TransMedics Group Inc
For the period ended Dec 31, 2023. Filed Feb 27, 2024.
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FY2023 · Filed Feb 27, 2024
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Item 9B. Other Information
During our fiscal quarter ended December 31, 2023, one of our directors entered into a contract, instruction or written plan for the purchase or sale of our securities that is intended to satisfy the conditions specified in Rule 10b5-1(c) under the Exchange Act for an affirmative defense against liability for trading in securities on the basis of material nonpublic information. We refer to these contracts, instructions, and written plans as “Rule 10b5-1 trading plans” and each one as a “Rule 10b5-1 trading plan.”
We describe the material terms of this Rule 10b5-1 trading plan in the table below.
Rule 10b5-1 Trading Plans
| Maximum | ||||||
|---|---|---|---|---|---|---|
| Number | ||||||
| of Securities to | ||||||
| Scheduled · be Purchased or | ||||||
| Action · Commencement · Termination · Sold Pursuant to · Covers | ||||||
| and Date | of Trading | of Trading | Security | the Rule 10b5-1 | Purchase | |
| Director/Officer | of Action | Period | Period (1) | Covered | Trading Plan (2) | Or Sale |
| James Tobin, Chairman of the Board of Directors | Adoption21-Nov-23 | 20-Feb-24 | 30-Dec-24 | Common Stock | 40,445 | Sale |
(1)
The plan is subject to earlier termination under certain circumstances specified in the plan, including upon the sale or purchase (as applicable) of all shares subject to the plan and upon either party to a plan giving notice of termination within the time prescribed under the plan.
(2)
Subject to adjustments for stock splits, stock combinations, stock dividends and other similar changes to our common stock.
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