NN INC
For the period ended Sep 30, 2026. Filed Oct 28, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Oct 28, 2026
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Unregistered Sales of Equity Securities and Use of Proceeds
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds
Except for the issuances of unregistered securities previously disclosed in (i) our Current Report on Form 8-K filed with the SEC on July 1, 2026 and (ii) Part II Item 2 in our Quarterly Report on Form 10-Q for the quarter ended June 30, 2026 filed with the SEC on August 5, 2026, during the three months ended September 30, 2026, there were no unregistered sales of securities.
As previously disclosed in our Current Report on Form 8-K filed with the SEC on October 5, 2026, we issued 11,275,605 shares of our common stock and pre-funded warrants to purchase up to 4,824,395 shares of Common Stock in a private placement transaction with certain institutional investors in reliance on Section 4(a)(2) of the Securities Act of 1933, as amended and Rule 506 of Regulation D promulgated thereunder.
Issuer Purchases of Equity Securities
The following table provides information about purchases we made during the quarter ended September 30, 2026.
| Period | Total Number ofShares Purchased (1) | Average Price PaidPer Share | Total Number ofShares Purchasedas Part of PubliclyAnnounced Plansor Programs (1) | Maximum Number (orApproximate Dollar Value)of Shares That May YetBe Purchased Under thePlan or Programs (1) |
|---|---|---|---|---|
| July 1, 2026 to July 31, 2026 | 2,807 | $3.45 | — | — |
| August 1, 2026 to August 31, 2026 | 418 | 3.53 | — | — |
| September 1, 2026 to September 30, 2026 | — | — | — | — |
| Total | 3,225 | $3.46 | — | — |
(1)Shares were withheld to pay for tax obligations due upon the vesting of share-based awards held by employees granted under the NN, Inc. Amended and Restated 2022 Omnibus Incentive Plan and prior plans (collectively the “Incentive Plans”). The Incentive Plans provide for the withholding of shares or units to satisfy income tax obligations. It does not specify a maximum number of shares or units that can be withheld for this purpose. These shares may be deemed to be “issuer purchases” of shares that are required to be disclosed pursuant to this Item.
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