StoneX Group Inc.

For the period ended Mar 31, 2026. Filed May 6, 2026.

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2026 · Filed May 6, 2026

SNEX$56.72-0.1%Stored close · as of Nov 10, 2026

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Contents

Condensed Consolidated Balance Sheets

(in millions, except par value and share amounts)	March 31,2026	September 30,2025
ASSETS
Cash and cash equivalents	$2,122.6	$1,605.8
Cash, securities and other assets segregated under federal and other regulations (including $1,117.4 million and $950.0 million at fair value at March 31, 2026 and September 30, 2025, respectively)	6,494.0	5,271.0
Collateralized transactions:
Securities purchased under agreements to resell	15,201.1	10,325.4
Securities borrowed	2,289.9	2,743.1
Deposits with and receivables from broker-dealers, clearing organizations and counterparties, net (including $5,307.6 million and $6,442.9 million at fair value at March 31, 2026 and September 30, 2025, respectively)	12,095.0	12,890.7
Receivable from clients, net (including $52.4 million and $58.1 million at fair value at March 31, 2026 and September 30, 2025, respectively)	1,401.1	1,333.9
Income taxes receivable	55.6	45.7
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $2,193.9 million and $1,165.8 million at March 31, 2026 and September 30, 2025, respectively)	11,261.9	8,604.4
Physical commodities inventory, net (including $437.2 million and $471.1 million at fair value at March 31, 2026 and September 30, 2025, respectively)	1,038.8	917.5
Deferred tax asset, net	30.3	32.0
Property and equipment, net	167.8	166.6
Operating right of use assets	169.3	161.9
Goodwill and intangible assets, net	743.8	736.2
Other assets	555.7	433.8
Total assets	$53,626.9	$45,268.0
LIABILITIES AND STOCKHOLDERS' EQUITY
Liabilities:
Accounts payable and other accrued liabilities (including $59.8 million and $32.3 million at fair value at March 31, 2026 and September 30, 2025, respectively)	$867.4	$769.1
Operating lease liabilities	219.3	211.7
Payables to:
Clients (including $(41.5) million and $530.7 million at fair value at March 31, 2026 and September 30, 2025, respectively)	22,751.7	19,864.1
Broker-dealers, clearing organizations and counterparties (including $5.8 million and $38.4 million at fair value at March 31, 2026 and September 30, 2025, respectively)	1,779.7	963.4
Lenders under loans	564.8	782.0
Senior secured borrowings, net	1,160.3	1,159.0
Income taxes payable	40.4	22.8
Deferred tax liability	106.8	96.9
Collateralized transactions:
Securities sold under agreements to repurchase	17,374.5	13,551.0
Securities loaned	2,273.5	2,550.8
Financial instruments sold, not yet purchased, at fair value	3,789.2	2,919.8
Total liabilities	50,927.6	42,890.6
Commitments and contingencies (Note 11)
Stockholders' equity:
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding	—	—
Common stock, $0.01 par value. Authorized 200,000,000 shares; 83,200,883 issued and 79,029,499 outstanding at March 31, 2026 and 82,451,337 issued and 78,279,953 outstanding at September 30, 2025	0.8	0.8
Common stock in treasury, at cost. 4,171,384 shares at March 31, 2026 and September 30, 2025	(32.8)	(32.8)
Additional paid-in-capital	757.3	730.6
Retained earnings	2,008.1	1,694.8
Accumulated other comprehensive loss, net	(34.1)	(16.0)
Total equity	2,699.3	2,377.4
Total liabilities and stockholders' equity	$53,626.9	$45,268.0

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.