WAFD INC
For the period ended Sep 30, 2024. Filed Nov 20, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Nov 20, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits and Financial Statement Schedules
(a) Documents filed as part of this Report:
(1) The Consolidated Financial Statements and related documents set forth in "Item 8. Financial Statements and Supplementary Data" are filed as part of this report.
(2) All other schedules to the Consolidated Financial Statements required by Regulation S-X are omitted because they are not applicable, not material or because the information is included in the Consolidated Financial Statements and related notes in “Item 8. Financial Statements and Supplementary Data” of this report.
(3) The following exhibits are required by Item 601 of Regulation S-K:
| No. | Exhibit | Page/Footnote |
|---|---|---|
| 3.1 | Third Restated Articles of Incorporation of the Company, as amended | (1) |
| 3.2 | Second Amended and Restated Bylaws of the Company | (1) |
| 4.1 | Description of Registrant's Securities | (2) |
| 4.2 | Deposit Agreement, dated February 8, 2021, by and among the Company, American Stock Transfer & Trust Company LLC, and the holders from time to time of the depositary receipts described therein | (3) |
| 10.1 | 2020 Incentive Plan and Form of Award Agreements * | (4) |
| 10.2 | 2011 Incentive Plan, as amended * | (5) |
| 10.3 | Form of Restricted Stock Award Agreement under 2011 Incentive Plan * | (5) |
| 10.4 | Form of Stock Option Agreement under 2011 Incentive Plan * | (5) |
| 10.5 | Form of Indemnification Agreement * | (6) |
| 10.6 | Form of Change in Control Agreement * | (7) |
| 10.7 | WaFd, Inc. Amended and Restated Non-Qualified Employee Stock Purchase Plan* | (1) |
| 10.8 | WaFd Bank Deferred Compensation Plan* | (8) |
| 10.9 | Amendment to WaFd Bank Deferred Compensation Plan * | (8) |
| 10.10 | Agreement for the Purchase and Sale of Loans between Washington Federal Bank and Bank of America, National Association | (9) |
| 10.11 | Amendment No. 1 to Agreement for the Purchase and Sale of Loans between Washington Federal Bank and Bank of America, National Association | (10) |
| 19.1 | Trading Policy | + |
| 21 | Subsidiaries of the Company - Reference is made to Item 1, “Business - Subsidiaries” for the required information | + |
| 23.1 | Consent of Independent Registered Public Accounting Firm | + |
| 31.1 | Section 302 Certification by the Chief Executive Officer | + |
| 31.2 | Section 302 Certification by the Chief Financial Officer | + |
| 32 | Section 906 Certification pursuant to the Sarbanes-Oxley Act of 2002 | + |
| 97.1 | WaFd, Inc. Clawback Policy | + |
| 101 | Financial Statements for the fiscal year ended September 30, 2024 formatted in iXBRL | + |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | + |
| * | Management contract or compensation plan |
|---|---|
| + | Filed herewith |
(1)Incorporated by reference from the Registrant's Form 10-K filed with the SEC on November 17, 2023.
(2)Incorporated by reference from the Registrant's Form 10-K filed with the SEC on November 19, 2021.
(3)Incorporated by reference from the Registrant's Form 8-K filed with the SEC on February 8, 2021.
(4)Incorporated by reference from the Registrant's Form 10-K filed with the SEC on November 23, 2020.
(5)Incorporated by reference from the Registrant's Form 10-K filed with the SEC on November 21, 2016.
(6)Incorporated by reference from the Registrant's Form 8-K filed with the SEC on October 24, 2016.
(7)Incorporated by reference from the Registrant's Form 8-K filed with the SEC on August 19, 2015.
(8)Incorporated by reference from the Registrant's Form 8-K filed with the SEC on February 17, 2023.
(9)Incorporated by reference from the Registrant's Form 8-K filed with the SEC on May 17, 2024.
(10)Incorporated by reference from the Registrant's Form 10-Q filed with the SEC on August 2, 2024.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.