AIRGAIN INC
For the period ended Dec 31, 2023. Filed Mar 6, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Mar 6, 2024
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Item 15. Exhibits, Financial Statement Schedules
The following documents are filed as part of this annual report on Form 10-K:
Financial Statements.
Reference is made to the Index to the registrant’s Financial Statements under Item 8 in Part II of this annual report on Form 10-K.
Financial Statement Schedules.
All schedules are omitted because they are not applicable, or the required information is shown in the financial statements or notes thereto.
Exhibits
The documents listed in the following Exhibit Index are incorporated by reference or are filed with this annual report on Form 10-K.
| EXHIBIT INDEX | |
| ExhibitNumber | Description of Exhibit |
| 3.1(1) | Amended and Restated Certificate of Incorporation |
| 3.2(2) | Amended and Restated Bylaws, effective as of February 1, 2023 |
| 4.1(3) | Specimen stock certificate evidencing the shares of common stock |
| 4.2 (4) | Description of Registered Securities |
| 10.1(5) | Office Lease, dated June 13, 2013, by and between Kilroy Realty, L.P. and the Registrant |
| 10.2(3) | Form of Indemnity Agreement for Directors and Officers |
| 10.3#(5) | Airgain, Inc. 2013 Equity Incentive Plan |
| 10.4#(5) | Form of Stock Option Grant Notice and Stock Option Agreement under the Airgain, Inc. 2013 Equity Incentive Plan |
| 10.5#(3) | Airgain, Inc. 2016 Incentive Award Plan |
| 10.6#(6) | Form of Stock Option Agreement under the Airgain, Inc. 2016 Incentive Award Plan |
| 10.7#(7) | Form of Restricted Stock Unit Agreement under the Airgain, Inc. 2016 Incentive Award Plan |
| 10.8#(12) | Form of Performance Stock Unit Agreement under the Airgain, Inc. 2016 Incentive Award Plan |
| 10.9#(3) | Airgain, Inc. 2016 Employee Stock Purchase Plan |
| 10.10#(12) | Airgain, Inc. 2021 Employment Inducement Incentive Award Plan |
| 10.11#(8) | Amendment to Airgain, Inc. 2021 Employment Inducement Incentive Award Plan |
| 10.12#(9) | Form of Stock Option Agreement under the 2021 Employment Inducement Incentive Award Plan |
| 10.13#(8) | Form of Restricted Stock Unit Agreement under the Airgain, Inc. 2021 Employment Inducement Incentive Award Plan |
| 10.14#(8) | Form of Performance Stock Unit Agreement under the Airgain, Inc. 2021 Employment Inducement Incentive Award Plan |
| 10.15#(10) | NimbeLink Corp. 2016 Stock Incentive Plan |
| 10.16#(10) | Form of Stock Option Agreement under the NimbeLink Corp. 2016 Stock Incentive Plan |
| 10.17#(12) | Non-Employee Director Compensation Program and Stock Ownership Guidelines (as amended and restated effective February 1, 2023) |
| 10.18#(9) | Second Amended and Restated Employment Agreement, dated April 27, 2020, by and between Jacob Suen and the Registrant |
| 10.19#(11) | Employment Agreement effective as of February 18, 2021 between Airgain Inc. and Morad Sbahi |
| 10.20#**(12) | Amendment to Employment Agreement effective as of November 9, 2022 between Airgain, Inc. and Morad Sbahi |
| 10.21#(13) | Release Agreement, effective as of June 12, 2023, between Airgain, Inc. and Morad Sbahi |
| 10.22#(4) | Severance Agreement effective as of April 20, 2021 between Airgain, Inc. and Ali Sadri |
| 10.23#(12) | Employment Agreement, dated October 17, 2022, between Airgain, Inc. and Michael Elbaz |
| 10.25(14) | First Amendment to Office Lease, dated February 13, 2020, by and between Kilroy Realty, L.P. and the Registrant |
| 21.1 | List of Subsidiaries of the Registrant |
| 23.1 | Consent of Grant Thornton LLP, independent registered public accounting firm |
| 31.1 | Certification of Chief Executive Officer pursuant to Rules 13a-14 and 15d-14 promulgated pursuant to the Securities Exchange Act of 1934, as amended |
| 31.2 | Certification of Chief Financial Officer pursuant to Rules 13a-14 and 15d-14 promulgated pursuant to the Securities Exchange Act of 1934, as amended |
| 32.1* | Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 32.2* | Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
| 97.1 | Policy for Recovery of Erroneously Awarded Compensation |
| 101.INS | Inline XBRL Instance Document–the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the inline XBRL document |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) |
(1)
Incorporated by reference to the Registrant’s Current Report on Form 8-K filed with the SEC on August 17, 2016.
(2)
Incorporated by reference to the Registrant's Current Report on Form 8-K filed with the SEC on February 6, 2023.
(3)
Incorporated by reference to Amendment No. 1 to the Registrant’s Registration Statement on Form S-1 (Registration No. 333-212542) filed with the SEC on July 29, 2016.
(4)
Incorporated by reference to the Registrant’s Annual Report on Form 10-K filed with the SEC on March 21, 2022
(5)
Incorporated by reference to the Registrant’s Registration Statement on Form S-1 (Registration No. 333-212542) filed with the SEC on July 15, 2016.
(6)
Incorporated by reference to the Registrant’s Annual Report on Form 10-K filed with the SEC on February 28, 2020
(7)
Incorporated by reference to the Registrant’s Annual Report on Form 10-K filed with the SEC on March 15, 2019.
(8)
Incorporated by reference to the Registrant’s Registration Statement on Form S-8 (Registration No. 333-268419) filed with the SEC on November 16, 2022.
(9)
Incorporated by reference to the Registrant’s Annual Report on Form 10-K filed with the SEC on February 19, 2021.
(10)
Incorporated by reference to the Registrant’s Registration Statement on Form S-8 filed with the SEC on March 3, 2021.
(11)
Incorporated by reference to the Registrant’s Quarterly Report on Form 10-Q filed with the SEC on May 6, 2021.
(12)
Incorporated by reference to the Registrant’s Annual Report on Form 10-K filed with the SEC on March 20, 2023.
(13)
Incorporated by reference to the Registrant’s Quarterly Report on Form 10-Q filed with the SEC on August 10, 2023.
(14)
Incorporated by reference to the Registrant's Quarterly Report on Form 10-Q filed with the SEC on May 7, 2020.
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