StoneX Group Inc
For the period ended Dec 31, 2024. Filed Feb 5, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Dec 31, 2024 · Filed Feb 5, 2025
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Item 5. Other Information
During the three months ended December 31, 2024, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K, except as described below.
| Name and Title | Type of Plan | Adoption Date | Duration or End Date | Aggregate Number of Securities to be Sold | Description of Trading Arrangement |
|---|---|---|---|---|---|
| John Fowler - Director | Rule 10b5-1 trading arrangement | 11/22/2024 | 2/27/2026 | 7,042 | Sales of shares |
| Sean O’Connor - Chief Executive Officer | Rule 10b5-1 trading arrangement | 12/12/2024 | 12/31/2025 | 95,000 | Sales of shares |
| Philip Smith - Chief Executive Officer - EMEA | Rule 10b5-1 trading arrangement | 12/13/2024 | 12/31/2025 | 15,971 | Sales of shares |
| Philip Smith - Chief Executive Officer - EMEA | Rule 10b5-1 trading arrangement | 12/13/2024 | 12/31/2025 | 60,000 | Exercise of stock options and sale of the underlying shares |
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