KENTUCKY UTILITIES CO
For the period ended Sep 30, 2026. Filed Nov 6, 2026.
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Sep 30, 2026 · Filed Nov 6, 2026
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Item 5. Other Information
Securities Trading Plans of Directors and Executive Officers
On August 18, 2026, Mr. Tadd J. Henninger, Senior Vice President-Finance and Treasurer, adopted a trading arrangement for the sale of shares of PPL's common stock (a Rule 10b5-1 Trading Plan) that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934. Mr. Henninger's Rule 10b5-1 Trading Plan, which terminates on the earlier of (i)February 26, 2027, and (ii) the date all trades specified under the plan have been executed or all orders under the plan have expired, provides for the sale of up to 19,466 shares of common stock of PPL, plus dividends on such shares prior to sale, pursuant to the terms of the plan.
On August 19, 2026, Ms. Christine M. Martin, President of PPL Electric, adopted a Rule 10b5-1 Trading Plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934. Ms. Martin's Rule 10b5-1 Trading Plan, which terminates on the earlier of (i)August 17, 2027, and (ii) the date all trades specified under the plan have been executed or all orders under the plan have expired, provides for the sale of up to 8,109 shares of common stock of PPL, plus dividends on such shares prior to sale, pursuant to the terms of the plan.
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