ASHLAND INC
For the period ended Dec 31, 2023. Filed Jan 31, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Dec 31, 2023 · Filed Jan 31, 2024
ASH$77.70+1.4%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. EXHIBITS
| (a) Exhibits | |
|---|---|
| 3.1 | Amended and Restated Articles of Incorporation of Ashland Global Holdings Inc. (filed as Exhibit 3.1 to Ashland’s Form 8-K filed on September 20, 2016 (SEC File No. 001-32532)) and incorporated by reference herein). |
| 3.2 | Certificate of Ownership & Merger, amending the Company’s Amended and Restated Certificate of Incorporation (filed as Exhibit 3.1 to Ashland’s Form 8-K filed on August 1, 2022 (SEC File No. 001-32532) and incorporated by reference herein). |
| 3.3 | By-laws of Ashland Inc. (Amended and Restated as of September 20, 2022) (filed as Exhibit 3.1 to Ashland’s Form 8-K filed on September 20, 2022 (SEC File No. 333-211719) and incorporated by reference herein). |
| 10.1 | Receivables Purchase Agreement, dated October 19, 2023 (filed as Exhibit 10.1 to Ashland’s Form 8-K filed on October 24, 2023 (SEC File No. 333-211719), and incorporated herein by reference). |
| 10.2 | Master Framework Agreement, dated October 19, 2023 (filed as Exhibit 10.2 to Ashland’s Form 8-K filed on October 24, 2023 (SEC File No. 333-211719), and incorporated herein by reference). |
| 10.3* | Letter Agreement between the Ashland and Guillermo Novo, dated November 15, 2023. |
| 31.1* | Certificate of Guillermo Novo, Chief Executive Officer of Ashland pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.2* | Certificate of J. Kevin Willis, Chief Financial Officer of Ashland pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 32* | Certificate of Guillermo Novo, Chief Executive Officer of Ashland, and J. Kevin Willis, Chief Financial Officer of Ashland pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 101.INS** | Inline XBRL Instance Document. |
| 101.SCH** | Inline XBRL Taxonomy Extension Schema With Embedded Linkbases Document. |
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101). |
| * | Filed herewith. |
| ** | Attached as Exhibit 101 to this report are the following documents formatted in XBRL (Extensible Business Reporting Language): (i) Statements of Consolidated Comprehensive Income (Loss) for the three months ended December 31, 2023 and December 31, 2022; (ii) Condensed Consolidated Balance Sheets at December 31, 2023 and September 30, 2023; (iii) Statements of Condensed Consolidated Cash Flows for the three months ended December 31, 2023 and December 31, 2022; and (iv) Notes to Condensed Consolidated Financial Statements. |
| SM | Service mark, Ashland or its subsidiaries, registered in various countries. |
| ™ | Trademark, Ashland or its subsidiaries, registered in various countries. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Ashland Inc. | |
| (Registrant) | |
| January 31, 2024 | /s/ J. Kevin Willis |
|---|---|
| J. Kevin Willis | |
| Senior Vice President and Chief Financial Officer(on behalf of the Registrant and as PrincipalFinancial Officer) |
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