Red Violet Inc
For the period ended Dec 31, 2023. Filed Mar 7, 2024.
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FY2023 · Filed Mar 7, 2024
RDVT$73.29+1.1%Stored close · as of Nov 10, 2026
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Item 15. Exhibits and Financial Statement Schedules
(a) List of documents filed as part of this report:
Financial Statements: The information required by this item is contained in Item 8 of this 2023 Form 10-K.
Financial Statement Schedules: The information required by this item is included in the consolidated financial statements contained in Item 8 of this 2023 Form 10-K.
Exhibits: The following exhibits are filed as part of, or incorporated by reference into, this 2023 Form 10-K.
| Incorporated by Reference · Filed | ||||||
|---|---|---|---|---|---|---|
| Exhibit No. | Exhibit Description | Form | File No. | Exhibit | Filing Date | Herewith |
| 2.1 | Separation and Distribution Agreement by and between Cogint, Inc. and Red Violet, Inc., dated February 27, 2018. | Form 10 | 001-38407 | 2.1 | February 28, 2018 | |
| 3.1 | Amended and Restated Certificate of Incorporation of Red Violet, Inc. | 8-K | 001-38407 | 3.1 | March 27, 2018 | |
| 3.2 | Amended and Restated Bylaws of Red Violet, Inc. | 8-K | 001-38407 | 3.2 | March 27, 2018 | |
| 4.1 | Description of Registrant's Securities. | 10-K | 001-38407 | 4.1 | March 12, 2020 | |
| 10.1+ | Form of Restricted Stock Unit Agreement Pursuant to the Red Violet, Inc. 2018 Stock Incentive Plan. | Form 10 | 001-38407 | 10.2 | February 28, 2018 | |
| 10.2+ | Employment Agreement, dated March 26, 2018, by and between Red Violet and Derek Dubner. | 8-K | 001-38407 | 10.2 | March 27, 2018 | |
| 10.3+ | Employment Agreement, dated March 26, 2018, by and between Red Violet and James Reilly. | 8-K | 001-38407 | 10.3 | March 27, 2018 | |
| 10.4+ | Employment Agreement, dated March 26, 2018, by and between Red Violet and Dan MacLachlan. | 8-K | 001-38407 | 10.4 | March 27, 2018 | |
| 10.5+ | Red Violet, Inc. 2018 Stock Incentive Plan. | 8-K | 001-38407 | 10.5 | March 27, 2018 | |
| 10.6 | Form of Indemnification Agreement. | 8-K | 001-38407 | 10.6 | March 27, 2018 | |
| 10.7+ | Executive Chairman Services Agreement, effective as of August 7, 2018, by and between Red Violet, Inc. and Michael Brauser. | 10-Q | 001-38407 | 10.1 | August 8, 2018 | |
| 10.8+ | Form of 2018 Time- and Performance-Based Restricted Stock Unit Award Agreement. | 10-Q | 001-38407 | 10.2 | November 7, 2018 | |
| 10.9+ | Employment Agreement between Red Violet, Inc. and Jeffrey Dell entered into on April 9, 2019. | 10-Q | 001-38407 | 10.1 | August 5, 2019 | |
| 10.10+ | Form of 2019 Time- and Performance-Based Restricted Stock Unit Award Agreement. | 10-K | 001-38407 | 10.13 | March 12, 2020 | |
| 10.11+ | Amendment to Red Violet, Inc. 2018 Stock Incentive Plan. | 8-K | 001-38407 | 10.1 | June 4, 2020 | |
| 10.12+ | Separation Agreement dated February 16, 2021 by and between Red Violet, Inc. and Michael Brauser. | 8-K | 001-38407 | 10.1 | February 17, 2021 | |
| 10.13+ | First Amendment to Employment Agreement dated November 9, 2020 by and between Red Violet, Inc. and Derek Dubner. | 10-K | 001-38407 | 10.15 | March 10, 2021 | |
| 10.14+ | First Amendment to Employment Agreement dated November 9, 2020 by and between Red Violet, Inc. and James Reilly. | 10-K | 001-38407 | 10.16 | March 10, 2021 | |
| 10.15+ | First Amendment to Employment Agreement dated November 9, 2020 by and between Red Violet, Inc. and Daniel MacLachlan. | 10-K | 001-38407 | 10.17 | March 10, 2021 | |
| 10.16+ | First Amendment to Employment Agreement dated November 9, 2020 by and between Red Violet, Inc. and Jeffrey Dell. | 10-K | 001-38407 | 10.18 | March 10, 2021 | |
| 10.17 | Form of Securities Purchase Agreement, dated as of November 19, 2021. | 8-K | 001-38407 | 10.1 | November 19, 2021 | |
| 10.18+ | Amendment to Red Violet, Inc. 2018 Stock Incentive Plan. | 8-K | 001-38407 | 10.1 | May 26, 2022 | |
| 10.19+ | Second Amendment to Employment Agreement dated May 8, 2023 by and between Red Violet, Inc. and Derek Dubner. | 10-Q | 001-38407 | 10.1 | August 7, 2023 | |
| 10.20+ | Second Amendment to Employment Agreement dated May 8, 2023 by and between Red Violet, Inc. and James Reilly. | 10-Q | 001-38407 | 10.2 | August 7, 2023 | |
| 10.21+ | Second Amendment to Employment Agreement dated May 8, 2023 by and between Red Violet, Inc. and Daniel MacLachlan. | 10-Q | 001-38407 | 10.3 | August 7, 2023 | |
| 10.22+ | Second Amendment to Employment Agreement dated May 8, 2023 by and between Red Violet, Inc. and Jeffrey Dell. | 10-Q | 001-38407 | 10.4 | August 7, 2023 | |
| 21.1 | Subsidiaries of Red Violet, Inc. | X | ||||
| 23.1 | Consent of Grant Thornton LLP. | X | ||||
| 31.1 | Certification of Chief Executive Officer filed pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a) of the Securities and Exchange Act of 1934 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 31.2 | Certification of Chief Financial Officer filed pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a) of the Securities and Exchange Act | X | ||||
| of 1934 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | ||
| 32.1* | Certification by Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X |
| 32.2* | Certification by Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X |
| 97.1 | RedViolet, Inc. Clawback Policy. | X |
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | X |
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents. | X |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). | X |
- Management contract or compensatory plan or arrangement.
- This certification is deemed furnished and not filed for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act.
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