disclosures of end-of-term payments ("ETP") are one-time payments stated as a percentage of original principal amount.
(12)	The investment is an eligible loan investment in the collateral under the Credit Facility (as defined in "Note 7 – Borrowings").
(13)	Investments are non-income producing.
(14)	Portfolio company is publicly traded and listed on NYSE.
(15)	Portfolio company is publicly traded and listed on NASDAQ.
(16)	Portfolio company is publicly traded and listed on ASX.
(17)	Portfolio company is publicly traded and listed on Euronext.
(18)	Portfolio company is publicly traded and listed on ETR.
(19)	Investment is not a "restricted security" under the Securities Act.
(20)	The warrant count is based upon a percentage of ownership of Fidelis Cybersecurity, Inc.
(21)	Investment is either a cash success fee payable or earnout of shares based on the consummation of certain trigger events.
(22)	Investment is denominated in a foreign currency. At each balance sheet date, portfolio company investments denominated in foreign currencies are translated into U.S. dollars using the spot exchange rate on the last business day of the period. Transactions of foreign portfolio company investments, and income related from such investments, are translated into U.S. dollars using relevant rates of exchange on the respective dates of such transactions.
(23)	Convertible notes represent investments that are redeemable by the Company upon occurrence of contingent events. There are no principal or interest payments to be made against the note.
(24)	The assets recovered on the senior secured term loan to Pivot 3, Inc. was contributed to P3 Holdco LLC by the Company, a wholly owned subsidiary of the Company. For more information, refer to "Note 2 — Summary of Significant Accounting Policies, Principles of Consolidation".
(25)	Affiliate portfolio company as defined under the 1940 Act in which the Company owns between 5% and 25% (inclusive) of the investment's voting securities and does not have rights to maintain greater than 50% representation on the board.
(26)	Control portfolio company, as defined under the 1940 Act, in which the Company owns more than 25% of the investment’s voting securities or has greater than 50% representation on its board.
(27)	Investment is on non-accrual status as of June 30, 2024 and is therefore considered non-income producing.
(28)	Sale of equity security is subject to a lock-up period until January 22, 2025.
(29)	Gynesonics, Inc. has the right of first refusal on sale of preferred stock.
*	Fair value as a percentage of net assets.

RUNWAY GROWTH FINANCE CORP

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.