NetApp Inc
For the period ended Jan 26, 2024. Filed Feb 29, 2024.
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Jan 26, 2024 · Filed Feb 29, 2024
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Item 5. Other Information
Insider Adoption or Termination of Trading Arrangements
On December 19, 2023, George Kurian, Chief Executive Officer of the Company, entered into a 10b5-1 trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) promulgated under the Exchange Act. The trading arrangement will expire on December 19, 2025, and may be terminated earlier in the limited circumstances defined in the trading arrangement. An aggregate of up to 153,000 shares may be sold pursuant to the trading arrangement.
On December 20, 2023, Elizabeth O'Callahan, EVP, Chief Legal Officer of the Company, entered into a 10b5-1 trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) promulgated under the Exchange Act. The trading arrangement will expire on June 20, 2025, and may be terminated earlier in the limited circumstances defined in the trading arrangement. An aggregate of up to 7,372 shares may be sold pursuant to the trading arrangement.
No other directors or executive officers of the Company adopted, modified orterminated anycontract, instruction or written plan for the purchase or sale of the Company’s securities that was intended to satisfy the affirmative defense conditions of Rule
10b5-1(c)or any non-Rule 10b5-1 trading arrangement, (as defined in Item 408(c) of Regulation S-K) during the quarterly period covered by this report.
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