Fulgent Genetics Inc
For the period ended Dec 31, 2023. Filed Feb 28, 2024.
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FY2023 · Filed Feb 28, 2024
FLGT$26.15+10.2%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 16. Form 10-K Summary
None.
EXHIBIT INDEX
| ExhibitNumber | Description | Form | File Number | Incorporated byReference Exhibit | Filing Date | FiledHerewith |
|---|---|---|---|---|---|---|
| 2.1 | Agreement and Plan of Merger, dated September 16, 2016, by and among the registrant, Fulgent MergerSub, LLC and Fulgent Therapeutics LLC. | S-1/A | 333-213469 | 2.1 | 9/19/2016 | |
| 3.1 | Certificate of Incorporation of the registrant, dated May 13, 2016. | 10-Q | 001-37894 | 3.1 | 8/14/2017 | |
| 3.1.1 | Certificate of Amendment to Certificate of Incorporation of the registrant, dated August 2, 2016. | 10-Q | 001-37894 | 3.1.1 | 8/14/2017 | |
| 3.1.2 | Certificate of Amendment to Certificate of Incorporation of the registrant, dated May 17, 2017. | 10-Q | 001-37894 | 3.1.2 | 8/14/2017 | |
| 3.2 | Amended and Restated Bylaws. | 10-Q | 001-37894 | 3.2 | 8/4/2023 | |
| 4.1 | Form of Certificate of Common Stock of the registrant. | S-1/A | 333-213469 | 4.1 | 9/19/2016 | |
| 4.2 | Description of the registrant’s securities. | X | ||||
| 10.1# | Form of Indemnification Agreement between the registrant and each of its officers and directors. | S-1 | 333-213469 | 10.1 | 9/2/2016 | |
| 10.2# | Amended and Restated 2015 Equity Incentive Plan of Fulgent Therapeutics LLC. | S-1 | 333-213469 | 10.2 | 9/2/2016 | |
| 10.3# | Form of Notice of Option Grant and Option Agreement under the Amended and Restated 2015 Equity Incentive Plan of Fulgent Therapeutics LLC. | S-1 | 333-213469 | 10.3 | 9/2/2016 | |
| 10.4# | Form of Notice of Profits Interest Grant and Profits Interest Agreement under the Amended and Restated 2015 Equity Incentive Plan of Fulgent Therapeutics LLC. | S-1 | 333-213469 | 10.4 | 9/2/2016 | |
| 10.5# | Form of Notice of Restricted Share Unit Grant and Restricted Share Unit Agreement under the Amended and Restated 2015 Equity Incentive Plan of Fulgent Therapeutics LLC. | S-1 | 333-213469 | 10.5 | 9/2/2016 | |
| 10.6# | 2016 Omnibus Incentive Plan of the registrant. | S-1/A | 333-213469 | 10.6 | 9/26/2016 | |
| 10.7# | Form of Notice of Stock Option Award and Stock Option Award Agreement under the 2016 Omnibus Incentive Plan of the registrant. | S-1 | 333-213469 | 10.7 | 9/2/2016 | |
| 10.8# | Form of Notice of Restricted Stock Unit Award and Restricted Stock Unit Agreement under the 2016 Omnibus Incentive Plan of the registrant. | 10-K | 001-37894 | 10.8 | 3/17/2017 | |
| 10.9# | Form of Option Substitution Award under the 2016 Omnibus Incentive Plan of the registrant. | S-1 | 333-213469 | 10.9 | 9/2/2016 | |
| 10.10# | Form of Notice of Restricted Stock Unit Substitution Award and Restricted Stock Unit Agreement under the 2016 Omnibus Incentive Plan of the registrant. | S-1 | 333-213469 | 10.10 | 9/2/2016 | |
| 10.11# | Employment Agreement, dated May 25, 2016, by and among Fulgent Therapeutics LLC, the registrant and Ming Hsieh. | S-1 | 333-213469 | 10.11 | 9/2/2016 | |
| 10.12# | Employment Agreement, dated May 25, 2016, by and among Fulgent Therapeutics LLC, the registrant and Paul Kim. | S-1 | 333-213469 | 10.12 | 9/2/2016 | |
| 10.13# | Amended and Restated Employment Agreement, dated May 25, 2016, by and among Fulgent Therapeutics LLC, the registrant and Han Lin Gao. | S-1 | 333-213469 | 10.13 | 9/2/2016 | |
| 10.14# | Severance Agreement, dated July 7, 2016, by and among Fulgent Therapeutics LLC, the registrant and Ming Hsieh. | S-1 | 333-213469 | 10.14 | 9/2/2016 | |
| 10.15# | Severance Agreement, dated July 7, 2016, by and among Fulgent Therapeutics LLC, the registrant and Paul Kim. | S-1 | 333-213469 | 10.15 | 9/2/2016 | |
