Great Elm Capital Corp
For the period ended Mar 31, 2024. Filed May 2, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 2, 2024
GECC$5.000.0%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
Unless otherwise indicated, all references are to exhibits to the applicable filing by Great Elm Capital Corp. (the “Registrant”) under File No. 814-01211 with the Securities and Exchange Commission.
| ExhibitNumber | Description |
| 3.1 | Amended and Restated Charter of the Registrant (incorporated by reference to Exhibit 3.1 to the Form 8-K filed on November 7, 2016) |
| 3.2 | Amendment to Amended and Restated Articles of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 to the Form 8-K filed on March 2, 2022) |
| 3.3 | Bylaws of the Registrant (incorporated by reference to Exhibit 2 to the Registration Statement on Form N-14 (File No. 333-212817) filed on August 1, 2016) |
| 10.1 | Share Purchase Agreement, dated February 8, 2024, by and between Great Elm Capital Corp. and Great Elm Strategic Partnership I, LLC (incorporated by reference to Exhibit 10.1 to the Form 8-K filed on February 8, 2024) |
| 31.1* | Certification of the Registrant’s Chief Executive Officer (“CEO”) |
| 31.2* | Certification of the Registrant’s Chief Financial Officer (“CFO”) |
| 32.1* | Certification of the Registrant’s CEO and CFO |
| 101 | Materials from the Registrant’s Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2024, formatted in inline Extensible Business Reporting Language (XBRL): (i) consolidated statements of assets and liabilities, (ii) consolidated statements of operations, (iii) consolidated statements of changes in net assets, (iv) consolidated statements of cash flows, (v) consolidated schedules of investments, and (vi) related notes to the consolidated financial statements, tagged in detail (furnished herewith) |
| 104 | The cover page from the Registrant’s Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2024, formatted in inline XBRL (included as Exhibit 101) |
- Filed herewith
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