RAMBUS INC
For the period ended Dec 31, 2024. Filed Feb 24, 2025.
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FY2024 · Filed Feb 24, 2025
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Item 9B. Other Information
| Item 9B. | Other Information |
|---|
Securities Trading Plans of Directors and Executive Officers
During our last fiscal quarter, the below directors and/or officers, as defined in Rule 16a-1(f) under the Exchange Act, adopted a “Rule 10b5-1 trading arrangement,” as defined in Item 408 of Regulation S-K. Each of the Rule 10b5-1 trading arrangements were entered into during an open insider trading window and are intended to satisfy the affirmative defense in Rule 10b5-1(c)(1) under the Exchange Act and the Company’s policies regarding insider transactions.
| Name | Title | Adopted or Terminated | Adoption Date | Expiration Date | Total Number of Shares of Common Stock Sold or to be Sold |
|---|---|---|---|---|---|
| Luc Seraphin | President and Chief Executive Officer | Adopted | December 13, 2024 | December 13, 2025 | Up to 174,400 |
| John Shinn | Senior Vice President and General Counsel | Adopted | December 13, 2024 | December 13, 2025 | Up to 41,764 |
| Desmond M. Lynch | Senior Vice President, Finance and Chief Financial Officer | Adopted | December 13, 2024 | December 13, 2025 | 6,861 |
Other than as disclosed above, no other directors or officers, as defined in Rule 16a-1(f) under the Exchange Act, adopted, modified and/orterminated a “Rule 10b5-1 trading arrangement,” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Item 408 of Regulation S-K, during our last fiscal quarter.
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