FRACTYL HEALTH INC
For the period ended Mar 31, 2024. Filed May 13, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 13, 2024
GUTS$0.90-3.5%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| ExhibitNumber | Exhibit Description | Form | File No. | Exhibit | FilingDate | Filed/FurnishedHerewith |
| 3.1 | Amended and Restated Certificate of Incorporation of Fractyl Health, Inc. | 8-K | 001-41942 | 3.1 | 2/6/2024 | |
| 3.2 | Amended and Restated Bylaws of Fractyl Health, Inc. | 8-K | 001-41942 | 3.2 | 2/6/2024 | |
| 4.1 | Specimen Stock Certificate evidencing the shares of common stock. | S‑1 | 333‑276046 | 4.1 | 12/14/2023 | |
| 4.2 | Fifth Amended and Restated Investors’ Rights Agreement, dated June 9, 2021, by and among Fractyl Health, Inc. and certain of its stockholders. | S-1 | 333-276046 | 4.2 | 12/14/2023 | |
| 10.1 | Fractyl Health, Inc. Amended and Restated 2011 Stock Incentive Plan and forms of award agreements thereunder. | * | ||||
| 10.2 | Employment Letter Agreement, dated January 26, 2024, by and between Fractyl Health, Inc. and Harith Rajagopalan, M.D., Ph.D. | S‑1/A | 333-276046 | 10.5 | 1/29/2024 | |
| 10.3 | Employment Letter Agreement, dated January 26, 2024, by and between Fractyl Health, Inc. and Lisa A. Davidson. | S‑1/A | 333-276046 | 10.6 | 1/29/2024 | |
| 10.4 | Employment Letter Agreement, dated January 26, 2024, by and between Fractyl Health, Inc. and Jay D. Caplan. | S‑1/A | 333-276046 | 10.7 | 1/29/2024 | |
| 10.5 | Employment Letter Agreement, dated January 26, 2024, by and between Fractyl Health, Inc. and Sarah Toomey. | S‑1/A | 333-276046 | 10.8 | 1/29/2024 | |
| 10.6 | First Amendment to Severance Agreement and Change in Control Agreement, by and between the Registrant and Timothy Kieffer, Ph.D. (effective February 1, 2024). | S-1/A | 333-276046 | 10.12 | 1/29/2024 | |
| 10.7# | Employment Letter Agreement, dated March 8, 2024, by and between Fractyl Health, Inc. and Adrian Kimber. | * | ||||
| 10.8# | Master Services Agreement as Amended and Statement of Work dated April 25, 2024 by and between Velocity Global, LLC. and Fractyl Heath, Inc. | * | ||||
| 10.9 | Employment Agreement dated May 10, 2024 by and between Velocity Global International Ltd., and Timothy Kieffer. | * | ||||
| 10.10 | Fractyl Health, Inc. 2024 Incentive Award Plan and forms of award agreements thereunder. | 10-K | 001-41942 | 10.14 | 4/1/2024 | |
| 10.11 | Fractyl Health, Inc. 2024 Employee Stock Purchase Plan. | S-1/A | 333-276046 | 10.16 | 1/29/2024 | |
| 10.12 | Fractyl Health, Inc. Non-Employee Director Compensation Program. | S-1/A | 333-276046 | 10.17 | 1/29/2024 | |
| 31.1 | Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer | * | ||||
| 31.2 | Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer | * | ||||
| 32.1 | Section 1350 Certification of Chief Executive Officer | ** | ||||
| 32.2 | Section 1350 Certification of Chief Financial Officer | ** | ||||
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document. | * | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents | * | ||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | * | ||||
- Filed herewith
** Furnished herewith
Schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Registrant undertakes to furnish supplemental copies of any of the omitted schedules upon request by the SEC
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