| 10.16# | Severance Agreement, dated July 7, 2016, by and among Fulgent Therapeutics LLC, the registrant and Han Lin Gao. | S-1 | 333-213469 | 10.16 | 9/2/2016 | |
| 10.17 | Contribution and Allocation Agreement, dated May 19, 2016, by and among Fulgent Therapeutics LLC, Fulgent Pharma LLC and Ming Hsieh. | S-1 | 333-213469 | 10.17 | 9/2/2016 | |
| 10.18 | Form of Fourth Amended and Restated Operating Agreement of Fulgent Therapeutics LLC, to be in effect upon completion of the Reorganization. | S-1/A | 333-213469 | 2.1 | 9/19/2016 | |
| 10.20 | Director Compensation Program of the registrant, effective as of September 28, 2016 and amended November 2, 2017. | 10-K | 001-37894 | 10.20 | 3/20/2018 | |
| ExhibitNumber · Description · Form · File Number · Incorporated byReference Exhibit · Filing Date · FiledHerewith | |||||
|---|---|---|---|---|---|
| 10.21§ | Cooperation Agreement on the Establishment of Fujian Fujun Gene Biotech Co., Ltd., dated April 25, 2017, by and among Shenzhen Fujin Gene Science & Technology Co., Ltd., Xilong Scientific Co., Ltd. and Fuzhou Jinqiang Investment Partnership (LP). | 10-Q | 001-37894 | 10.1 | 8/14/2017 |
| 10.22 | Equity Distribution Agreement, dated August 30, 2019, by and between Fulgent Genetics, Inc. and Piper Jaffray & Co. | 8-K | 001-37894 | 1.1 | 8/30/2019 |
| 10.23 | Purchase Agreement, dated as of November 13, 2019, by and between Fulgent Genetics, Inc. and Piper Jaffray & Co. | 8-K | 001-37894 | 1.1 | 11/14/2019 |
| 10.24 | Amendment No. 1 to Equity Distribution Agreement, dated August 4, 2020, by and between Fulgent Genetics, Inc. and Piper Sandler & Co. | 8-K | 001-37894 | 1.1 | 8/5/2020 |
| 10.25 | Equity Distribution Agreement, dated as of September 24, 2020, by and between Fulgent Genetics, Inc. and Piper Sandler & Co. | 8-K | 001-37894 | 1.1 | 9/25/2020 |
| 10.26 | Equity Distribution Agreement, dated as of November 20, 2020, by and between Fulgent Genetics, Inc. and Piper Sandler & Co., BTIG, LLC, and Oppenheimer & Co. Inc. | 8-K | 001-37894 | 1.1 | 11/20/2020 |
| 10.27 | Fulgent Genetics, Inc. Amended and Restated 2016 Omnibus Incentive Plan | 8-K | 001-37894 | 10.1 | 5/21/2018 |
| 10.28 | Fulgent Genetics, Inc. Amended and Restated 2016 Omnibus Incentive Plan | 8-K | 001-37894 | 10.1 | 9/18/2020 |
| 10.29^ | Agreement for Purchase and Sale of Property, dated July 23, 2020 | 8-K | 001-37894 | 2.1 | 10/21/2020 |
| 10.30^ | Aircraft Purchase Agreement, dated August 18, 2020, by and between ServiceMaster Acceptance Corporation and the Company | 10-Q | 001-37894 | 10.2 | 11/9/2020 |
| 10.31# | Employment Agreement, dated March 8, 2021, by and among Fulgent Therapeutics, LLC, Fulgent Genetics, Inc. and Jian Xie. | 10-K | 001-37894 | 10.37 | 3/8/2021 |
| 10.32# | Severance Agreement, dated March 8, 2021, by and among Fulgent Therapeutics LLC, Fulgent Genetics, Inc. and Jian Xie. | 10-K | 001-37894 | 10.38 | 3/8/2021 |
| 10.33#^ | Amended and Restated Non-Employee Director Compensation Policy. | 10-Q | 001-37894 | 10.1 | 5/7/2021 |
| 10.34§ | Restructuring Agreement of Fujian Fujun Gene Biotech Co., Ltd. | 10-Q | 001-37894 | 10.1 | 8/10/2021 |
| 10.35^ | Amended and Restated Commercial Lease Agreement, dated May 6, 2016, by and between Store Master Funding IX, LLC and Cytometry Specialists, Inc. | 10-K | 001-37894 | 10.41 | 2/28/2022 |
| 10.36# | Fulgent Genetics, Inc. Incentive Compensation Recoupment Policy. | 8-K | 001-37894 | 10.1 | 3/29/2022 |
| 10.37 | Agreement and Plan of Merger by and among Fulgent Therapeutics LLC, solely for purpose of Section 6.20, Fulgent Genetics, Inc., Ducks Acquisition Sub, Inc., Symphony Buyer, Inc., solely in its capacity as the representative of Symphony’s securityholders, Avista Capital Partners IV GP, L.P. and solely for purposes of Section 6.21, Article VIII and Section 10.14, those company stockholders set forth on the signature page thereto, dated as of April 16, 2022. | 8-K | 001-37894 | 2.1 | 4/26/2022 |
