Seer Inc
For the period ended Dec 31, 2023. Filed Mar 4, 2024.
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FY2023 · Filed Mar 4, 2024
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Item 9B. Other Information
Insider Trading Arrangements
The following officer and director, as defined in Rule 16a-1(f), adopted a “Rule 10b5-1 trading arrangement” as defined in Regulation S-K Item 408, as follows:
On May 17, 2023, David Horn, our Chief Financial Officer and an officer of the Company for purposes of Section 16 of the Exchange Act, entered into a share trading plan. Mr. Horn’s plan provides for the sale of up to 120,000 shares of Class A common stock between the selling start date and August 15, 2024. Mr. Horn’s trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding insider transactions.
On September 13, 2023, Deep Nishar, a member of the Board of Directors of the Company, entered into a share trading plan. Mr. Nishar’s plan provides for the sale of up to 17,280 shares of Class A common stock between the selling start date and June 30, 2024. Mr. Nishar’s trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding insider transactions.
No other officers or directors, as defined in Rule 16a-1(f)adopted or terminated a “Rule 10b5-1 trading arrangement” as defined in Regulation S-K Item 408, during the last fiscal year.
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