P10 Inc
For the period ended Jun 14, 2024. Filed Apr 24, 2024.
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What shareholders are asked to vote on at a company's meeting. It is where to find what directors and top executives are paid, and who owns the most shares.
Jun 14, 2024 · Filed Apr 24, 2024
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DEF 14A 1 p10_proxy_2023_-_no_xbrl.htm DEF 14A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934
(Amendment No. )
| Filed by the Registrant ☒ | Filed by a Party other than the Registrant ☐ |
|---|
Check the appropriate box:
| ☐ | Preliminary Proxy Statement |
|---|---|
| ☐ | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
| ☒ | Definitive Proxy Statement |
| ☐ | Definitive Additional Materials |
| ☐ | Soliciting Material Pursuant to §240.14a-12 |
P10, Inc.
(Name of Registrant as Specified In Its Charter)
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment of Filing Fee (Check all boxes that apply):
| ☒ | No fee required |
|---|---|
| ☐ | Fee paid previously with preliminary materials |
| ☐ | Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11 |
P10 2023 Proxy Statement
P10
Notice of Annual Meeting of Stockholders
| Notice is hereby given that the 2024 Annual Meeting of Stockholders of P10, Inc. (“P10” or the “Company”) will be held at the Westin New York Grand Central, Ambassador Meeting Room, located at 212 East 42nd Street, New York, NY at 9:00 a.m., local time, on Friday, June 14, 2024 for the following purposes: | Annual MeetingInformation | ||
| 1. | To elect the following nominees as Class III Directors to serve for a term of three years: Robert Alpert, Travis Barnes and Luke A. Sarsfield III; | ||
| 2. | To approve an amendment to the P10, Inc. 2021 Incentive Plan (the "2021 Plan") to increase the number of shares issuable under the 2021 Plan by 11,000,000 shares; | ||
| 3. | To ratify the selection of KPMG LLP as our Independent Registered Public Accounting Firm for our fiscal year ending December 31, 2024; and | Date and Time:Friday, June 14, 20249:00 a.m., local timeLocation:The Westin New York Grand Central Ambassador Meeting Room212 East 42nd StreetNew York, NY 10017Record Date:Close of BusinessApril 18, 2024Voting InformationYour vote is important.Please vote via theInternet or telephone. By InternetVisit:www.proxypush.com/PX By PhoneCall: 1-866-983-6559 | |
| 4. | To transact such other business as may properly come before the meeting or any adjournment thereof. | ||
| These proposals are more fully described in the Proxy Statement following this Notice.The Board of Directors recommends that you vote (i) FOR the election of the three nominees to serve as Class III directors of the Company for a term of three years, (ii) FOR the approval of the amendment to the P10, Inc. 2021 Incentive Plan to increase the number of shares issuable under the 2021 Plan by 11,000,000 shares and (iii) FOR the ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024.Along with the attached Proxy Statement, we are sending you a copy of our Annual Report on Form 10-K for the fiscal year ended December 31, 2023.The Board of Directors has fixed the close of business on April 18, 2024 as the record date for the determination of the stockholders entitled to notice of, and to vote at, the Annual Meeting. Accordingly, only stockholders of record at the close of business on that date will be entitled to vote at the Annual Meeting. A list of the stockholders of record as of the close of business on April 18, 2024 will be available for inspection by any of our stockholders for any purpose germane to the Annual Meeting during normal business hours at our principal executive offices, 4514 Cole Ave, Suite 1600, Dallas, TX 75205, beginning on June 4, 2024 and at the Annual Meeting.Stockholders are cordially invited to attend the Annual Meeting in person. Regardless of whether you plan to attend the Annual Meeting, please mark, date, sign and return the enclosed proxy, or vote by internet or telephone, to ensure that your shares are represented at the Annual Meeting.By Order of the Board of Directors,Robert AlpertRobert AlpertExecutive Chairman and Chairman of the BoardApril 24, 2024 | |||
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Important notice regarding the availability of proxy materials for the Annual Meeting to be held on June 14, 2024: The Notice of Annual Meeting of Stockholders, the accompanying Proxy Statement and our 2023 Annual Report to Stockholders are available at www.p10alts.com and www.proxypush.com/PX. These proxy materials are first being made available to stockholders on or about April 24, 2024 and mailed on or about April 26, 2024.
| 2024 Proxy Statement | i |
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Proxy Summary
Table of Contents
| Notice of Annual Meeting of Stockholders | |
|---|---|
| 2 | Proxy Statement |
| 2 | Proxy Summary |
| 2 | About the Meeting |
| 5 | Stock Ownership |
| 7 | Matters to Come Before the Annual Meeting |
| 7 | Proposal 1: Election of Directors |
| 11 | Board Meetings; Corporate Governance; Committees and Membership |
| 18 | Director Compensation |
| 19 | Executive Compensation |
| 23 | Compensation Policies and Practices and Risk |
| 23 | Proposal 2: Approval of 2021 Plan Amendment |
| 30 | Audit Committee Report |
| 31 | Proposal 3: Ratification of Independent Registered Public Accounting Firm |
| 32 | Delinquent Section 16(a) Reports |
| 33 | Other Matters |
| 39 | Appendix A - Amendment No. 1 to 2021 Incentive Plan |
| 2024 Proxy Statement | 1 |
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Proxy Summary
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.