RAMBUS INC
For the period ended Dec 31, 2023. Filed Feb 23, 2024.
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FY2023 · Filed Feb 23, 2024
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Item 9B. Other Information
| Item 9B. | Other Information |
|---|
Securities Trading Plans of Directors and Executive Officers
During our last fiscal quarter, the below directors and/or officers, as defined in Rule 16a-1(f), adopted and/or terminated a “Rule 10b5-1 trading arrangement,” as defined in Item 408 of Regulation S-K. The Rule 10b5-1 trading arrangements are each intended to satisfy the affirmative defense in Rule 10b5-1(c)(1).
| Name | Title | Adopted or Terminated | Adoption Date | Termination Date | Total Number of Shares of Common Stock Sold or to be Sold |
|---|---|---|---|---|---|
| Desmond M. Lynch | Senior Vice President, Finance and Chief Financial Officer | Terminated (1) | September 7, 2023 | December 8, 2023 | 8,365 |
| Luc Seraphin | President and Chief Executive Officer | Adopted | November 13, 2023 | November 13, 2024 | Up to 356,654 |
| John Shinn | Senior Vice President and General Counsel | Adopted | December 7, 2023 | December 7, 2024 | Up to 42,444 |
| Desmond M. Lynch | Senior Vice President, Finance and Chief Financial Officer | Adopted | December 11, 2023 | December 11, 2024 | 7,837 |
(1) On December 8, 2023, all 8,365 shares to be sold under the plan had been sold. Therefore the plan originally scheduled to terminate on September 7, 2024, was deemed terminated as of December 8, 2023.
No other directors or officers, as defined in Rule 16a-1(f), adopted, modified and/orterminated a “Rule 10b5-1 trading arrangement,” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Item 408 of Regulation S-K, during our last fiscal quarter.
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