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BRUKER CORP

For the period ended Dec 31, 2023. Filed Feb 29, 2024.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Feb 29, 2024

BRKR$62.24-6.5%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 15. Exhibits, Financial Statements and Schedules

(a)

Financial Statements and Schedules

(1)

Financial Statements

The financial statements required by this item are filed as part of this report under Item 8—Financial Statements and Supplementary Data.

(2)

Financial Statement Schedules

The financial statements required by this item are filed as part of this report under Item 8—Financial Statements and Supplementary Data.

(3)

Exhibits

(b)

List of Exhibits

EXHIBIT INDEX

Incorporated by Reference
ExhibitNumberDescriptionFormFiling Date
3.2Amended and Restated Bylaws of Bruker CorporationForm 10-QAugust 8, 2020
4.1Specimen Stock Certificate Representing Shares of Common Stock of Bruker CorporationForm 10-KMarch 1, 2017
4.2Description of the Registrant’s Securities registered pursuant to Section 12 of the Securities Exchange Act of 1934Form 10-KMarch 27, 2020
10.1†Bruker Corporation 2010 Incentive Compensation PlanSchedule 14AApril 14, 2010
10.2†Bruker Corporation 2010 Incentive Compensation Plan Form of Incentive Stock Option AgreementForm 10-QAugust 9, 2010
10.3†Bruker Corporation 2010 Incentive Compensation Plan Form of Non-Qualified Stock Option AgreementForm 10-QAugust 9, 2010
10.4†Bruker Corporation 2010 Incentive Compensation Plan Form of Restricted Stock AgreementForm 10-QAugust 9, 2010
10.5†Bruker Corporation 2016 Incentive Compensation PlanSchedule 14AApril 22, 2016
10.6†Bruker Corporation 2016 Incentive Compensation Plan Form of Incentive Stock Option AgreementForm 10-QAugust 9, 2019
10.7†Bruker Corporation 2016 Incentive Compensation Plan Form of Non-Qualified Stock Option AgreementForm 10-QAugust 9, 2019
10.8†Bruker Corporation 2016 Incentive Compensation Plan Form of Restricted Stock Unit AgreementForm 10-QAugust 9, 2019
10.9†Bruker Corporation 2016 Incentive Compensation Plan Form of Director Restricted Stock Unit AgreementForm 10-KMarch 1, 2017
10.10†Bruker Corporation Employee Stock Purchase PlanForm S-8June 3, 2022
10.11*Note Purchase Agreement, dated January 18, 2012Form 8-KJanuary 19, 2012
10.12First Amendment to the Note Purchase Agreement, date January 18, 2012Form 10-QAugust 7, 2020
10.13†Bruker Corporation 2019 Short-Term Incentive Compensation ProgramForm 8-KFebruary 21, 2019
10.14†**Bruker Corporation 2022 Short-Term Incentive Compensation Program
10.15†Offer Letter, dated June 4, 2018, by and between the Company and Gerald N. HermanForm 10-QAugust 9, 2018
10.16†Contract of Employment, dated May 1, 2018, by and between the Company and Falko BusseForm 10-QAugust 9, 2018
10.17†Employment Offer Letter Agreement, dated June 25, 2012, by and between the Company and Juergen SregaForm 10-QMay 9, 2013
10.18†Managing Director Employment Contract, dated as of June 28, 2012, by and between Bruker Daltonik GmbH and Juergen Srega, as amended pursuant to the Supplement to the Managing Director Employment Contract, dated as of December 12, 2019Form 10-KMarch 27, 2020
10.19†Form of Indemnification Agreement of Officers and DirectorsForm 8-KFebruary 11, 2019
10.20Credit Agreement, dated December 11, 2019, by and among the Company and certain of its subsidiaries as borrowers, Deutsche Bank Securities Inc. and Wells Fargo Bank, National Association, as Co-Syndication Agents, Citizens Bank, N.A., Credit Suisse (Switzerland) Ltd., TD Bank, N.A. and U.S. Bank National Association, as Co-Documentation Agents, Bank of America, N.A., as Administrative Agent, Swing Line Lender and Issuing Bank, and the several banks or other financial institutions or entities from time to time party thereto as lendersForm 8-KDecember 12, 2019
10.21Term Loan Agreement, dated December 11, 2019, by and among the Company and certain of its subsidiaries, and Bank of America, N.A. as Administrative Agent, TD Bank, N.A. and the other banks or other financial institutions or entities from time to time party thereto as lendersForm 8-KDecember 12, 2019
