REDWOOD TRUST INC
For the period ended Dec 31, 2023. Filed Feb 29, 2024.
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FY2023 · Filed Feb 29, 2024
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Item 9B. Other Information
During the three months ended December 31, 2023, no director or "officer" (as defined in 17 CFR § 240.16a-1(f)) of the Company adopted orterminated a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement," as each term is defined in Item 408(a) of Regulation S-K.
The Company's Board of Directors (the "Board") has set May 21, 2024 as the date for the 2024 annual meeting of stockholders. The meeting will be held in-person at 8:30 a.m. (Pacific) in Irvine, California. Stockholders of record as of March 27, 2024 will be entitled to vote at that meeting.
Effective March 1, 2024, the Board has designated Redwood’s Chief Financial Officer, Brooke E. Carillo, to also serve as the Company’s Principal Accounting Officer and assume this role from Collin Cochrane, a Managing Director of the Company who has been designated as the Company’s Principal Accounting Officer through February 29, 2024. Information with respect to Ms. Carillo that is responsive to the disclosure requirements of Items 401(b), (d) and (e) and 404(a) of the SEC’s Regulation S-K has been previously disclosed in the Company’s 2023 annual proxy statement, filed with the SEC on March 31, 2023. Information with respect to Ms. Carillo that is responsive to Item 5.02(c)(3) of Form 8-K has been previously disclosed in: the Form 4 relating to Ms. Carillo filed with the SEC on February 1, 2023; the Company’s 2023 annual proxy statement, filed with the SEC on March 31, 2023; exhibit 10.4 to the Company’s Quarterly Report on Form 10-Q filed with the SEC on November 11, 2023; and the Company’s Current Report on Form 8-K filed with the SEC on December 15, 2023.
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