Invesco DB US Dollar Index Bullish Fund
For the period ended Dec 31, 2023. Filed Feb 23, 2024.
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FY2023 · Filed Feb 23, 2024
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Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(a)(1) Financial Statements
See financial statements commencing on page 34 hereof.
(a)(2) Financial Statement Schedules
No financial statement schedules are filed herewith because (i) such schedules are not required or (ii) the information required has been presented in the aforementioned financial statements.
(a)(3) Exhibits
The following documents (unless otherwise indicated) are filed herewith and made a part of this Annual Report:
| EXHIBIT NO. | DESCRIPTION | |
| 4.1 | Fifth Amended and Restated Declaration of Trust and Trust Agreement of the Registrant1 | |
| 4.1.1 | Amendment No. 1 to Fifth Amended and Restated Declaration of Trust and Trust Agreement of the Registrant 2 | |
| 4.1.2 | Amendment No. 2 to Fifth Amended and Restated Declaration of Trust and Trust Agreement of the Registrant 3 | |
| 4.2 | Form of Participant Agreement 4 | |
| 4.2.1 | Amendment to Form of Participant Agreement 4 | |
| 4.3 | Description of Common Units of Beneficial Interest 5 | |
| 10.1 | Form of Administration Agreement 6 | |
| 10.2 | Form of Global Custody Agreement 6 | |
| 10.3 | Form of Transfer Agency and Service Agreement 7 | |
| 10.4 | Distribution Services Agreement 8 | |
| 23.1 | Consent of PricewaterhouseCoopers LLP (filed herewith) | |
| 31.1 | Certification required under Exchange Act Rules 13a-14 and 15d-14 (filed herewith) | |
| 31.2 | Certification required under Exchange Act Rules 13a-14 and 15d-14 (filed herewith) | |
| 31.3 | Certification required under Exchange Act Rules 13a-14 and 15d-14 (filed herewith) | |
| 31.4 | Certification required under Exchange Act Rules 13a-14 and 15d-14 (filed herewith) | |
| 32.1 | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith) | |
| 32.2 | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith) | |
| 32.3 | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith) | |
| 32.4 | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith) | |
| 97 | Policy Relating to Recovery of Erroneously Awarded Compensation |
| EXHIBIT NO. | DESCRIPTION |
|---|---|
| 101 101.INS 101.SCH 104 | Interactive data file pursuant to Rule 405 of Regulation S-T: (i) the Statements of Financial Condition of Invesco DB US Dollar Index Bullish Fund—December 31, 2023 and December 31, 2022, (ii) the Schedule of Investments of Invesco DB US Dollar Index Bullish Fund—December 31, 2023, (iii) the Schedule of Investments of Invesco DB US Dollar Index Bullish Fund—December 31, 2022, (iv) the Statements of Income and Expenses of Invesco DB US Dollar Index Bullish Fund— years ended December 31, 2023, 2022 and 2021, (v) the Statement of Changes in Shareholders’ Equity of Invesco DB US Dollar Index Bullish Fund— year ended December 31, 2023, (vi) the Statement of Changes in Shareholders’ Equity of Invesco DB US Dollar Index Bullish Fund— year ended December 31, 2022, (vii) the Statement of Changes in Shareholders’ Equity of Invesco DB US Dollar Index Bullish Fund— year ended December 31, 2021, (viii) the Statements of Cash Flows of Invesco DB US Dollar Index Bullish Fund— years ended December 31, 2023, 2022 and 2021, and (ix) Notes to Financial Statements of Invesco DB US Dollar Index Bullish Fund. Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document. Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents The cover page of the Fund's Annual Report on Form 10-K for the year ended December 31, 2023, formatted in InlineXBRL |
Previously filed as an exhibit to Form 8-K on February 25, 2015 and incorporated herein by reference.
Previously filed as an exhibit to Form 8-K on June 20, 2016 and incorporated herein by reference.
Previously filed as an exhibit to Form 8-K on June 4, 2018 and incorporated herein by reference.
Previously filed as an exhibit to Form 10-Q on November 6, 2020 and incorporated herein by reference.
Previously filed as an exhibit to Form 10-K on February 28, 2020 and incorporated herein by reference.
Previously filed as an exhibit to Form 8-K on October 1, 2019 and incorporated herein by reference.
Previously filed as an exhibit to Pre-Effective Amendment No. 1 to a Registration Statement on Form S-1 on October 16, 2006 and incorporated herein by reference.
Previously filed as an exhibit to Form 8-K on May 19, 2020 and incorporated herein by reference.
SIGNAT URES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Invesco DB US Dollar Index Trust on its own behalf and with respect to Invesco DB US Dollar Index Bullish Fund | |||
| By: | Invesco Capital Management LLC, | ||
| its Managing Owner | |||
| Dated: February 22, 2024 | By: | /S/ BRIAN HARTIGAN | |
|---|---|---|---|
| Name: | Brian Hartigan | ||
| Title: | Principal Executive Officer | ||
| Dated: February 22, 2024 | By: | /S/ KELLI GALLEGOS | |
| Name: | Kelli Gallegos | ||
| Title: | Principal Financial and Accounting Officer, Investment Pools | ||
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities* and on the dates indicated.
| Signature | Capacity* | Date |
|---|---|---|
| /s/ JORDAN KRUGMAN Jordan Krugman | Manager | February 22, 2024 |
| /s/ JOHN ZERR John Zerr | Manager | February 22, 2024 |
- The registrant is a trust and the persons are signing in their capacities as officers or directors of Invesco Capital Management LLC, the Managing Owner of the registrant.
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