StoneX Group Inc
For the period ended Jun 30, 2024. Filed Aug 7, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 7, 2024
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Item 5. Other Information
During the three months ended June 30, 2024, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act)adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K, except as described below.
| Name and Title | Type of Plan | Adoption Date | Duration or End Date | Aggregate Number of Securities to be Sold | Description of Trading Arrangement |
|---|---|---|---|---|---|
| Diego Rotsztain - Chief Governance and Legal Officer | Rule 10b5-1 trading arrangement | 6/6/2024 | (1) | 5,677 | Sales of shares |
| (1) On June 6, 2024, Mr. Rotsztain terminated a trading arrangement previously adopted on December 31, 2023 and scheduled to end on December 31, 2024. | |||||
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