ECB Bancorp Inc MD
For the period ended Dec 31, 2023. Filed Mar 29, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Mar 29, 2024
ECBK$20.42-4.2%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits and Financial Statement Schedules
| (a)(1) | Financial Statements |
|---|---|
| (A) | Report of Independent Registered Public Accounting Firm |
| (B) | Consolidated Balance Sheets as of December 31, 2023 and 2022 |
| (C) | Consolidated Statements of Income for the years ended December 31, 2023 and 2022 |
| (D) | Consolidated Statements of Comprehensive Income for the years ended December 31, 2023 and 2022 |
| (E) | Consolidated Statements of Changes in Shareholders' Equity for the years ended December 31, 2023 and 2022 |
| (F) | Consolidated Statements of Cash Flows for the years ended December 31, 2023 and 2022 |
| (G) | Notes to Consolidated Financial Statements. |
| (a)(2) | Financial Statement Schedules |
| All financial statement schedules have been omitted as the required information is inapplicable or has been included in the Notes to Consolidated Financial Statements. | |
| (a)(3) | Exhibits |
| 3.1 | Amended and Restated Articles of Incorporation of ECB Bancorp, Inc. (1) |
| 3.2 | Bylaws of ECB Bancorp (1) |
| 4.1 | Form of Common Stock Certificate of ECB Bancorp (1) |
| 4.2 | Description of ECB Bancorp, Inc. Securities |
| 10.1* | Employment Agreement by and between ECB Bancorp, Inc., Everett Co-operative Bank and Richard J. O’Neil, Jr., As Amended (2) |
| 10.2* | Change in Control Agreement by and between Everett Co-operative Bank, ECB Bancorp, Inc. (as guarantor) and John Citrano (3) |
| 10.3* | Change in Control Agreement by and between Everett Co-operative Bank, ECB Bancorp, Inc. (as guarantor) and John Migliozzi (3) |
| 10.4* | Confidentiality and Non-Solicitation Agreement by and between Everett Co-operative Bank and John Migliozzi (3) |
| 10.5* | Everett Co-operative Bank Survivor Benefit Plan (4) |
| 10.6* | Supplemental Executive Retirement Plan for Richard O’Neil(1) |
| 10.7* | Non-Qualified Deferred Compensation Plan for John Citrano(1) |
| 10.8* | Non-Qualified Deferred Compensation Plan for John Migliozzi(5) |
| 10.9* | Director Fee Continuation Plan(1) |
| 10.10* | Director Deferred Compensation Plan(1) |
|---|---|
| 10.11* | Form of Stock-Based Deferral Plan (1) |
| 10.12* | Employee Incentive Plan (4) |
| 10.13* | ECB Bancorp, Inc. 2023 Equity Incentive Plan (5) |
| 21 | Subsidiaries (1) |
| 23 | Consent of Baker Newman & Noyes LLC |
| 31.1 | Certification required pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.2 | Certification required pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 32 | Certification of Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 97 | ECB Bancorp, Inc. Recoupment/Clawback Policy |
| * Denotes management compensatory plan or arrangement | |
| (1) | Incorporated by reference to the Registration Statement on Form S-1 (file no. 333-263449), filed March 10, 2022. |
| (2) | Incorporated by reference to the Annual Report on Form 10-K for the year ended December 31, 2022 (file no. 001-41456), filed on March 30, 2023. |
| (3) | Incorporated by reference to the Current Report on Form 8-K (file no. 001-41456), filed December 22, 2022. |
| (4) | Incorporated by reference to the Pre-Effective Amendment No. 1 to the Registration Statement on Form S-1 (file no. 333-263449), filed May 2, 2022. |
| (5) | Incorporated by reference to the Current Report on Form 8-K (file no. 001-41456), filed July 19, 2023. |
| (6) | Incorporated by reference to Appendix A to the Proxy Statement for the 2023 Annual Meeting of Stockholders filed with the Securities and Exchange Commission on July 28, 2023 (file no. 001-41456) |
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document. |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.