Regional Management Corp
For the period ended Dec 31, 2023. Filed Feb 22, 2024.
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FY2023 · Filed Feb 22, 2024
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Item 9B. Other Information
On November 3, 2023, Robert W. Beck, the President and Chief Executive Officer of the Company and a member of the Board, terminated a Rule 10b5-1 trading arrangement that he had adopted on March 10, 2023 with respect to the sale of up to 20,000 sharesof the Company’s common stock (the “Beck 10b5-1 Trading Plan”). The Beck 10b5-1 Trading Plan was scheduled to expire by its terms on May 31, 2024.
During the three months ended December 31, 2023, none of the Company’s other officers or directors adopted orterminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as such terms are defined in Item 408(a) of Regulation S-K.
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