ADVANCED ENERGY INDUSTRIES INC
For the period ended Mar 31, 2026. Filed May 4, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 4, 2026
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Item 5. OTHER INFORMATION
Rule 10b5-1 Trading Arrangements
During the three months ended March 31, 2026, except as described below, none of our directors or Section 16 officers adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as each term is defined in Item 408 of Regulation S-K). The following table summarizes the terms of the Rule 10b5-1 trading arrangements adopted:
| Name and Title | Date of Adoption | Duration of the Trading Arrangement (1) | Aggregate Number of Shares to be Sold |
|---|---|---|---|
| Anne T. DelSantoDirector | March 13, 2026 | Until July 6, 2027 or such earlier date upon which all transactions are completed | Up to 3,225 |
(1) The Rule 10b5-1 trading arrangement also provides for termination prior to the above-listed expiration date following the occurrence of certain events, such as public announcement of a tender offer, exchange offer, or certain merger and acquisition, reorganization, or recapitalization transactions or the bankruptcy, insolvency, or death of the adopting person.
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