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CAPITAL ONE FINANCIAL CORP

For the period ended Sep 30, 2025. Filed Nov 3, 2025.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2025 · Filed Nov 3, 2025

COF$195.84-1.4%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits
Contents

Consolidated Statements of Changes in Stockholders’ Equity

CONSOLIDATED STATEMENTS OF CHANGES IN STOCKHOLDERS’ EQUITY (UNAUDITED)

(Dollars in millions) · Preferred Stock · Common Stock · AdditionalPaid-InCapital · Retained Earnings · AccumulatedOtherComprehensiveIncome (Loss) · TreasuryStock · TotalStockholders’Equity
Shares · Amount · Shares · Amount
Balance as of December 31, 20244,975,000$0702,224,674$7$36,428$64,505$(9,286)$(30,870)$60,784
Comprehensive income1,4041,7573,161
Dividends—common stock(1)12,21102(236)(234)
Dividends—preferred stock(57)(57)
Purchases of treasury stock(375)(375)
Issuances of common stock and restricted stock, net of forfeitures3,572,35609393
Exercises of stock options14,070011
Compensation expense for restricted stock units169169
Balance as of March 31, 20254,975,000$0705,823,311$7$36,693$65,616$(7,529)$(31,245)$63,542
Comprehensive income (loss)(4,277)710(3,567)
Dividends—common stock(1)2,16300(388)(388)
Dividends—preferred stock(65)(65)
Purchases of treasury stock(167)(167)
Issuances of common stock and restricted stock, net of forfeitures903,6410111111
Reissuance of treasury stock related to the Transaction0025,76324,82350,586
Issuances of preferred stock related to the Transaction10,70001,0681,068
Redemptions of preferred stock(5,000)0(506)6(500)
Compensation expense for restricted stock units214214
Fair value of purchase consideration related to restricted stock units122122
Balance as of June 30, 20254,980,700$0706,729,115$7$63,465$60,892$(6,819)$(6,589)$110,956
Comprehensive income3,1929024,094
Dividends—common stock(1)2,59701(387)(386)
Dividends—preferred stock(73)(73)
Purchases of treasury stock(1,037)(1,037)
Issuances of common stock and restricted stock, net of forfeitures958,72609191
Compensation expense for restricted stock units168168
Balance as of September 30, 20254,980,700$0707,690,438$7$63,725$63,624$(5,917)$(7,626)$113,813
See Notes to Consolidated Financial Statements.
81Capital One Financial Corporation (COF)

CONSOLIDATED STATEMENTS OF CHANGES IN STOCKHOLDERS’ EQUITY (UNAUDITED)

(Dollars in millions) · Preferred Stock · Common Stock · AdditionalPaid-InCapital · Retained Earnings · AccumulatedOtherComprehensiveIncome (Loss) · TreasuryStock · TotalStockholders’Equity
Shares · Amount · Shares · Amount
Balance as of December 31, 20234,975,000$0696,242,668$7$35,541$60,945$(8,268)$(30,136)$58,089
Cumulative effects of accounting standards adoption(2)(25)(25)
Comprehensive income (loss)1,280(1,266)14
Dividends—common stock(1)24,96903(238)(235)
Dividends—preferred stock(57)(57)
Purchases of treasury stock(249)(249)
Issuances of common stock and restricted stock, net of forfeitures3,470,98308080
Exercises of stock options15,000011
Compensation expense for restricted stock units183183
Balance as of March 31, 20244,975,000$0699,753,620$7$35,808$61,905$(9,534)$(30,385)$57,801
Comprehensive income (loss)597(167)430
Dividends—common stock(1)8,35402(234)(232)
Dividends—preferred stock(57)(57)
Purchases of treasury stock(163)(163)
Issuances of common stock and restricted stock, net of forfeitures941,12009595
Compensation expense for restricted stock units107107
Balance as of June 30, 20244,975,000$0700,703,094$7$36,012$62,211$(9,701)$(30,548)$57,981
Comprehensive income1,7773,4145,191
Dividends—common stock(1)2,84600(233)(233)
Dividends—preferred stock(57)(57)
Purchases of treasury stock(161)(161)
Issuances of common stock and restricted stock, net of forfeitures691,07207676
Exercises of stock options160,741033
Compensation expense for restricted stock units125125
Balance as of September 30, 20244,975,000$0701,557,753$7$36,216$63,698$(6,287)$(30,709)$62,925

(1)We declared dividends per share on our common stock of $0.60 in both the third quarter of 2025 and 2024, and $1.80 in both the first nine months of 2025 and 2024.

(2)Impact from the adoption of Accounting Standards Update (“ASU”) 2023-02, Investments - Equity Method and Joint Ventures (Topic 323): Accounting for Investments in Tax Credit Structures Using the Proportional Amortization Method as of January 1, 2024.

See Notes to Consolidated Financial Statements.
82Capital One Financial Corporation (COF)
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.