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Invesco Ltd.

For the period ended Sep 30, 2026. Filed Nov 3, 2026.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Nov 3, 2026

IVZ$28.91+6.8%Stored close · as of Nov 9, 2026

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Item 6. Exhibits

Exhibit Index

3.1Memorandum of Association of Invesco Ltd., incorporating amendments up to and including December 4, 2007, incorporated by reference to Exhibit 3.1 to Invesco’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on December 12, 2007
3.2Fourth Amended and Restated Bye-Laws of Invesco Ltd., incorporated by reference to Exhibit 3.2 to Invesco’s Quarterly Report on Form 10-Q for the period ended June 30, 2026, filed with the Securities and Exchange Commission on August 4, 2026
3.3Certificate of Designation for the 5.900% fixed rate non-cumulative perpetual series A preference shares, par value $0.20 per share, of Invesco Ltd. incorporated by reference to Exhibit 3.1 to Invesco’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2019
10.1Credit Agreement, dated as of October 26, 2026, among Invesco Finance, Inc., as borrower, Invesco Ltd., as parent, Bank of America, N.A., as administrative agent, and the lenders party thereto incorporated by reference to Exhibit 10.1 to Invesco’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on October 27, 2026
10.2Guaranty, dated as of October 26, 2026, between Invesco Ltd., as parent, in favor of Bank of America, N.A., as administrative agent incorporated by reference to Exhibit 10.2 to Invesco’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on October 27, 2026
10.3Repurchase Agreement, dated October 23, 2026, between Invesco Ltd. and Massachusetts Mutual Life Insurance Company incorporated by reference to Exhibit 10.3 to Invesco’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on October 27, 2026
10.4Amendment to the Shareholder Agreement, dated October 26, 2026, between Invesco Ltd. and Massachusetts Mutual Life Insurance Company incorporated by reference to Exhibit 10.4 to Invesco’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on October 27, 2026
22Subsidiary Guarantors and Issuers of Guaranteed Securities, incorporated by reference to Exhibit 22 to Invesco’s Annual Report on Form 10-K for the period ended December 31, 2023, filed with the Securities and Exchange Commission on February 21, 2024
31.1Certification of Andrew R. Schlossberg pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2Certification of L. Allison Dukes pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1Certification of Andrew R. Schlossberg pursuant to Rule 13a-14(b) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2Certification of L. Allison Dukes pursuant to Rule 13a-14(b) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101The following financial statements from the company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2026, formatted in Inline Extensible Business Reporting Language (iXBRL): (i) Condensed Consolidated Balance Sheets, (ii) Condensed Consolidated Statements of Income, (iii) Condensed Consolidated Statements of Comprehensive Income, (iv) Condensed Consolidated Statements of Cash Flows, (v) Condensed Consolidated Statements of Changes in Equity, and (vi) Notes to Condensed Consolidated Financial Statements, tagged as blocks of text and including detailed tags
104The cover page from the company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2026, formatted in Inline XBRL
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.