Corsair Gaming Inc
For the period ended Dec 31, 2023. Filed Feb 27, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 27, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits, Financial Statement Schedules
Item 15. Exhibits and Financial Statement Schedules.
(a)
The following documents are filed as part of this Annual Report on Form 10-K:
- Financial Statements
See the “Index to Consolidated Financial Statements” under Part II, Item 8 of this report.
- Financial Statement Schedules
All financial schedules have been omitted, since the required information is not applicable or is not present in amounts sufficient to require submission of the schedule, or because the information required information is included in the consolidated financial statements and notes thereto included in this report.
- Exhibits
| Incorporated by Reference | ||||
|---|---|---|---|---|
| ExhibitNumber · Description · Form · Date Filed · Number · FiledHerewith | ||||
| 3.1 | Second Amended and Restated Certificate of Incorporation. | 8‑K | September 25, 2020 | 3.1 |
| 3.2 | Amended and Restated Bylaws. | 8‑K | September 25, 2020 | 3.2 |
| 4.1 | Form of Stock Certificate. | S-1/A | September 18, 2020 | 4.2 |
| 4.2 | Description of Corsair’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934. | 10-K | March 11, 2021 | 4.3 |
| 4.3 | Investor Rights Agreement, by and between Corsair Gaming, Inc. and Corsair Group (Cayman), LP. | 10-Q | November 10, 2020 | 4.2 |
| 4.4 | Registration Rights Agreement, by and between Corsair Gaming, Inc. and Corsair Group (Cayman), LP. | S-1/A | September 14, 2020 | 4.4 |
| 10.1# | Form of Indemnification Agreement to be entered into between Corsair Gaming, Inc. and each of its directors and executive officers. | S-1 | August 21, 2020 | 10.1 |
| 10.2# | Corsair Gaming, Inc. Equity Incentive Program. | S-1/A | September 18, 2020 | 10.2 |
| 10.2(a)# | Form of Unit Award Agreement (U.S. Form) under EagleTree-Carbide Holdings (Cayman), LP Equity Incentive Program. | S-1 | August 21, 2020 | 10.2(a) |
| 10.2(b)# | Form of Unit Award Agreement (Non-U.S. Form) under EagleTree-Carbide Holdings (Cayman), LP Equity Incentive Program. | S-1 | August 21, 2020 | 10.2(b) |
| 10.3# | 2020 Incentive Award Plan. | S-1/A | September 14, 2020 | 10.3 |
| 10.3(a)# | Form of Stock Option Grant Notice and Stock Option Agreement under the 2020 Incentive Award Plan. | S-1/A | September 14, 2020 | 10.3(a) |
| 10.3(b)# | Form of Restricted Stock Award Grant Notice under the 2020 Incentive Award Plan. | S-1/A | September 14, 2020 | 10.3(b) |
| 10.3(c)# | Form of Restricted Stock Unit Award Grant Notice under the 2020 Incentive Award Plan. | S-1/A | September 14, 2020 | 10.3(c) |
| 10.4# | 2020 Employee Stock Purchase Plan. | S-1/A | September 14, 2020 | 10.4 |
| 10.5(a) | First Lien Credit and Guaranty Agreement, dated as of August 28, 2017, by and among Corsair Group (Cayman), LP and certain of its subsidiaries including the Registrant, Macquarie Capital Funding LLC, as administrative agent, and the other parties thereto. | S-1 | August 21, 2020 | 10.5(a) |
| 10.5(b) | Amendment No. 1 to First Lien Credit and Guaranty Agreement, dated as of October 3, 2017, by and among Corsair Group (Cayman), LP and certain of its subsidiaries including the Registrant, Macquarie Capital Funding LLC, as administrative agent, and the other parties thereto. | S-1 | August 21, 2020 | 10.5(b) |
| 10.5(c) | Amendment No. 2 to First Lien Credit and Guaranty Agreement, dated as of March 29, 2018, by and among Corsair Group (Cayman), LP and | S-1 | August 21, 2020 | 10.5(c) |
| certain of its subsidiaries including the Registrant, Macquarie Capital Funding LLC, as administrative agent, and the other parties thereto. | |||||
|---|---|---|---|---|---|
| 10.5(d) | Amendment No. 3 to First Lien Credit and Guarantee Agreement, dated as of April 27, 2018, by and among Corsair Group (Cayman), LP and certain of its subsidiaries, including the Registrant, Macquarie Capital Funding LLC, as administrative agent, and the other parties thereto. | S-1/A | September 21, 2020 | 10.12 | |
