SOUNDTHINKING INC
For the period ended Dec 31, 2023. Filed Apr 1, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Apr 1, 2024
SSTI$8.27-0.6%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Exhibit Index
| Exhibit · Exhibit · Incorporated by Reference · Filed | ||||||
|---|---|---|---|---|---|---|
| Number | Description | Form | File No. | Exhibit | Filing Date | Herewith |
| 3.1 | Amended Restated Certificate of Incorporation | 8-K | 001-38107 | 3.1 | April 11, 2023 | |
| 3.2 | Certificate of Change of Registered Agent | 10-Q | 001-38107 | 3.2 | August 10, 2023 | |
| 3.3 | Amended and Restated Bylaws | 8-K | 001-38107 | 3.1 | November 9, 2023 | |
| 4.1 | Form of Common Stock Certificate | S-1/A | 333-217603 | 4.1 | May 19, 2017 | |
| 4.2 | Investors' Rights Agreement, by and among ShotSpotter, Inc. and the investors listed on Exhibit A thereto, dated July 12, 2012 | S-1 | 333-217603 | 4.2 | May 2, 2017 | |
| 4.3 | Description of Capital Stock | 10-K | 001-38107 | 4.5 | March 13, 2020 | |
| 10.1(#) | ShotSpotter, Inc. Amended and Restated 2005 Stock Plan | S-1 | 333-217603 | 10.1 | May 2, 2017 | |
| 10.2(#) | Forms of Option Agreement and Option Grant Notice under the Amended and Restated 2005 Stock Plan | S-1 | 333-217603 | 10.2 | May 2, 2017 | |
| 10.3(#) | SoundThinking, Inc. 2017 Equity Incentive Plan | X | ||||
| 10.4(#) | Forms of Option Agreement and Option Grant Notice under the 2017 Equity Incentive Plan | X | ||||
| 10.5(#) | Form of Restricted Stock Unit Grant Notice and Restricted Stock Unit Restricted Terms and Conditions under the 2017 Equity Incentive Plan | 10-Q | 001-38107 | 10.1 | November 14, 2023 | |
| 10.6(#) | Form of Performance- and Service-Based RSU Grant Notice and Terms and Conditions | 10-Q | 001-38107 | 10.2 | November 14, 2023 | |
| 10.7(#) | SoundThinking, Inc. 2017 Employee Stock Purchase Plan | X | ||||
| 10.8(#) | Form of Restricted Stock Unit Grant Notice for Directors | 10-Q | 001-38107 | 10.6 | August 14, 2017 | |
| 10.9(#) | Form of Indemnification Agreement by and between ShotSpotter, Inc. and each director and executive officer | S-1 | 333-217603 | 10.7 | May 2, 2017 | |
| 10.10(#) | Offer Letter between ShotSpotter, Inc. and Ralph A. Clark, dated March 13, 2017 | S-1 | 333-217603 | 10.8 | May 2, 2017 | |
| 10.12(#) | Offer Letter between ShotSpotter, Inc. and Alan R. Stewart, dated March 13, 2017 | S-1 | 333-217603 | 10.9 | May 2, 2017 | |
| 10.13(#) | Offer Letter between ShotSpotter, Inc. and Nasim Golzadeh, dated February 20, 2019 | 10-K | 001-38107 | 10.16 | March 4, 2019 | |
| 10.14 · Offer Letter between SoundThinking, Inc. and Erin Edwards dated September 21, 2023 · X | ||||||
|---|---|---|---|---|---|---|
| 10.15 | Lease Agreement between Washington Township Health Care District and ShotSpotter, Inc., dated August 16, 2021 | 10-Q | 001-38107 | 10.1 | November 15, 2021 | |
| 10.16 | Credit Agreement between Umpqua Bank and ShotSpotter, Inc., dated September 27, 2018 | 10-Q | 001-38107 | 10.1 | November 14, 2018 | |
| 10.17 | First Amendment to Credit Agreement between Umpqua Bank and ShotSpotter, Inc., dated May 21, 2019 | 8-K | 001-38107 | 10.1 | May 24, 2019 | |
| 10.18 | Second Amendment to Credit Agreement between Umpqua Bank and ShotSpotter, Inc., dated August 14, 2020 | 8-K | 001-38107 | 10.1 | August 19, 2020 | |
| 10.19 | Third Amendment to Credit Agreement between Umpqua Bank and ShotSpotter Inc. dated May 19, 2022. | 10-Q | 001-38107 | 10.1 | November 9, 2022 | |
| 10.20 | Fourth Amendment to Credit Agreement between Umpqua Bank and ShotSpotter, Inc. dated September 26, 2022. | 10-Q | 001-38107 | 10.2 | November 9, 2022 | |
| 10.21 | Fifth Amendment to Credit Agreement between Umpqua Bank and ShotSpotter, Inc. dated November 23, 2022. | 8-K | 001-38107 | 10.1 | November 23, 2022 | |
| 10.22 | Sixth Amendment to Credit Agreement between Umpqua Bank and SoundThinking, Inc. dated February 12, 2024 | 8-K | 001-38107 | 10.1 | February 12, 2024 | |
| 10.23 | Amended and Restated Nonemployee Director Compensation Policy, dated February 14, 2023 | 10-K | 001-38107 | 10.20 | March 14, 2023 | |
| 21.1 | List of Subsidiaries | X | ||||
| 23.1 | Consent of Baker Tilly US, LLP, Independent Registered Public Accounting Firm for SoundThinking, Inc. | X | ||||
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.1* | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.2* | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X |
| 97.1 | SoundThinking, Inc, Incentive Compensation Recoupment Policy | X |
| 101.INS | Inline XBRL Instance Document | X |
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbases Document | X |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | X |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.