StoneX Group Inc
For the period ended Sep 30, 2024. Filed Nov 29, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Nov 29, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
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Table of Contents
Annual Report on Form 10-K for the Fiscal Year Ended September 30, 2024
| Page | ||
|---|---|---|
| PART I | ||
| Item 1. | Business | 3 |
| Item 1A. | Risk Factors | 19 |
| Item 1B. | Unresolved Staff Comments | 31 |
| Item 2. | Properties | 32 |
| Item 3. | Legal Proceedings | 32 |
| Item 4. | Mine Safety Disclosures | 32 |
| PART II | ||
| Item 5. | Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities | 33 |
| Item 6. | Reserved | 34 |
| Item 7. | Management’s Discussion and Analysis of Financial Condition and Results of Operations | 35 |
| Item 7A. | Quantitative and Qualitative Disclosures about Market Risk | 67 |
| Item 8. | Financial Statements and Supplementary Data | 70 |
| Item 9. | Changes in and Disagreements with Accountants on Accounting and Financial Disclosure | 127 |
| Item 9A. | Controls and Procedures | 127 |
| Item 9B. | Other Information | 127 |
| Item 9C. | Disclosure Regarding Foreign Jurisdictions that Prevent Inspection | 127 |
| PART III | ||
| Item 10. | Directors, Executive Officers and Corporate Governance | 128 |
| Item 11. | Executive Compensation | 128 |
| Item 12. | Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters | 128 |
| Item 13. | Certain Relationships and Related Transactions, and Director Independence | 128 |
| Item 14. | Principal Accountant Fees and Services | 128 |
| PART IV | ||
| Item 15. | Exhibits and Financial Statement Schedules | 129 |
| Signatures | 132 | |
Throughout this document, unless the context otherwise requires, the terms “Company”, “we”, “us” and “our” refer to StoneX Group Inc. and its consolidated subsidiaries.
Cautionary Statement about Forward-Looking Statements
Certain statements in this report, other than purely historical information, including estimates, projections, statements relating to our business plans, objectives and expected operating results, and the assumptions upon which those statements are based, are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995, Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Forward-looking statements are based on current expectations and assumptions that are subject to risks and uncertainties which may cause actual results to differ materially from the forward-looking statements. A detailed discussion of these and other risks and uncertainties that could cause actual results and events to differ materially from such forward-looking statements is included in the section entitled “Risk Factors” (refer to Part I, Item 1A). We undertake no obligation to update or revise publicly any forward-looking statements, whether as a result of new information, future events or otherwise.
Part I
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.