REGENXBIO Inc
For the period ended Mar 31, 2024. Filed May 8, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 8, 2024
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Item 5. Other Information
Rule 10b5-1 Trading Plans
The adoption or termination of contracts, instructions or written plans for the purchase or sale of our securities by our Section 16 officers and directors for the three months ended March 31, 2024, each of which is intended to satisfy the affirmative defense of Rule 10b5-1(c) ("Rule 10b5-1 Plan"), were as follows:
| Rule 10b5-1 Trading Plan · Aggregate # of | ||||||
|---|---|---|---|---|---|---|
| Scheduled · Provides for · Securities to be | ||||||
| Name | Title | Action | Date Adopted | Expiration Date | Purchase/Sale | Purchased/Sold (a) |
| Olivier Danos | Executive Vice President, Chief Scientific Officer | Adoption | 3/15/2024 | 3/1/2025 | Sale | 138,094 |
| Curran Simpson | Executive Vice President, Chief Operating Officer | Adoption | 3/15/2024 | 2/28/2025 | Sale | 67,834 |
| A.N. “Jerry” Karabelas | Director | Adoption | 3/25/2024 | 3/1/2025 | Sale | 74,375 |
| Vittal Vasista | Executive Vice President, Chief Financial Officer | Adoption | 3/27/2024 | 3/26/2026 | Sale | 228,610 |
(a) The aggregate number of shares in this column includes shares that may be forfeited or withheld to satisfy exercise price and tax withholding obligations at the time of vesting.
Other than as described above, during the three months ended March 31, 2024, none of ourdirectors or Section 16 reporting officers adopted or terminated any Rule 10b5-1 trading arrangement ornon-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of the SEC's Regulation S-K).
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