StoneX Group Inc.
For the period ended Sep 30, 2025. Filed Nov 28, 2025.
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FY2025 · Filed Nov 28, 2025
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Item 9B. Other Information
Insider Adoption or Termination of Trading Arrangements:
During the three months ended September 30, 2025, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act)adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K, except as described below.
| Name and Title | Type of Plan | Adoption Date | Duration or End Date | Aggregate Number of Securities to be Sold | Description of Trading Arrangement |
|---|---|---|---|---|---|
| Diego A. Rotsztain | Rule 10b5-1 trading arrangement | 8/18/2025 | 12/17/2025 to 12/31/2026 | 11,986 | Sales of shares |
| John M. Fowler - Director | Rule 10b5-1 trading arrangement | 9/10/2025 | 12/31/2026 | 2,100 | Sales of shares |
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