WOLFSPEED, INC.
For the period ended Jun 28, 2026. Filed Aug 20, 2026.
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FY2026 · Filed Aug 20, 2026
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Item 15. Exhibits and Financial Statement Schedules
(a)(1) and (2) The financial statements and reports of independent registered public accounting firm are filed as part of this Annual Report (see “Index to Consolidated Financial Statements” at Item 8). The financial statement schedules are not included in this item as they are either not applicable or are included as part of the consolidated financial statements.
(a)(3) The following exhibits have been or are being filed herewith and are numbered in accordance with Item 601 of Regulation S-K:
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit No. | Description | Filed Herewith | Form | Exhibit | Filing Date |
| 2.1^ | Asset Purchase Agreement, dated October 18, 2020, between Cree, Inc., SMART Global Holdings, Inc. and Chili Acquisition, Inc., as amended | 8-K | 2.1 | 3/2/2021 | |
| 2.2^ | Asset Purchase Agreement, dated August 22, 2023, between Wolfspeed, Inc. and MACOM Technology Solutions Holdings Inc. | 8-K/A | 2.1 | 8/28/2023 | |
| 2.3 | Joint Prepackaged Chapter 11 Plan of Reorganization of Wolfspeed, Inc. and Its Debtor Affiliate | 8-K | 2.2 | 9/10/2025 | |
| 3.1 | Certificate of Incorporation of Wolfspeed, Inc. | 8-A | 3.1 | 9/26/2025 | |
| 3.2 | Bylaws of Wolfspeed, Inc. | 8-A | 3.2 | 9/26/2025 | |
| 4.1 | Description of the Registered Securities | X | |||
| 4.2** | Indenture, dated as of September 29, 2025, by and among Wolfspeed, Inc., the Subsidiary Guarantors party thereto from time to time and U.S. Bank Trust Company, National Association | 8-K | 4.1 | 9/30/2025 | |
| 4.3 | Form of Senior Secured Note due 2030 (included as Exhibit A to Exhibit 4.2) | 8-K | 4.2 | 9/30/2025 | |
| 4.4** | Indenture, dated as of September 29, 2025, by and among Wolfspeed, Inc., the Subsidiary Guarantors party thereto from time to time, and U.S. Bank Trust Company, National Association | 8-K | 4.3 | 9/30/2025 | |
| 4.5 | Form of 7.0%/12.00% Second Lien Senior Secured PIK Toggle Notes due 2031 (included as Exhibit A to Exhibit 4.4) | 8-K | 4.4 | 9/30/2025 | |
| 4.6** | Indenture, dated as of September 29, 2025, by and among Wolfspeed, Inc., the Subsidiary Guarantors party thereto from time to time and U.S. Bank Trust Company, National Association | 8-K | 4.5 | 9/30/2025 | |
| 4.7 | Form of 2.5% Convertible Second Lien Senior Secured Notes due 2031 (included as Exhibit A to Exhibit 4.6) | 8-K | 4.6 | 9/30/2025 | |
| 4.8** | Indenture, dated as of September 29, 2025, by and among Wolfspeed, Inc., the Subsidiary Guarantors part thereto from time to time and U.S. Bank Trust Company, National Association | 8-K | 4.7 | 9/30/2025 | |
| 4.9 | Form of 3.5% Convertible Second Lien Senior Secured Notes due 2031 (included as Exhibit A to Exhibit 4.8) | 8-K | 4.8 | 9/30/2025 | |
| 4.10 | Form of Pre-Funded Warrant | 8-K | 4.1 | 3/19/2026 | |
| 4.11** | Indenture, dated as of March 26, 2026, by and among Wolfspeed, Inc., the Subsidiary Guarantor party thereto from time to time and U.S. Bank Trust Company, National Association | 8-K | 4.1 | 3/26/2026 | |
| 4.12 | Form of 3.5% Convertible 1.5 Lien Senior Secured Notes due 2031 (included as Exhibit A to Exhibit 4.11) | 8-K | 4.2 | 3/26/2026 | |
| 4.13 | First Supplemental Indenture, dated as of March 26, 2026, among Wolfspeed, Inc., the Subsidiary Guarantor party thereto and U.S. Bank Trust Company, National Association | 8-K | 4.3 | 3/26/2026 | |
| 4.14 | First Supplemental Indenture, dated as of March 26, 2026, among Wolfspeed, Inc., the Subsidiary Guarantor party thereto and U.S. Bank Trust Company, National Association | 8-K | 4.4 | 3/26/2026 | |