| 10.5(e) | Amendment No. 4 to First Lien Credit and Guarantee Agreement, dated as of October 11, 2018, by and among Corsair Group (Cayman), LP and certain of its subsidiaries, including the Registrant, Macquarie Capital Funding LLC, as administrative agent, and the other parties thereto. | S-1/A | September 21, 2020 | 10.13 | |
| 10.5(f) | Amendment No. 5 to First Lien Credit and Guarantee Agreement, dated as of December 19, 2019, by and among Corsair Group (Cayman), LP and certain of its subsidiaries, including the Registrant, Macquarie Capital Funding LLC, as administrative agent, and the other parties thereto. | S-1/A | September 21, 2020 | 10.14 | |
| 10.5(g) | Amendment No. 6 to First Lien Credit and Guarantee Agreement, dated as of September 25, 2020, by and among Corsair Group (Cayman), LP and certain of its subsidiaries, including the Registrant, Macquarie Capital Funding LLC, as administrative agent, and the other parties thereto. | 8-K | October 1, 2020 | 10.1 | |
| 10.6# | Severance Letter Agreement, dated as July 1, 2010, by and among Corsair Memory, Inc. and Andy Paul. | S-1 | August 21, 2020 | 10.8(a) | |
| 10.7# | Offer Letter Agreement, dated October 17, 2019, by and among Corsair Gaming Inc., and Michael Potter. | S-1 | August 21, 2020 | 10.10 | |
| 10.8(a) | Credit Agreement, dated as of September 3, 2021, by and among Corsair Gaming, Inc. and certain of its subsidiaries, Bank of America, N.A. as administrative agent, swingline lender and L/C issuer, and the other parties thereto. | 10-Q | November 2, 2021 | 10.1 | |
| 10.8(b) | First Amendment, dated as of June 30, 2022, to Credit Agreement, dated as of September 3, 2021, by and among Corsair Gaming, Inc., as borrower, certain of its subsidiaries, as guarantors, the lender parties named therein, and Bank of America, N.A. as administrative agent. | 10-Q | August 4, 2022 | 10.1 | |
| 10.8(c) | Second Amendment, dated as of September 29, 2022, to Credit Agreement, dated as of September 3, 2021, by and among Corsair Gaming, Inc., as borrower, and certain of its subsidiaries, as guarantors, the lender parties named therein, and Bank of America, N.A. as administrative agent. | 10-Q | November 3, 2022 | 10.1 | |
| 10.8(d) | Third Amendment, dated as of November 28, 2022, to Credit Agreement, dated as of September 3, 2021, by and among Corsair Gaming, Inc., as borrower, and certain of its subsidiaries, as guarantors, the lender parties named therein, and Bank of America, N.A. as administrative agent. | 8-K/A | December 9, 2022 | 10.1 | |
| 10.9 | Lease Agreement, dated as of April 27, 2021, by and among Corsair Gaming, Inc. and Campus 237 Owner LLC. | 10-K | March 1, 2022 | 10.17 | |
| 10.10# | Form of Change in Control and Severance Agreement, | 10-K | March 1, 2022 | 10.20 | |
| 10.11# | Non-Employee Director Compensation Policy. | 10-Q | August 3, 2023 | 10.1 | |
| 21.1 | List of the Registrant’s Significant Subsidiaries. | X | |||
| 23.1 | Consent of Independent Registered Public Accounting Firm. | X | |||
| 24.1 | Power of Attorney (included on signature page to this Annual Report on Form 10-K). | X | |||
| 31.1 | Certification of Principal Executive Officer Required under Securities Exchange Act Rule 13a-14(a) and 15d-14(a). | X |
| 31.2 | Certification of Principal Financial Officer Required under Securities Exchange Act Rule 13a-14(a) and 15d-14(a). | X |
| 32.1* | Certifications of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350 and Securities Exchange Act Rule 13a-14(b). | X |
| 97.1 | Policy for Recovery of Erroneously Awarded Compensation, dated October 2, 2023. | X |
| 101.INS | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document | X |
| 101.SCH | Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents | X |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | X |
| * | The certification attached as Exhibit 32.1 that accompanies this Annual Report on Form 10-K is not deemed filed with the SEC and is not to be incorporated by reference into any filing of Corsair Gaming, Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Annual Report on Form 10-K, irrespective of any general incorporation language contained in such filing. |
|---|---|
| # | Indicates management contract or compensatory plan. |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.