BOX INC
For the period ended Apr 30, 2024. Filed May 30, 2024.
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Apr 30, 2024 · Filed May 30, 2024
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Item 5. Other Information
During the three months ended April 30, 2024, the following directors and officers, as defined in Rule 16a-1(f) under the Exchange Act, adopted a “Rule 10b5-1 trading arrangement” as defined in Item 408 of Regulation S-K, as follows.
On April 2, 2024, Aaron Levie, our Chief Executive Officer, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) of the Exchange Act. The Rule 10b5-1 trading arrangement allows for the sale of up to 40,000 shares of our Class A common stock, commencing on July 2, 2024 and continuing until all shares are sold or April 1, 2025, whichever comes first.
On April 2, 2024, Dylan Smith, our Chief Financial Officer, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) of the Exchange Act. The Rule 10b5-1 trading arrangement allows for the sale of up to 156,000 shares of our Class A common stock, commencing on July 10, 2024 and continuing until all shares are sold or June 10, 2025, whichever comes first.
On April 5, 2024, Jack Lazar, a member of our Board of Directors, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) of the Exchange Act. The Rule 10b5-1 trading arrangement allows for the sale of up to 12,000 shares of our Class A common stock, commencing on July 5, 2024 and continuing until all shares are sold or April 5, 2025, whichever comes first.
On April 10, 2024, Dana Evan, a member of our Board of Directors, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) of the Exchange Act. The Rule 10b5-1 trading arrangement allows for the sale of up to 18,052 shares of our Class A common stock, commencing on July 10, 2024 and continuing until all shares are sold or March 31, 2025, whichever comes first.
No other directors or officers, as defined in Rule 16a-1(f), adopted and/orterminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Regulation S-K Item 408, duringthe three months ended April 30, 2024.
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