Xometry Inc
For the period ended Dec 31, 2023. Filed Feb 29, 2024.
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FY2023 · Filed Feb 29, 2024
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Item 9B. Other Information
During our last fiscal quarter, our directors and officers (as defined in Rule 16a-1(f) under the Securities and Exchange Act of 1934, as amended) adopted or terminated the contracts, instructions or written plans for the purchase or sale of the Company’s securities set forth in the table below.
| Type of Trading Arrangement | ||||||||
|---|---|---|---|---|---|---|---|---|
| Name and Position · Action · Adoption/Termination Date · Rule 10b5-1* · Non-Rule 10b5-1** · Total Shares of Class A Common Stock to be Sold · Total Shares of Class A Common Stock to be Purchased · Expiration Date | ||||||||
| Peter Goguen Chief Operating Officer | Adopted | 12/15/2023 | X | - | 65,499 | - | 3/16/2026 | |
| Peter Goguen Chief Operating Officer | Adopted | 12/15/2023 | X | - | 17,423 | (1) | - | 3/16/2026 |
- Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
** “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.
(1) This Rule 10b5-1 trading arrangement includes shares to be sold to satisfy tax withholding obligations arising from the vesting of restricted stock unit awards previously granted to Mr. Goguen that may vest and be released to him on or before December 15, 2025 upon satisfaction of the applicable service-based vesting conditions.
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