CAPITAL ONE FINANCIAL CORP
For the period ended Sep 30, 2026. Filed Nov 3, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 3, 2026
COF$195.84-1.4%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Consolidated Statements of Changes in Stockholders’ Equity
CONSOLIDATED STATEMENTS OF CHANGES IN STOCKHOLDERS’ EQUITY (UNAUDITED)
| (Dollars in millions) · Preferred Stock · Common Stock · AdditionalPaid-InCapital · Retained Earnings · AccumulatedOtherComprehensive Income (Loss) · TreasuryStock · TotalStockholders’Equity | |||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Shares · Amount · Shares · Amount | |||||||||||||||||
| Balance as of December 31, 2025 | 4,980,700 | $0 | 708,546,381 | $7 | $64,031 | $65,192 | $(5,468) | $(10,146) | $113,616 | ||||||||
| Comprehensive income (loss) | 2,174 | (411) | 1,763 | ||||||||||||||
| Dividends—common stock(1) | 16,317 | 0 | 3 | (505) | (502) | ||||||||||||
| Dividends—preferred stock | (73) | (73) | |||||||||||||||
| Purchases of treasury stock | (2,793) | (2,793) | |||||||||||||||
| Issuances of common stock and restricted stock, net of forfeitures | 4,117,161 | 0 | 119 | 119 | |||||||||||||
| Exercises of stock options | 15,553 | 0 | 1 | 1 | |||||||||||||
| Compensation expense for restricted stock units | 130 | 130 | |||||||||||||||
| Balance as of March 31, 2026 | 4,980,700 | $0 | 712,695,412 | $7 | $64,284 | $66,788 | $(5,879) | $(12,939) | $112,261 | ||||||||
| Comprehensive income (loss) | 3,020 | (421) | 2,599 | ||||||||||||||
| Dividends—common stock(1) | 4,141 | 0 | 1 | (501) | (500) | ||||||||||||
| Dividends—preferred stock | (57) | (57) | |||||||||||||||
| Purchases of treasury stock | (2,747) | (2,747) | |||||||||||||||
| Issuances of common stock and restricted stock, net of forfeitures | 1,405,549 | 0 | 139 | 139 | |||||||||||||
| Reissuance of treasury stock related to acquisitions | 461 | 1,417 | 1,878 | ||||||||||||||
| Compensation expense for restricted stock units | 207 | 207 | |||||||||||||||
| Fair value of purchase consideration related to restricted stock units | 13 | 13 | |||||||||||||||
| Balance as of June 30, 2026 | 4,980,700 | $0 | 714,105,102 | $7 | $65,105 | $69,250 | $(6,300) | $(14,269) | $113,793 | ||||||||
| Comprehensive income (loss) | 3,539 | (3,708) | (169) | ||||||||||||||
| Dividends—common stock(1) | 3,540 | 0 | 1 | (491) | (490) | ||||||||||||
| Dividends—preferred stock | (73) | (73) | |||||||||||||||
| Purchases of treasury stock | (2,684) | (2,684) | |||||||||||||||
| Issuances of common stock and restricted stock, net of forfeitures | 727,699 | 0 | 108 | 108 | |||||||||||||
| Redemptions of preferred stock | (1,000,000) | 0 | (988) | (12) | (1,000) | ||||||||||||
| Compensation expense for restricted stock units | 171 | 171 | |||||||||||||||
| Balance as of September 30, 2026 | 3,980,700 | $0 | 714,836,341 | $7 | $64,397 | $72,213 | $(10,008) | $(16,953) | $109,656 | ||||||||
| See Notes to Consolidated Financial Statements. | |
|---|---|
| 77 | Capital One Financial Corporation (COF) |
CONSOLIDATED STATEMENTS OF CHANGES IN STOCKHOLDERS’ EQUITY (UNAUDITED)
| (Dollars in millions) · Preferred Stock · Common Stock · AdditionalPaid-InCapital · Retained Earnings · AccumulatedOtherComprehensiveIncome (Loss) · TreasuryStock · TotalStockholders’Equity | |||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Shares · Amount · Shares · Amount | |||||||||||||||||
| Balance as of December 31, 2024 | 4,975,000 | $0 | 702,224,674 | $7 | $36,428 | $64,505 | $(9,286) | $(30,870) | $60,784 | ||||||||
| Comprehensive income | 1,404 | 1,757 | 3,161 | ||||||||||||||
| Dividends—common stock(1) | 12,211 | 0 | 2 | (236) | (234) | ||||||||||||
| Dividends—preferred stock | (57) | (57) | |||||||||||||||
| Purchases of treasury stock | (375) | (375) | |||||||||||||||
| Issuances of common stock and restricted stock, net of forfeitures | 3,572,356 | 0 | 93 | 93 | |||||||||||||
| Exercises of stock options | 14,070 | 0 | 1 | 1 | |||||||||||||
| Compensation expense for restricted stock units | 169 | 169 | |||||||||||||||
| Balance as of March 31, 2025 | 4,975,000 | $0 | 705,823,311 | $7 | $36,693 | $65,616 | $(7,529) | $(31,245) | $63,542 | ||||||||
| Comprehensive income (loss) | (4,277) | 710 | (3,567) | ||||||||||||||
| Dividends—common stock(1) | 2,163 | 0 | 0 | (388) | (388) | ||||||||||||
| Dividends—preferred stock | (65) | (65) | |||||||||||||||
| Purchases of treasury stock | (167) | (167) | |||||||||||||||
| Issuances of common stock and restricted stock, net of forfeitures | 903,641 | 0 | 111 | 111 | |||||||||||||
| Reissuance of treasury stock related to acquisitions | 25,763 | 24,823 | 50,586 | ||||||||||||||
| Issuances of preferred stock related to acquisitions | 10,700 | 0 | 1,068 | 1,068 | |||||||||||||
| Redemptions of preferred stock | (5,000) | 0 | (506) | 6 | (500) | ||||||||||||
| Compensation expense for restricted stock units | 214 | 214 | |||||||||||||||
| Fair value of purchase consideration related to restricted stock units | 122 | 122 | |||||||||||||||
| Balance as of June 30, 2025 | 4,980,700 | $0 | 706,729,115 | $7 | $63,465 | $60,892 | $(6,819) | $(6,589) | $110,956 | ||||||||
| Comprehensive income | 3,192 | 902 | 4,094 | ||||||||||||||
| Dividends—common stock(1) | 2,597 | 0 | 1 | (387) | (386) | ||||||||||||
| Dividends—preferred stock | (73) | (73) | |||||||||||||||
| Purchases of treasury stock | (1,037) | (1,037) | |||||||||||||||
| Issuances of common stock and restricted stock, net of forfeitures | 958,726 | 0 | 91 | 91 | |||||||||||||
| Compensation expense for restricted stock units | 168 | 168 | |||||||||||||||
| Balance as of September 30, 2025 | 4,980,700 | $0 | 707,690,438 | $7 | $63,725 | $63,624 | $(5,917) | $(7,626) | $113,813 | ||||||||
(1)We declared dividends per share on our common stock of $0.80 and $0.60 in the third quarter of 2026 and 2025, respectively, and $2.40 and $1.80 in the first nine months of 2026 and 2025, respectively.
| See Notes to Consolidated Financial Statements. | |
|---|---|
| 78 | Capital One Financial Corporation (COF) |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.