Invesco Galaxy Bitcoin ETF
For the period ended Dec 31, 2023. Filed Mar 8, 2024.
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FY2023 · Filed Mar 8, 2024
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Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(a)(1) Financial Statements
See financial statements commencing on page 39 hereof.
(a)(2) Financial Statement Schedules
No financial statement schedules are filed herewith because (i) such schedules are not required or (ii) the information required has been presented in the aforementioned financial statements.
(a)(3) Exhibits
The following documents (unless otherwise indicated) are filed herewith and made a part of this Annual Report:
| Exhibit No. | Description |
| 3.1 | Initial Declaration of Trust and Trust Agreement, incorporated by reference to Exhibit 3.1 of the Registration Statement on Form S-1 (File No. 333-255175) filed by the Registrant on December 29, 2023 |
| 3.2 | Amendment No. 1 to the Declaration of Trust and Trust Agreement, incorporated by reference to Exhibit 3.2 of the Registration Statement on Form S-1 (File No. 333-255175) filed by the Registrant on December 29, 2023. |
| 3.3 | Amended and Restated Declaration of Trust and Trust Agreement, incorporated by reference to Exhibit 3.3 of the Registration Statement on Form S-1 (File No. 333-255175) filed by the Registrant on December 29, 2023. |
| 3.4 | Second Amended and Restated Declaration of Trust and Trust Agreement, incorporated by reference to Exhibit 3.4 of the Registration Statement on Form S-1 (File No. 333-255175) filed by the Registrant on January 8, 2024. |
| 3.5 | Certificate of Trust, incorporated by reference to Exhibit 3.5 of the Registration Statement on Form S-1 (File No. 333-255175) filed by the Registrant on April 12, 2021. |
| 3.6 | Amendment No. 1 to the Certificate of Trust, incorporated by reference to Exhibit 3.6 of the Registration Statement on Form S-1 (File No. 333-255175) filed by the Registrant on December 29, 2023. |
| 4.1 | Description of Securities Registered under Section 12 of the Securities Exchange Act of 1934* |
| 10.1 | [Reserved] |
| 10.2 | Form of Initial Authorized Participant Agreement, incorporated by reference to Exhibit 10.2 of the Registration Statement on Form S-1 (File No. 333-255175) filed by the Registrant on December 29, 2023. |
| 10.3 | Form of Marketing Agent Agreement, incorporated by reference to Exhibit 10.3 of the Registration Statement on Form S-1 (File No. 333-255175) filed by the Registrant on December 29, 2023. |
| 10.4 | Bitcoin Custody Agreement, incorporated by reference to Exhibit 10.4 of the Registration Statement on Form S-1 (File No. 333-255175) filed by the Registrant on January 9, 2024. |
| 10.5 | Form of Cash Custody Agreement, incorporated by reference to Exhibit 10.5 of the Registration Statement on Form S-1 (File No. 333-255175) filed by the Registrant on December 13, 2023. |
| 10.6 | Form of Trust Administration and Accounting Agreement, incorporated by reference to Exhibit 10.6 of the Registration Statement on Form S-1 (File No. 333-255175) filed by the Registrant on December 13, 2023. |
| 10.7 | Form of Transfer Agency Agreement, incorporated by reference to Exhibit 10.7 of the Registration Statement on Form S-1 (File No. 333-255175) filed by the Registrant on December 13, 2023. |
| 10.8 | Calculation Services Subscription Agreement, incorporated by reference to Exhibit 10.8 of the Registration Statement on Form S-1 (File No. 333-255175) filed by the Registrant on January 9, 2024. |
| 10.9 | Form of Execution Agent Agreement, incorporated by reference to Exhibit 10.9 of the Registration Statement on Form S-1 (File No. 333-255175) filed by the Registrant on December 29, 2023. |
| 10.10 | Form of Lukka Master Services Agreement, incorporated by reference to Exhibit 10.10 of the Registration Statement on Form S-1 (File No. 333-255175) filed by the Registrant on December 13, 2023. |
| 31.1 | Certification by Principal Executive Officer pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002.* |
| 31.2 | Certification by Principal Financial Officer pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002.* |
| 32.1 | Certification by Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.* |
| 32.2 | Certification by Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.* |
| 97 | Policy Relating to Recovery of Erroneously Awarded Compensation* |
- Filed herewith
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Invesco Galaxy Bitcoin ETF | |||
| By: | Invesco Capital Management LLC | ||
| its Sponsor | |||
| Dated: March 6, 2024 | By: | /S/BRIAN HARTIGAN | |
|---|---|---|---|
| Name: | Brian Hartigan | ||
| Title: | Principal Executive Officer | ||
| Dated: March 6, 2024 | By: | /S/KELLI GALLEGOS | |
| Name: | Kelli Gallegos | ||
| Title: | Principal Financial and Accounting Officer, Investment Pools | ||
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities* and on the dates indicated.
| Signature | Capacity* | Date |
|---|---|---|
| /s/JORDAN KRUGMAN | Manager | March 6, 2024 |
| Jordan Krugman | ||
| /s/JOHN ZERR | Manager | March 6, 2024 |
| John Zerr | ||
- The registrant is a trust and the persons are signing in their capacities as officers or directors of Invesco Capital Management LLC, the Sponsor of the registrant.
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