IMAX CORP
For the period ended Dec 31, 2023. Filed Feb 27, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 27, 2024
IMAX$48.91+0.1%Stored close · as of Nov 10, 2026
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Item 15. Exhibits, Financial Statement Schedules
Item 15. Exhibits and Financial Statement Schedules
(a) Financial Statements and Schedules
The Consolidated Financial Statements filed as part of this Report are included under Item 8 in Part II. Financial Statement Schedules have been omitted since they either are not required, not applicable, or the information required is included in the financial statements or the accompanying notes thereto.
Report of Independent Registered Public Accounting Firm, which covers the financial statements, the accompanying notes to the financial statements and the Company’s internal control over financial reporting, is included under Part II, Item 8.
(b) Exhibits
| ExhibitNo. | Description | Form | File No | Exhibit | FilingDate |
|---|---|---|---|---|---|
| 3.1 | Restated Articles of Incorporation of IMAX Corporation, dated July 30, 2013. | 10-Q | 001-35066 | 3.1 | 10/24/13 |
| 3.2 | Second Amended and Restated By-Law No. 1 of IMAX Corporation, enacted on February 7, 2023. | 8-K | 001-35066 | 3.1 | 02/10/23 |
| 4.1 | Description of IMAX Corporation’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934. | 10-K | 001-35066 | 4.4 | 2/19/20 |
| 4.2 | Indenture, dated as of March 19, 2021, between IMAX Corporation and U.S. Bank National Association. | 10-Q | 001-35066 | 4.1 | 4/29/21 |
| 4.3 | Form of 0.500% Convertible Senior Notes due April 1, 2026 (included as Exhibit A to Exhibit 4.3) | 10-Q | 001-35066 | 4.2 | 4/29/21 |
| +10.1 | Stock Option Plan of IMAX Corporation, dated June 18, 2008. | 10-K | 001-35066 | 10.1 | 2/24/16 |
| +10.2 | IMAX Corporation Form of Restricted Stock Unit Award Agreement. | 10-K | 001-35066 | 10.4 | 2/19/20 |
| +10.3 | IMAX Corporation Second Amended and Restated Long-Term Incentive Plan, dated June 3, 2020. | 8-K | 001-35066 | 10.1 | 6/5/20 |
| +10.4 | Amendment No.1 to Second Amended and Restated Long-Term Incentive Plan | 8-K | 001-35066 | 10.1 | 06/14/23 |
| +10.5 | Form of IMAX Corporation Second Amended and Restated Long-Term Incentive Plan Restricted Stock Unit Award Agreement. | 10-Q | 001-35066 | 10.11 | 4/29/21 |
| +10.6 | Form of IMAX Second Amended and Restated Long-Term Incentive Plan Performance Stock Unit Award Agreement. | 10-Q | 001-35066 | 10.12 | 4/29/21 |
| +10.7 | Form of IMAX Corporation Second Amended and Restated Long-Term Incentive Plan Restricted Stock Unit Award Agreement for Non-employee Directors. | 10-Q | 001-35066 | 10.2 | 7/27/21 |
| +10.8 | IMAX Corporation Supplemental Executive Retirement Plan, as amended and restated as of January 1, 2006. | 10-K | 001-35066 | 10.2 | 2/21/13 |
| +10.9 | Employment Agreement, dated July 1, 1998, between IMAX Corporation and Richard L. Gelfond. | 10-K | 001-35066 | 10.10 | 2/21/13 |
| +10.10 | Amended Employment Agreement, dated July 12, 2000, between IMAX Corporation and Richard L. Gelfond. | 10-K | 001-35066 | 10.11 | 2/21/13 |
| +10.11 | Amended Employment Agreement, dated March 8, 2006, between IMAX Corporation and Richard L. Gelfond. | 10-K | 001-35066 | 10.12 | 2/24/12 |
| +10.12 | Amended Employment Agreement, dated February 15, 2007, between IMAX Corporation and Richard L. Gelfond. | 10-K | 001-35066 | 10.13 | 2/24/12 |
| +10.13 | Amended Employment Agreement, dated December 31, 2007, between IMAX Corporation and Richard L. Gelfond. | 10-K | 001-35066 | 10.16 | 2/20/14 |
| +10.14 | Amended Employment Agreement, dated December 11, 2008, between IMAX Corporation and Richard L. Gelfond. | 10-K | 001-35066 | 10.17 | 2/19/15 |
| +10.15 | Amended Employment Agreement, dated December 20, 2010, between IMAX Corporation and Richard L. Gelfond. | 10-K | 001-35066 | 10.18 | 2/24/16 |
| +10.16 | Amended Employment Agreement, dated December 12, 2011, between IMAX Corporation and Richard L. Gelfond. | 10-K | 001-35066 | 10.17 | 2/24/12 |
| ExhibitNo. | Description | Form | File No | Exhibit | FilingDate |
|---|---|---|---|---|---|
| +10.17 | Employment Agreement, dated January 1, 2014, between IMAX Corporation and Richard L. Gelfond. | 10-Q | 001-35066 | 10.12 | 10/23/14 |
| +10.18 | First Amending Agreement, dated December 9, 2015, between IMAX Corporation and Richard L. Gelfond. | 10-K | 001-35066 | 10.21 | 2/24/16 |
| +10.19 | Employment Agreement, dated November 8, 2016, between IMAX Corporation and Richard L. Gelfond. | 10-K | 001-35066 | 10.24 | 2/23/17 |
| +10.20 | Amendment to Employment Agreement, dated November 1, 2019, between IMAX Corporation and Richard L. Gelfond. | 10-K | 001-35066 | 10.26 | 2/19/20 |
