SMITH MICRO SOFTWARE INC

For the period ended Dec 31, 2023. Filed Feb 26, 2024.

About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Feb 26, 2024

SMSI$2.21-3.1%Stored close · as of Nov 10, 2026

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Contents

CONSOLIDATED STATEMENTS OF STOCKHOLDERS’ EQUITY

(in thousands)

Common Stock · Additional Paid-in Capital · Accumulated Comprehensive Deficit · Total
Shares · Amount
BALANCE, December 31, 2021	54,259	$54	$352,779	$(252,273)	$100,560
Non-cash compensation recognized on stock options and employee stock purchase plan ("ESPP")	—	—	86	—	86
Restricted stock grants, net of cancellations	1,187	1	4,861	—	4,862
Cancellation of shares for payment of withholding tax	(406)	—	(1,218)	—	(1,218)
ESPP shares issued	17	—	40	—	40
Exercise of stock options	9	—	19	—	19
Common shares issued in stock offering, net of offering costs	1,132	1	1,308	—	1,309
Net loss	—	—	—	(29,279)	(29,279)
BALANCE, December 31, 2022	56,198	56	357,875	(281,552)	76,379
Non-cash compensation recognized on stock options and ESPP	—	—	30	—	30
Restricted stock grants, net of cancellations	1,819	2	4,804	—	4,806
ESPP shares issued	15	—	15	—	15
Cancellation of shares for payment of withholding tax	(374)	—	(496)	—	(496)
Common shares issued in settlement and prepayment of notes payable	17,126	17	19,035	—	19,052
Net loss	—	—	—	(24,396)	(24,396)
BALANCE, December 31, 2023	74,784	75	381,263	(305,948)	75,390

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.