| 10.38# | Amended and Restated Non-Employee Director Compensation Policy, dated as of August 1, 2022. | 10-Q | 001-37894 | 10.1 | 11/7/2022 |
| 10.39# | Form of Notice of Restricted Stock Unit Award and Restricted Stock Unit Agreement under the Fulgent Pharma Holdings, Inc. 2022 Omnibus Incentive Plan | 10-Q | 001-37894 | 10.2 | 11/7/2022 |
| 10.40^ | Agreement and Plan of Merger, by and among Fulgent Genetics, FG Merger Sub, Inc., Fulgent Pharma Holdings, Inc. and solely for purposes of Section 2.4, Section 5.5, Article VI, Section 7.8 and Section 7.14, those company stockholders set forth on the signature page thereto, dated November 7, 2022 | 10-Q | 001-37894 | 10.3 | 11/7/2022 |
| ExhibitNumber | Description | Form | File Number | Incorporated byReference Exhibit | Filing Date | FiledHerewith |
|---|---|---|---|---|---|---|
| 10.41 · Rule 10b5-1 Issuer Repurchase Plan, by and between Fulgent Genetics, Inc. and Piper Sandler & Co., dated December 12, 2023 · X | ||||||
| 10.42^ | Commercial Lease Agreement, dated October 20, 2008, by and between Inform Diagnostics, Inc. and iSTAR CTL I, L.P. | 10-K | 001-37894 | 10.48 | 2/28/2023 | |
| 10.43 | Commercial Lease Amendment (I), dated December 30, 2013, by and between Inform Diagnostics, Inc. and LC Med Property TT, LLC | 10-K | 001-37894 | 10.49 | 2/28/2023 | |
| 10.44^ | Commercial Lease Amendment (II), dated February 3, 2014, by and between Inform Diagnostics, Inc. and LC Med Property TT, LLC | 10-K | 001-37894 | 10.50 | 2/28/2023 | |
| 10.45 | Commercial Lease Agreement by and between Inform Diagnostics and Crawford Street DE, LLC | 10-K | 001-37894 | 10.51 | 2/28/2023 | |
| 10.46# | 2022 Fulgent Pharma Holdings, Inc. Omnibus Incentive Plan | 10-K | 001-37894 | 10.52 | 2/28/2023 | |
| 10.47*^# | Amended and Restated Non-Employee Director Compensation Policy, dated as of February 23, 2023. | 10-Q | 001-37894 | 10.1 | 5/5/2023 | |
| 10.48 | Executive Officer Incentive Plan | 10-Q | 001-37894 | 10.3 | 5/5/2023 | |
| 10.49 | Amended and Restated 2016 Omnibus Incentive Plan of the registrant | 8-K | 001-37894 | 10.1 | 5//18/2023 | |
| 10.50^# | Amended and Restated Executive Officer Incentive Plan | 10-Q | 001-37894 | 10.2 | 11/3/2023 | |
| 21.1 | Subsidiaries of the registrant. | X | ||||
| 23.1 | Consent of Deloitte & Touche LLP, independent registered public accounting firm, relating to the financial statements of the registrant. | X | ||||
| 24.1 | Power of Attorney (included on the signature page hereto) | X | ||||
| 31.1 | Certification of Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 31.2 | Certification of Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.1* | Certification of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 97.1^# | Amended and Restated Incentive Compensation Recoupment Policy | 10-Q | 001-37894 | 10.1 | 11/3/2023 | |
| 101.INS | Inline XBRL Instance Document – the instance document does not appear inthe Interactive Data File because XBRL tags are embedded within the InlineXBRL document. | X | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | X | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | X | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | X | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | X | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | X | ||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRLdocument) | X | ||||
- This certification is being furnished solely to accompany this report pursuant to 18 U.S.C. 1350, and are not being filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not to be incorporated by reference into any filing of the registrant, whether made before or after the date hereof, regardless of any general incorporation by reference language in such filing.
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