Freedom Holding Corp
For the period ended Mar 31, 2024. Filed Jun 14, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Jun 14, 2024
FRHC$165.47-5.2%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 15. Exhibits, Financial Statement Schedules
(a)The following documents are filed as part of this annual report:
Financial Statements
The consolidated audited financial statements required to be filed in this annual report are included in Part II, Item 8 hereof.
Exhibits
| Exhibit No. | Exhibit Description |
| 3.01 | Restated Articles of Incorporation of Freedom Holding Corp.(1) |
| 3.02 | By-Laws of Freedom Holding Corp. (as amended through February 4, 2019)(1) |
| 4.01 | Description of Registrant’s Securities Registered under Section 12 of the Securities Exchange Act of 1934, as amended(2) |
| 4.02 | Guarantee Agreement dated August 10, 2021, between Freedom Holding Corp. and Freedom Finance SPC Ltd. in relation to U.S.$200,000,000 Bond Program of Freedom Finance SPC Ltd.(6)% |
| 4.03 | Offer Terms of the 5.5% Coupon US$66,000,000 Bonds Due October 21, 2026 issued by Freedom Finance SPC Ltd.(7) |
| 10.01 | Freedom Holding Corp., 2019 Equity Incentive Plan(3) + |
| 10.02 | Employment Agreement No. 21-38/1 dated February 1, 2021 between Freedom Finance Global PLC and Timur Turlov+*# |
| 10.03 | Agreement with Member of the Board of Directors dated July 24, 2020 Freedom Finance Global PLC and Askar Tashtitov+*# |
| 10.04 | Employment Agreement No. 18-107/1 dated November 1, 2018 between Freedom Finance Joint Stock Company and Askar Tashtitov)+%#* |
| 10.05 | Supplementary Agreement to an Employment Contract No. 18-107/1 from 01 November 2018 between Freedom Finance Joint Stock Company and Askar Tashtitov(2)+%# |
| 10.06 | Agreement with Member of the Board of Directors dated July 24, 2020 Freedom Finance Global PLC and Evgeniy Ler+# |
| 10.07 | Employment Agreement No. 15-128 dated February 9, 2015 between Freedom Finance Joint Stock Company and Evgeniy Ler+#* |
| 10.08 | Supplementary Agreement dated January 25, 2016 to the Employment Agreement No. 15-128 dated February 9, 2015 between Freedom Finance Joint Stock Company and Evgeniy Ler(2)+%#* |
| 10.09 | Supplementary Agreement to an Employment Agreement No. 15-128 from 09 February 2015 between Freedom Finance Joint Stock Company and Evgeniy Ler(2)+%#* |
| 10.10 | Employment Agreement No. 16-217 dated August 1, 2016 between Freedom Finance Joint Stock Company and Renat Tukanov+*# |
| 10.11 | Employment Agreement dated September 14, 2020 between Freedom Finance Global PLC and Renat Tukanov+*# |
| 10.12 | Restricted Stock Award Agreement, effective May 18, 2021, between Freedom Holding Corp. and Renat Tukanov+* |
| 10.13 | Long Term Equity Incentive Compensation Agreement, effective May 18, 2021, between Freedom Holding Corp. and Askar Tashtitov(5)+ |
| 10.14 | Long Term Equity Incentive Compensation Agreement, effective May 18, 2021, between Freedom Holding Corp. and Evgeniy Ler(5)+ |
| 10.15 | Employment Agreement dated September 1, 2020 between Freedom Finance Global PLC and Sergey Lukyanov+*# |
| 10.16 | Employment Agreement dated February 3, 2020 between Freedom Finance JSC and Sergey Lukyanov+*# |
| 10.17 | Employment Agreement dated December 29, 2020 between Prime Executions and Robert Wotczak+* |
| 10.18 | Employment Agreement No. 2 dated May 11, 2023 between Freedom Horizons LLP and Kairat Kelimbetov+*# |
| 10.19 | Restricted Stock Award Agreement, effective May 18, 2021, between Freedom Holding Corp. and Sergey Lukyanov+*# |
| 10.20 | Restricted Stock Award Agreement, effective December 30, 2020, between Freedom Holding Corp. and Robert Wotczak+* |
| 10.21 | Supplementary Agreement to the Employment Agreement from January 2, 2020 between Prime Executions and Robert Wotczak+* |
| 10.22 | Supplementary Agreement to the Employment Agreement No. 21-38/1 from February 01, 2021 between Freedom Finance Global PLC and Timur Turlov+*# |
| 10.23 | Supplementary Agreement to an Employment Agreement No. 18-107/1 from 01 November 2018 between Freedom Finance Joint Stock Company and Askar Tashtitov+*# |
| 10.24 | Supplementary Agreement to the Employment Agreement No. 15-128 from February 9, 2015 between Freedom Finance JSC and Evgeny Ler+*# |
| 10.25 | Supplementary Agreement to the Employment Agreement No. 20-362 from 14 September 2020 between Freedom Global PLC and Renat Tukanov+*# |
| 10.26 | Supplementary Agreement to an Employment Agreement No. 16-217 from 01 August 2016 between Freedom Finance Joint Stock Company and Renat Tukanov +*# |
| 10.27 | Supplementary Agreement to an Employment Agreement No. 20-13 from 03 February 2020 between Freedom Finance Joint Stock Company and Sergey Lukyanov+*# |
| 19.01 | Insider Trading Policy* |
| 14.01 | Code of Ethics(4) |
| 21.01 | Schedule of Subsidiaries* |
| 23.01 | Consent of Independent Registered Public Accounting Firm (WSRP, LLC)* |
| 23.02 | Consent of Independent Registered Public Accounting Firm (Deloitte LLP)* |
| 31.01 | Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002* |
| 31.02 | Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002* |
| 32.01 | Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002* |
| 97 | Policy Relating to Recovery of Erroneously Awarded Compensation* |
| 101 | The following Freedom Holding Corp. financial information for the year ended March 31, 2022, formatted in XBRL (eXtensive Business Reporting Language): (i) the Consolidated Balance Sheets, (ii) the Consolidated Statements of Operations, (iii) the Consolidated Statements of Stockholders' Equity, (iv) the Consolidated Statements of Cash Flows, and (v) the Notes to the Consolidated Financial Statements.* |
| 104 | Cover page formatted in inline XBRL (included in Exhibit 101).* |
| * | Filed herewith. |
| + | Indicates management contract, compensatory plan or arrangement of the Company. |
| % | Certain portions of this exhibit (indicated by "[***]") have been omitted pursuant to Item 601(a)(6) of Regulation S-K. |
| # | This exhibit is an English translation of a foreign language document. The Company hereby agrees to furnish to the SEC, upon request, a copy of the foreign language document. |
| (1) | Incorporated by reference to Registrant’s Current Report on Form 8-K filed with the SEC on February 6, 2019. |
| (2) | Incorporated by reference to the Registrant’s original Annual Report on Form 10-K filed with the SEC on July 14, 2020. |
| (3) | Incorporated by reference to Registrant’s Current Report on Form 8-K filed with the SEC on September 21, 2018. |
| (4) | Incorporated by reference to Registrant’s Current Report on Form 8-K filed with the SEC on July 27, 2018. |
| (5) | Incorporated by reference to Registrant’s Current Report on Form 8-K filed with the SEC on May 21, 2021. |
| (6) | Incorporated by reference to Registrant’s Current Report on Form 8-K filed with the SEC on November 22, 2021. |
| (7) | Incorporated by reference to Registrant’s Quarterly Report on Form 10-Q filed with the SEC on February 9, 2022. |
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