LM FUNDING AMERICA INC
For the period ended Mar 31, 2024. Filed May 15, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 15, 2024
PWCM$0.54+3.0%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
The following documents are filed as a part of this report or are incorporated herein by reference.
| EXHIBITNUMBER | DESCRIPTION |
| 3.1 | Certificate of Incorporation of LM Funding America, Inc., as amended (incorporated by reference to Exhibit 4.1 to the Registration Statement on Form S-8 filed on January 24, 2022 (Registration No. 333-262316)) |
| 3.2 | Certificate of Amendment to Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to Form 8-K filed on March 8, 2024) |
| 3.3 | Restated By-Laws of LM Funding America, Inc. (incorporated by reference to Exhibit 3.2 to the Form 10-Q filed on November 17, 2022) |
| 4.1 | Form of Common Stock Certificate (incorporated by reference to Exhibit 4.2 to the Registration Statement on Form S-1 (Amendment No. 2) filed on August 27, 2015 (Registration No. 333-205232)) |
| 4.2 | Form of Common Stock Purchase Warrant (incorporated by reference to Exhibit 4.1 to Form 8-K filed on August 18, 2020) |
| 4.3 | Form of Representative’s Warrant (incorporated by reference to Exhibit 4.1 to the Form 8-K filed on October 20, 2021) |
| 4.4 | Form of Common Warrant (incorporated by reference to Exhibit 4.2 to the Form 8-K filed on October 20, 2021) |
| 4.5 | Secured Promissory Note, dated May 13, 2024, between LM Funding America, Inc. and Brown Family Enterprises LLC |
| 31.1* | Rule 13a – 14(a) Certification of the Principal Executive Officer |
| 31.2* | Rule 13a – 14(a) Certification of the Principal Financial Officer |
| 32.1* | Written Statement of the Principal Executive Officer, Pursuant to 18 U.S.C. § 1350 |
| 32.2* | Written Statement of the Principal Financial Officer, Pursuant to 18 U.S.C. § 1350 |
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document. |
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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