Alphatec Holdings Inc
For the period ended Mar 31, 2024. Filed May 7, 2024.
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Mar 31, 2024 · Filed May 7, 2024
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Unregistered Sales of Equity Securities and Use of Proceeds
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds
| Date Issued | Number of Shares | Grant Date Fair Value per Share (4) |
|---|---|---|
| January 2, 2024 | 17,500(1) | $14.85 |
| January 5, 2024 | 6,250(2) | $13.74 |
| January 15, 2024 | 123,333(2) | $14.94 |
| February 7, 2024 | 614(3) | $16.30 |
| February 9, 2024 | 4,167(2) | $16.78 |
| March 14, 2024 | 30,180(3) | $13.35 |
(1) Consulting services rendered to the Company.
(2) Pursuant to Development Services Agreements for the development of products and intellectual property.
(3) Independent sales agent services rendered to the Company.
(4) Based on the market price of common stock on the issuance date.
The issuances of the foregoing securities were made in reliance on the exemption from registration provided by Section 4(a)(2) of the Securities Act of 1933, as amended, as there was no general solicitation and the transactions did not involve a public offering.
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