SEACOR Marine Holdings Inc
For the period ended Dec 31, 2023. Filed Feb 29, 2024.
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FY2023 · Filed Feb 29, 2024
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Item 9B. Other Information
During the fourth quarter of 2023, none of our directors or Section 16 officers adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as each term is defined in Item 408(a) of Regulation S-K), except as set forth in the table below:
| Name and Title | Action | Date | Type of Trading Arrangement(1) | Duration of Trading Arrangement(2) | Aggregate Number of Securities to be Sold pursuant to Trading Arrangement |
|---|---|---|---|---|---|
| Andrew H. Everett II, Senior Vice President, General Counsel and Secretary | Adoption | November 8, 2023 | Rule 10b5-1 trading arrangement | November 8, 2024 | Up to 31,694 shares of Common Stock |
| Jesús Llorca, Executive Vice President and Chief Financial Officer | Adoption | November 8, 2023 | Rule 10b5-1 trading arrangement | March 3, 2025 | Up to 182,712 shares of Common Stock(3) |
| Gregory Rossmiller, Senior Vice President and Chief Accounting Officer | Adoption | November 13, 2023 | Rule 10b5-1 trading arrangement | March 3, 2025 | Up to 58,852 shares of Common Stock |
| John Gellert, President and Chief Executive Officer | Adoption | November 21, 2023 | Rule 10b5-1 trading arrangement | March 14, 2025 | Up to 67,848 shares of Common Stock |
(1)
Each trading arrangement marked as a “Rule 10b5-1 trading arrangement” is intended to satisfy the affirmative defense of Rule 10b5-1(c).
(2)
Each trading arrangement permits transactions through and including the earlier to occur of (i) the completion of all sales under the trading arrangement and (ii) the date listed in the table.
(3)
Mr. Llorca’s Rule 10b5-1 trading arrangement provides for the potential sale of up to (i)84,795 shares of Common Stock and (ii)97,917 shares of Common Stock issuable upon the exercise of options to acquire shares of Common Stock.
PART III
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