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Midas Edge

StoneX Group Inc.

For the period ended Mar 31, 2026. Filed May 6, 2026.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2026 · Filed May 6, 2026

SNEX$56.72-0.1%Stored close · as of Nov 10, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Item 5. Other Information

During the three months ended March 31, 2026, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act)adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K, except as described below.

Name and TitleType of PlanAdoption DateDuration or End DateAggregate Number of Securities to be SoldDescription of Trading Arrangement
Diego Rotsztain - Chief Governance and Legal OfficerRule 10b5-1 trading arrangement2/10/20266/8/2026 - 12/4/20268,856 shares, 67,500 optionsSales of shares, and exercise of stock options and sale of underlying shares
Mark Maurer - Chief Risk OfficerRule 10b5-1 trading arrangement2/12/20265/14/2026 - 12/4/2026185,000 optionsExercise of stock options and sale of underlying shares
William Dunaway - Chief Financial OfficerRule 10b5-1 trading arrangement2/13/20265/15/2026 - 12/4/2026225,000 optionsExercise of stock options and sale of underlying shares
Abbey Perkins - Chief Information OfficerRule 10b5-1 trading arrangement2/13/20266/8/2026 - 12/4/20267,930 shares, 8,875 optionsSales of shares, and exercise of stock options and sale of underlying shares
Sean O’Connor - Executive Vice-ChairmanRule 10b5-1 trading arrangement2/13/20265/15/2026 - 12/4/2026370,000 optionsExercise of stock options and sale of underlying shares
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.