OOMA INC
For the period ended Jan 31, 2024. Filed Apr 2, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Apr 2, 2024
OOMA$18.18+1.0%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Exhibits
| Incorporated by Reference | ||||
|---|---|---|---|---|
| ExhibitNumber | Description | Form | ExhibitNumber | Date Filed |
| 3.1 | Amended and Restated Certification of Incorporation | 10-Q | 3.1 | 9/11/2015 |
| 3.2 | Amended and Restated Bylaws | 10-Q | 3.1 | 12/8/2023 |
| 4.1 | Form of common stock certificate. | S-1/A | 4.1 | 7/6/2015 |
| 4.2 | Form of Indenture | S-3 | 4.2 | 12/09/2022 |
| 4.5 | Description of Securities | 10-K | 4.5 | 4/14/2020 |
| 10.1+ | 2005 Stock Incentive Plan and forms of agreements thereunder. | S-1 | 10.1 | 6/15/2015 |
| 10.2+ | 2015 Equity Incentive Plan and forms of agreements thereunder. | S-1/A | 10.2 | 7/6/2015 |
| 10.3+ | 2015 Employee Stock Purchase Plan and form of agreement thereunder. | S-1/A | 10.3 | 7/6/2015 |
| 10.4+ | Executive Incentive Bonus Plan. | S-1 | 10.4 | 6/15/2015 |
| 10.5+ | Executive Change in Control and Severance Agreement by and between the Company and Eric B. Stang, dated June 9, 2015. | S-1 | 10.5 | 6/15/2015 |
| 10.6+ | Offer Letter by and between the Company and James A. Gustke, dated July 30, 2010. | S-1 | 10.7 | 6/15/2015 |
| 10.7 | Change in Control Letter Agreement between the Company and James A. Gustke, dated August 31, 2016. | 10-K | 10.8 | 4/11/2017 |
| 10.8 | Form of Indemnification Agreement between the Registrant and each of its directors and executive officers. | S-1 | 10.8 | 6/15/2015 |
| 10.9+ | Form of Restricted Stock Unit Agreement under the 2015 Equity Incentive Plan (effective for grants made on or after March 14, 2018). | 10-Q | 10.1 | 06/08/2018 |
| 10.10 | Sublease Agreement dated as of August 6, 2019 by and among the Company and Alibaba Group (U.S.) Inc. | 10-Q | 10.1 | 12/06/2019 |
| 10.12 | First Amendment to the Sublease Agreement by and among the Company and Alibaba Group (U.S.) Inc. | 10-Q | 10.13 | 06/09/2021 |
| 10.14+ | Letter Agreement by and between the Company and Shig Hamamatsu, dated July 3, 2021 | 10-Q | 10.14 | 12/08/2021 |
| 10.15+ | Executive Change in Control and Severance Agreement by and between the Company and Shig Hamamatsu, dated September 7, 2021 | 10-Q | 10.15 | 12/08/2021 |
| 10.16+ | Amendment No. 1 to the Executive Change in Control and Severance Agreement by and between the Company and Eric Stang, dated September 20, 2021 | 10-Q | 10.16 | 12/08/2021 |
| Incorporated by Reference | ||||
|---|---|---|---|---|
| ExhibitNumber | Description | Form | ExhibitNumber | Date Filed |
| 10.17+ | Amendment No. 1 to the Executive Change in Control and Severance Agreement by and between the Company and Jenny Yeh, dated September 20, 2021 | 10-Q | 10.17 | 12/08/2021 |
| 10.18+ | Amended Form of Executive Change in Control and Severance Agreement | 10-Q | 10.18 | 12/08/2021 |
| 10.20 | Agreement and Plan of Merger by and among Geneva Merger Sub, Inc., 2600hz, Inc. and Fortis Advisors LLC, dated as of October 20, 2023. | 10-Q | 2.1†# | 12/08/2023 |
| 10.21 | Credit Agreement by and among the Company and Citizens Bank, N.A., dated as of October 20, 2023. | 10-Q | 10.1 | 12/08/2023 |
| 19.1 | Ooma, Inc. Insider Trading Policy, adopted May 20, 2015 | Filed herewith. | ||
| 21.1 | List of subsidiaries of the Registrant. | Filed herewith. | ||
| 23.1 | Consent of KPMG LLP, Independent Registered Public Accounting Firm | Filed herewith. | ||
| 31.1 | Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, Rule 13(a)‑14(a)/15d-14(a), by President and Chief Executive Officer. | Filed herewith. | ||
| 31.2 | Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, Rule 13(a)‑14(a)/15d-14(a), by Chief Financial Officer. | Filed herewith. | ||
| 32.1 | Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, by President and Chief Executive Officer. | Furnished herewith. | ||
| 32.2 | Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, by Chief Financial Officer. | Furnished herewith. | ||
| 97.1 | Ooma, Inc. Compensation Recovery Policy, adopted September 8, 2023 | Furnished herewith. | ||
| 101.INS | Inline XBRL Instance Document | Filed herewith. | ||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | Filed herewith. | ||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | Filed herewith. | ||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | Filed herewith. | ||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | Filed herewith. | ||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | Filed herewith. | ||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | Filed herewith. | ||
| + Indicates a management contract or compensatory plan. | ||||
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