| +10.21 | Second Amendment to Employment Agreement, dated as of September 19, 2022, between IMAX Corporation and Richard L. Gelfond. | 10-K | 001-35066 | 10.1 | 10/31/22 |
| +10.22 | Employment Agreement, dated December 18, 2017, between IMAX Corporation and Robert D. Lister. | 10-K | 001-35066 | 10.30 | 2/27/18 |
| +10.23 | First Amending Agreement, dated March 11, 2020, between IMAX Corporation and Robert D. Lister. | 10-Q | 001-35066 | 10.47 | 4/30/20 |
| *+10.24 | Second Amending Agreement, dated as of October 20, 2023, between IMAX Corporation and Robert D. Lister | ||||
| +10.25 | Employment Agreement, dated October 10, 2018, between IMAX Corporation and Megan Colligan. | 10-Q | 001-35066 | 10.48 | 7/28/20 |
| +10.26 | Employment Memorandum, dated September 18, 2020, between IMAX Corporation and Mark Welton. | 10-Q | 001-35066 | 10.52 | 10/29/20 |
| +10.27 | Amendment to Employment Memorandum, dated October 13, 2021, between IMAX Corporation and Mark Welton. | 10-K | 001-35066 | 10.38 | 02/24/22 |
| +10.28 | Offer Letter, effective May 14, 2021, between IMAX Corporation and Joseph Sparacio. | 10-Q | 001-35066 | 10.1 | 07/27/21 |
| +10.29 | Employment Agreement, dated April 25, 2022, between IMAX Corporation and Natasha Fernandes. | 10-Q | 001-35066 | 10.1 | 07/29/22 |
| +10.30 | Letter Agreement by and between Megan Colligan and IMAX Corporation. | 8-K | 001-35066 | 10.2 | 04/27/23 |
| +10.31 | Statement of Directors’ Compensation as of January 2023. | 10-K | 001-35066 | 10.37 | 02/22/22 |
| 10.32 | Form of Director Indemnification Agreement. | 10-Q | 001-35066 | 10.39 | 07/25/18 |
| 10.33 | Sixth Amended and Restated Credit Agreement, dated March 25, 2022, by and between IMAX Corporation, the Guarantors referred to therein, the Lenders referred to therein, and Wells Fargo Bank, National Association, as Administrative Agent. | 10-Q | 001-35066 | 10.1 | 4/28/22 |
| 10.34 | Base Call Option Confirmation, dated as of March 16, 2021 between IMAX Corporation and Wells Fargo Bank, National Association. | 10-Q | 001-35066 | 10.1 | 4/29/21 |
| 10.35 | Base Call Option Confirmation, dated as of March 16, 2021 between IMAX Corporation and Mizuho Markets Americas LLC. | 10-Q | 001-35066 | 10.2 | 4/29/21 |
| 10.36 | Base Call Option Confirmation, dated as of March 16, 2021 between IMAX Corporation and JPMorgan Chase Bank, National Association. | 10-Q | 001-35066 | 10.3 | 4/29/21 |
| 10.37 | Base Call Option Confirmation, dated as of March 16, 2021 between IMAX Corporation and HSBC Bank USA, National Association. | 10-Q | 001-35066 | 10.4 | 4/29/21 |
| ExhibitNo. | Description | Form | File No | Exhibit | FilingDate |
|---|---|---|---|---|---|
| 10.38 | Additional Call Option Confirmation, dated as of March 18, 2021 between IMAX Corporation and Wells Fargo Bank, National Association. | 10-Q | 001-35066 | 10.5 | 4/29/21 |
| 10.39 | Additional Call Option Confirmation, dated as of March 18, 2021 between IMAX Corporation and Mizuho Markets Americas LLC. | 10-Q | 001-35066 | 10.6 | 4/29/21 |
| 10.40 | Additional Call Option Confirmation, dated as of March 18, 2021 between IMAX Corporation and JPMorgan Chase Bank, National Association. | 10-Q | 001-35066 | 10.7 | 4/29/21 |
| 10.41 | Additional Call Option Confirmation, dated as of March 18, 2021 between IMAX Corporation and HSBC Bank USA, National Association. | 10-Q | 001-35066 | 10.8 | 4/29/21 |
| *21.1 | Subsidiaries of IMAX Corporation. | ||||
| *23.1 | Consent of PricewaterhouseCoopers LLP. | ||||
| *24.1 | Power of Attorney of certain directors. | ||||
| *31.1 | Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated February 27, 2024, by Richard L. Gelfond. | ||||
| *31.2 | Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated February 27, 2024, by Natasha Fernandes. | ||||
| *32.1 | Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated February 27, 2024, by Richard L. Gelfond. | ||||
| *32.2 | Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, dated February 27, 2024, by Natasha Fernandes. | ||||
| *97.1 | Clawback Policy. | ||||
| *101.INS | Inline XBRL Instance Document – The instance document does not appear in the interactive data file because its XBRL tags are embedded within the Inline XBRL document. | ||||
| *101.SCH | Inline XBRL Taxonomy Extension Schema Document | ||||
| *101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | ||||
| *101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | ||||
| *101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | ||||
| *101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | ||||
| *104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | ||||
- Filed herewith
- Management contract or compensatory plan, contract or arrangement
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