10.22Note Purchase Agreement dated as of December 11, 2019Form 8-KDecember 12, 2019
10.23First Amendment to the Note Purchase Agreement, dated as of December 11, 2019Form 10-QAugust 7, 2020
10.24First Amendment to Term Loan Agreement, dated as of May 12, 2021Form 10-QAugust 5, 2021
10.25Note Purchase Agreement dated as of December 7, 2021Form 8-KDecember 8, 2021
10.26First Amendment to Credit Agreement, dated December 11, 2019, by and among the Company and certain of its subsidiaries as borrowers, Deutsche Bank Securities Inc. and Wells Fargo Bank, National Association, as Co-Syndication Agents, Citizens Bank, N.A., Credit Suisse (Switzerland) Ltd., TD Bank, N.A. and U.S. Bank National Association, as Co-Documentation Agents, Bank of America, N.A., as Administrative Agent, Swing Line Lender and Issuing Bank, and the several banks or other financial institutions or entities from time to time party thereto as lendersForm 10-QAugust 5, 2022
10.27Second Amendment to Credit Agreement dated December 11, 2019, by and among the Company and certain of its subsidiaries as borrowers, Deutsche Bank Securities Inc. and Wells Fargo Bank, National Association, as Co-Syndication Agents, Citizens Bank, N.A., Credit Suisse (Switzerland) Ltd., TD Bank, N.A. and U.S. Bank National Association, as Co-Documentation Agents, Bank of America, N.A., as Administrative Agent, Swing Line Lender and Issuing Bank, and the several banks or other financial institutions or entities from time to time party thereto as lendersForm 10-QNovember 4, 2022
10.28Second Amendment to Term Loan Agreement dated December 11, 2019, by and among the Company and certain of its subsidiaries, and Bank of America, N.A. as Administrative Agent, TD Bank, N.A. and the other banks or other financial institutions or entities from time to time party thereto as lendersForm 10-QNovember 4, 2022
10.29Put Option Agreement, dated as of December 23, 2023, by and between Bruker Invest AG, as promisor and Tecfin S.à r.l., as beneficiary.
10.30Share Purchase Agreement dated as of February 27, 2024, by and between Bruker Invest AG, and Tecfin S.à r.l., Christoph Gauer, Eliman 1 and Eliman 2
10.31Warranty Agreement dated as of February 27, 2024, by and among Bruker Invest AG, Tecfin S.à r.l., Christoph Gauer, Eliman 1 and Eliman 2
21.1 **Subsidiaries of the Company
23.1 **Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm
24.1 **Power of attorney (included on signature page hereto)
31.1 **Certification by Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2 **Certification by Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1 **Certification by Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
97.1 **Bruker Corporation Compensation Recoupment Policy
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101.INS **Inline XBRL Instance Document
101.SCH **Inline XBRL Taxonomy Extension Schema Document
101.CAL **Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF **Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB **Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE**Inline XBRL Taxonomy Extension Presentation Linkbase Document
104**The cover page from the Company’s Annual Report on Form 10-K for the year ended December 31, 2023 has been formatted in Inline XBRL (included in Exhibit 101)
  • Certain portions have been omitted pursuant to an order granting confidential treatment and have been filed separately with the Securities and Exchange Commission.

† Designates management contract or compensatory plan or arrangement.

** Filed or furnished herewith.

No other instruments defining the rights of holders of long-term debt of the registrant or its subsidiaries have been filed as Exhibits because no such instruments met the threshold materiality requirements under Regulation S-K. The registrant agrees, however, to furnish a copy of any such instruments to the Commission upon request.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.