CAPITAL ONE FINANCIAL CORP
For the period ended Sep 30, 2025. Filed Nov 3, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 3, 2025
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Consolidated Statements of Changes in Stockholders’ Equity
CONSOLIDATED STATEMENTS OF CHANGES IN STOCKHOLDERS’ EQUITY (UNAUDITED)
| (Dollars in millions) · Preferred Stock · Common Stock · AdditionalPaid-InCapital · Retained Earnings · AccumulatedOtherComprehensiveIncome (Loss) · TreasuryStock · TotalStockholders’Equity | |||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Shares · Amount · Shares · Amount | |||||||||||||||||
| Balance as of December 31, 2024 | 4,975,000 | $0 | 702,224,674 | $7 | $36,428 | $64,505 | $(9,286) | $(30,870) | $60,784 | ||||||||
| Comprehensive income | 1,404 | 1,757 | 3,161 | ||||||||||||||
| Dividends—common stock(1) | 12,211 | 0 | 2 | (236) | (234) | ||||||||||||
| Dividends—preferred stock | (57) | (57) | |||||||||||||||
| Purchases of treasury stock | (375) | (375) | |||||||||||||||
| Issuances of common stock and restricted stock, net of forfeitures | 3,572,356 | 0 | 93 | 93 | |||||||||||||
| Exercises of stock options | 14,070 | 0 | 1 | 1 | |||||||||||||
| Compensation expense for restricted stock units | 169 | 169 | |||||||||||||||
| Balance as of March 31, 2025 | 4,975,000 | $0 | 705,823,311 | $7 | $36,693 | $65,616 | $(7,529) | $(31,245) | $63,542 | ||||||||
| Comprehensive income (loss) | (4,277) | 710 | (3,567) | ||||||||||||||
| Dividends—common stock(1) | 2,163 | 0 | 0 | (388) | (388) | ||||||||||||
| Dividends—preferred stock | (65) | (65) | |||||||||||||||
| Purchases of treasury stock | (167) | (167) | |||||||||||||||
| Issuances of common stock and restricted stock, net of forfeitures | 903,641 | 0 | 111 | 111 | |||||||||||||
| Reissuance of treasury stock related to the Transaction | 0 | 0 | 25,763 | 24,823 | 50,586 | ||||||||||||
| Issuances of preferred stock related to the Transaction | 10,700 | 0 | 1,068 | 1,068 | |||||||||||||
| Redemptions of preferred stock | (5,000) | 0 | (506) | 6 | (500) | ||||||||||||
| Compensation expense for restricted stock units | 214 | 214 | |||||||||||||||
| Fair value of purchase consideration related to restricted stock units | 122 | 122 | |||||||||||||||
| Balance as of June 30, 2025 | 4,980,700 | $0 | 706,729,115 | $7 | $63,465 | $60,892 | $(6,819) | $(6,589) | $110,956 | ||||||||
| Comprehensive income | 3,192 | 902 | 4,094 | ||||||||||||||
| Dividends—common stock(1) | 2,597 | 0 | 1 | (387) | (386) | ||||||||||||
| Dividends—preferred stock | (73) | (73) | |||||||||||||||
| Purchases of treasury stock | (1,037) | (1,037) | |||||||||||||||
| Issuances of common stock and restricted stock, net of forfeitures | 958,726 | 0 | 91 | 91 | |||||||||||||
| Compensation expense for restricted stock units | 168 | 168 | |||||||||||||||
| Balance as of September 30, 2025 | 4,980,700 | $0 | 707,690,438 | $7 | $63,725 | $63,624 | $(5,917) | $(7,626) | $113,813 | ||||||||
| See Notes to Consolidated Financial Statements. | |
|---|---|
| 81 | Capital One Financial Corporation (COF) |
CONSOLIDATED STATEMENTS OF CHANGES IN STOCKHOLDERS’ EQUITY (UNAUDITED)
| (Dollars in millions) · Preferred Stock · Common Stock · AdditionalPaid-InCapital · Retained Earnings · AccumulatedOtherComprehensiveIncome (Loss) · TreasuryStock · TotalStockholders’Equity | ||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Shares · Amount · Shares · Amount | ||||||||||||||||
| Balance as of December 31, 2023 | 4,975,000 | $0 | 696,242,668 | $7 | $35,541 | $60,945 | $(8,268) | $(30,136) | $58,089 | |||||||
| Cumulative effects of accounting standards adoption(2) | (25) | (25) | ||||||||||||||
| Comprehensive income (loss) | 1,280 | (1,266) | 14 | |||||||||||||
| Dividends—common stock(1) | 24,969 | 0 | 3 | (238) | (235) | |||||||||||
| Dividends—preferred stock | (57) | (57) | ||||||||||||||
| Purchases of treasury stock | (249) | (249) | ||||||||||||||
| Issuances of common stock and restricted stock, net of forfeitures | 3,470,983 | 0 | 80 | 80 | ||||||||||||
| Exercises of stock options | 15,000 | 0 | 1 | 1 | ||||||||||||
| Compensation expense for restricted stock units | 183 | 183 | ||||||||||||||
| Balance as of March 31, 2024 | 4,975,000 | $0 | 699,753,620 | $7 | $35,808 | $61,905 | $(9,534) | $(30,385) | $57,801 | |||||||
| Comprehensive income (loss) | 597 | (167) | 430 | |||||||||||||
| Dividends—common stock(1) | 8,354 | 0 | 2 | (234) | (232) | |||||||||||
| Dividends—preferred stock | (57) | (57) | ||||||||||||||
| Purchases of treasury stock | (163) | (163) | ||||||||||||||
| Issuances of common stock and restricted stock, net of forfeitures | 941,120 | 0 | 95 | 95 | ||||||||||||
| Compensation expense for restricted stock units | 107 | 107 | ||||||||||||||
| Balance as of June 30, 2024 | 4,975,000 | $0 | 700,703,094 | $7 | $36,012 | $62,211 | $(9,701) | $(30,548) | $57,981 | |||||||
| Comprehensive income | 1,777 | 3,414 | 5,191 | |||||||||||||
| Dividends—common stock(1) | 2,846 | 0 | 0 | (233) | (233) | |||||||||||
| Dividends—preferred stock | (57) | (57) | ||||||||||||||
| Purchases of treasury stock | (161) | (161) | ||||||||||||||
| Issuances of common stock and restricted stock, net of forfeitures | 691,072 | 0 | 76 | 76 | ||||||||||||
| Exercises of stock options | 160,741 | 0 | 3 | 3 | ||||||||||||
| Compensation expense for restricted stock units | 125 | 125 | ||||||||||||||
| Balance as of September 30, 2024 | 4,975,000 | $0 | 701,557,753 | $7 | $36,216 | $63,698 | $(6,287) | $(30,709) | $62,925 | |||||||
(1)We declared dividends per share on our common stock of $0.60 in both the third quarter of 2025 and 2024, and $1.80 in both the first nine months of 2025 and 2024.
(2)Impact from the adoption of Accounting Standards Update (“ASU”) 2023-02, Investments - Equity Method and Joint Ventures (Topic 323): Accounting for Investments in Tax Credit Structures Using the Proportional Amortization Method as of January 1, 2024.
| See Notes to Consolidated Financial Statements. | |
|---|---|
| 82 | Capital One Financial Corporation (COF) |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.