REGENXBIO Inc
For the period ended Dec 31, 2023. Filed Feb 27, 2024.
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FY2023 · Filed Feb 27, 2024
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Item 9B. Other Information
Rule 10b5-1 Trading Plans
The adoption or termination of contracts, instructions or written plans for the purchase or sale of our securities by our Section 16 officers and directors for the three months ended December 31, 2023, each of which is intended to satisfy the affirmative defense of Rule 10b5-1(c) (Rule 10b5-1 Plan), were as follows:
| Scheduled Expiration · Rule 10b5-1 Trading Plan · Aggregate # of | |||||
|---|---|---|---|---|---|
| or · Provides for · Securities to be | |||||
| Name | Action (a) | Date Adopted | Termination Date | Purchase/Sale | Purchased/Sold (b) |
| Patrick J. Christmas | Termination | 12/23/2022 | 12/27/2023 | Sale | 95,476 |
| Executive Vice President, Chief Legal Officer | Adoption | 12/28/2023 | 12/31/2024 | Sale | 79,056 |
(a)
Patrick J. Christmas' Rule 10b5-1 Plan was terminated on December 27, 2023, prior to its scheduled expiration date of December 31, 2024 (the 2023 Plan). Mr. Christmas terminated the 2023 Plan in order to amend certain terms, and thereafter entered into a new Rule 10b5-1 Plan on December 28, 2023 (the 2024 Plan) to reflect those amendments in the 2024 Plan. No sales occurred under the 2023 Plan prior to its termination.
(b)
The aggregate number of shares in this column includes shares that may be forfeited or withheld to satisfy exercise price and tax withholding obligations at the time of vesting.
Other than as described above, during the three months ended December 31, 2023, none of ourdirectors or Section 16 reporting officers adopted orterminated any Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of the SEC's Regulation S-K).
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