UNITY BANCORP INC NJ
For the period ended Dec 31, 2023. Filed Mar 7, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Mar 7, 2024
UNTY$58.21-0.5%Stored close · as of Nov 10, 2026
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Item 15. Exhibits and Financial Statement Schedules
| a) | DOCUMENTS: |
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| 1. | The following Consolidated Financial Statements and Supplementary Data of the Company and subsidiaries are filed as part of this annual report: |
| ● | Consolidated Balance Sheets as of December 31, 2023 and 2022 |
| ● | Consolidated Statements of Income for the years ended December 31, 2023 and 2022 |
| ● | Consolidated Statements of Comprehensive Income for the years ended December 31, 2023 and 2022 |
| ● | Consolidated Statements of Changes in Shareholders’ Equity for the years ended December 31, 2023 and 2022 |
| ● | Consolidated Statements of Cash Flows for the years ended December 31, 2023 and 2022 |
| ● | Notes to Consolidated Financial Statements |
| ● | Report of Independent Registered Public Accounting Firm |
| 2. | All Financial Statement Schedules are omitted as the required information is inapplicable or the information is presented in the Consolidated Financial Statements or related notes. |
| b) | EXHIBITS: |
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| ExhibitNumber | | Description of Exhibits |
| 3(i) | | Certificate of Incorporation of the Company, as amended (1) |
| 3(ii) | | Bylaws of the Company (2) |
| 4(i) | | Form of Stock Certificate (2) |
| 4(vi) | | Description of the Registrant’s Securities |
| 10(i) | | Amended and Restated Employment Agreement dated June 4, 2015 with James A. Hughes (7), as amended by Amendment Agreement dates February, 6 2020 (12) |
| 10(vi) | | 2015 Stock Option Plan (6) |
| 10(vii) | | Amended and Restated Supplemental Executive Retirement Plan dated October 25, 2018 with James A. Hughes (10) |
| 10(viii) | | Executive Incentive Retirement Plan dated October 22, 2015 (8) |
| 10(ix) | | 2017 Stock Option Plan (9) |
| 10(x) | | 2019 Equity Compensation Plan (11) |
| 10(xi) | | Form of Indemnification Agreement entered into on January 23, 2020 by and among the Registrant, Unity Bank and each of their respective Directors (13) |
| 10(xii) | | Joinder Agreement with Executive Vice President and Chief Financial Officer George Boyan dated February 24, 2022 (14), as amended by Amendment Agreement dated November 10, 2022 (15) |
| 10(xiii) | | Change in Control Agreement for SVP, Chief Lending Officer James Donovan (16) |
| 10(xiv) | | Change in Control Agreement for SVP, Controller James Davies |
| 10(xv) | | Separation Agreement and General Release Agreement with Janice Bolomey (17) |
| 10(xvi) | | 2023 Equity Compensation Plan |
| 10(xvii) | | Deferred Compensation Plan |
| 10(xviii) | | Change in Control Agreement for FSVP, Director of Mortgage Lending Vincent Geraci |
| 10(xix) | | Change in Control Agreement for SVP, Chief Credit Officer Minsu Kim |
| 10(xx) | | Change in Control Agreement for SVP, Chief Technology Officer David Bove |
| 10(xxi) | | Compensation Recoupment Policy |
| 21 | | Subsidiaries of the Registrant |
| 23.1 | | Consent of RSM US LLP |
| 23.2 | | Consent of Wolf & Company, PC |
| 31.1 | | Certification of President and Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 31.2 | | Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 32.1 | | Certification of President, Chief Executive Officer, and Chief Financial Officer pursuant to Section 906 |
| 101.INS | | Inline XBRL Instance Document |
| 101.SCH | | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL | | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.LAB | | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE | | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 101.DEF | | Inline XBRL Taxonomy Extension Definitions Linkbase Document |
| 104 | | Cover Page Interactive Data File (formatted as inline XBRL and contained as Exhibit 101) |
| (1) | Previously filed with the Securities and Exchange Commission as an Exhibit to the Current Report on Form 8-K filed on July 22, 2002 and incorporated by reference herein. |
| (2) | Previously filed with the Securities and Exchange Commission as an Exhibit to the Current Report on Form 8-K filed February 24, 2017. |
| (3) | Previously filed with the Securities and Exchange Commission as an Exhibit to Form S-8 filed on May 26, 2011 and incorporated by reference herein. |
| (4) | Previously filed with the Securities and Exchange Commission as an Exhibit to Form S-8 filed on July 12, 2013 and incorporated by reference herein. |
| (5) | Previously filed with the Securities and Exchange Commission as an Exhibit to the Current Report on Form 8-K filed October 10, 2017. |
| (6) | Previously filed with the Securities and Exchange Commission as an Exhibit to Form S-8 filed on May 22, 2015 and incorporated by reference herein. |
| (7) | Previously filed with the Securities and Exchange Commission as an Exhibit to Form 8-K filed on June 5, 2015 and incorporated by reference herein. |
| (8) | Previously filed with the Securities and Exchange Commission as an Exhibit to Form 8-K filed on October 27, 2015 and incorporated by reference herein. |
| (9) | Previously filed with the Securities and Exchange Commission as an Exhibit to Form S-8 filed on May 22, 2017 and incorporated by reference herein. |
| (10) | Previously filed with the Securities and Exchange Commission as an Exhibit to Form 8-K filed on October 30, 2018 and incorporated by reference herein. |
| (11) | Previously filed with the Securities and Exchange Commission as an Exhibit to Form S-8 filed on June 4, 2019 and incorporated by reference herein. |
| (12) | Previously filed with the Securities and Exchange Commission as an Exhibit to Form 8-K filed on February 6, 2020 and incorporated by reference herein. |
| (13) | Previously filed with the Securities and Exchange Commission as an Exhibit to Form 8-K filed on January 28, 2020 and incorporated by reference herein. |
| (14) | Incorporated by reference from Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed February 24, 2022. |
| (15) | Previously filed with the Securities and Exchange Commission as an Exhibit to Form 8-K filed on November 10, 2022 and incorporated herein. |
| (16) | Previously filed with the Securities and Exchange Commission as an Exhibit to Form 10-Q filed on November 8, 2023 and incorporated herein. |
| (17) | Incorporated by reference from exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed May 25, 2023. |
| c) | Not applicable |
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