CAPITAL ONE FINANCIAL CORP
For the period ended Sep 30, 2026. Filed Nov 3, 2026.
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Sep 30, 2026 · Filed Nov 3, 2026
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Capital Ratios Under Basel III
Table 13 provides a comparison of our regulatory capital ratios under the Basel III standardized approach, the regulatory minimum capital adequacy ratios and the applicable well-capitalized standards as of September 30, 2026 and December 31, 2025.
Table 13: Capital Ratios Under Basel III(1)(2)
| September 30, 2026 | December 31, 2025 | |||||
|---|---|---|---|---|---|---|
| Ratio | MinimumCapitalAdequacy | Well-Capitalized | Ratio | MinimumCapitalAdequacy | Well-Capitalized | |
| Capital One Financial Corp: | ||||||
| Common equity Tier 1 capital(3) | 13.8% | 4.5% | N/A | 14.3% | 4.5% | N/A |
| Tier 1 capital(4) | 14.6 | 6.0 | 6.0% | 15.3 | 6.0 | 6.0% |
| Total capital(5) | 16.5 | 8.0 | 10.0 | 17.2 | 8.0 | 10.0 |
| Tier 1 leverage(6) | 11.9 | 4.0 | N/A | 12.5 | 4.0 | N/A |
| Supplementary leverage(7) | 10.1 | 3.0 | N/A | 10.6 | 3.0 | N/A |
| CONA: | ||||||
| Common equity Tier 1 capital(3) | 12.7 | 4.5 | 6.5 | 13.4 | 4.5 | 6.5 |
| Tier 1 capital(4) | 12.7 | 6.0 | 8.0 | 13.4 | 6.0 | 8.0 |
| Total capital(5) | 14.4 | 8.0 | 10.0 | 15.1 | 8.0 | 10.0 |
| Tier 1 leverage(6) | 10.3 | 4.0 | 5.0 | 10.9 | 4.0 | 5.0 |
| Supplementary leverage(7) | 8.8 | 3.0 | N/A | 9.3 | 3.0 | N/A |
(1)Capital requirements that are not applicable are denoted by “N/A.”
(2)Ratios as of September 30, 2026 are preliminary and therefore subject to change until we file our September 30, 2026 Form FR Y-9C—Consolidated Financial Statements for Holding Companies and Call Reports.
(3)CET1 capital ratio is a regulatory capital measure calculated based on CET1 capital divided by risk-weighted assets.
(4)Tier 1 capital ratio is a regulatory capital measure calculated based on Tier 1 capital divided by risk-weighted assets.
(5)Total capital ratio is a regulatory capital measure calculated based on total capital divided by risk-weighted assets.
(6)Tier 1 leverage ratio is a regulatory capital measure calculated based on Tier 1 capital divided by adjusted average assets.
(7)Supplementary leverage ratio is a regulatory capital measure calculated based on Tier 1 capital divided by total leverage exposure.
| 33 | Capital One Financial Corporation (COF) |
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