| 4.15 | First Supplemental Indenture, dated as of March 26, 2026, among Wolfspeed, Inc., the Subsidiary Guarantor party thereto and U.S. Bank Trust Company, National Association | 8-K | 4.5 | 3/26/2026 | |
| 4.16 | First Supplemental Indenture, dated as of March 26, 2026, among Wolfspeed, Inc., the Subsidiary Guarantor party thereto and U.S. Bank Trust Company, National Association | 8-K | 4.6 | 3/26/2026 | |
| 10.1 | Warrant, dated September 29, 2025, by and between Wolfspeed, Inc. and Renesas Electronics America Inc. | 8-K | 10.1 | 9/30/2025 | |
| 10.2 | Investor Rights and Disposition Agreement, dated September 29, 2025, by and between Wolfspeed, Inc. and Renesas Electronics America Inc | 8-K | 10.2 | 9/30/2025 | |
| 10.3 | Registration Rights Agreement, dated September 29, 2025, by and between Wolfspeed, Inc. and the holders party thereto | 8-K | 10.3 | 9/30/2025 | |
| 10.4 | Form of Securities Purchase Agreement, dated March 19, 2026, by and among the Wolfspeed, Inc. and the Investors party thereto | 8-K | 10.1 | 3/19/2026 | |
| 10.5 | Form of Registration Rights Agreement | 8-K | 10.2 | 3/19/2026 | |
| 10.6 | Form of Note Subscription Agreement, dated March 19, 2026, by and among the Wolfspeed, Inc., Wolfspeed Texas, LLC and the Investor parties thereto | 8-K | 10.3 | 3/19/2026 | |
| 10.7* | 2025 Long-Term Incentive Compensation Plan | 8-K | 10.4 | 9/30/2025 | |
| 10.8 | Form of Restricted Stock Unit Award Agreement under the Wolfspeed, Inc. 2025 Long-Term Incentive Compensation Plan | 10-Q | 10.9 | 2/6/2026 | |
| 10.9* | 2025 Management Incentive Compensation Plan | 8-K | .5 | 9/30/2025 | |
| 10.10* | Form of Restricted Stock Unit Award Agreement under the Wolfspeed, Inc. 2025 Management Incentive Compensation Plan | 8-K | 10.4 | 12/15/2025 | |
| 10.11*† | Form of Performance Stock Unit Award Agreement under the Wolfspeed, Inc. 2025 Management Incentive Compensation Plan | 8-K | 10.5 | 12/15/2025 | |
| 10.12 | Form of Restricted Stock Unit Award Agreement under the Wolfspeed, Inc. 2025 Management Incentive Compensation Plan for Non-Employee Directors | 10-Q | 10.8 | 2/6/2026 | |
| 10.13* | Wolfspeed Severance Plan - Senior Leadership Team, Plan Document and Summary Plan Description, as amended and restated | 10-K | 10.22 | 8/22/2024 | |
| 10.14* | Form of Participation Agreement Under Wolfspeed Severance Plan - Senior Leadership Team | X | |||
| 10.15* | Employment Agreement, dated March 27, 2025, between Wolfspeed, Inc. and Robert Feurle | 8-K | 10.1 | 3/27/2025 | |
| 10.16* | First Amendment to Employment Agreement, dated December 12, 2025, between Wolfspeed, Inc. and Robert Feurle | 8-K | 10.1 | 12/15/2025 | |
| 10.17* | Employment Agreement, dated May 22, 2025, between Wolfspeed, Inc. and David Emerson | 8-K | 10.1 | 5/23/2025 | |
| 10.18* | First Amendment to Employment Agreement, dated December 12, 2025, between Wolfspeed, Inc. and David Emerson, Ph.D. | 8-K | 10.3 | 12/15/2025 | |
| 10.19* | Employment Agreement, dated January 14, 2026, between Wolfspeed, Inc. and Gregor van Issum | 8-K | 10.1 | 1/15/2026 | |
| 10.20* | Retention Agreement with Kevin Speirits effective May 23, 2025 | 8-K | 10.1 | 5/28/2025 | |
| 10.21* | Separation and General Release Agreement, dated August 14, 2026, between Wolfspeed, Inc. and Kevin Speirits | X | |||
| 10.22* | Wolfspeed Bonus Plan for Fiscal Year 2026 | X | |||
| 10.23 | Form of Wolfspeed, Inc. Indemnification Agreement | 10-Q | 10.6 | 11/7/2025 | |
| 10.24** | Restructuring Support Agreement, dated as of June 22, 2025, by and among Wolfspeed, Inc., Wolfspeed Texas LLC, the Consenting Noteholders and Renesas | 8-K | 10.1 | 6/23/2025 | |
| 10.25** | Rights Offering Backstop Commitment Agreement, dated as of June 22, 2025, by and among Wolfspeed, Inc., Wolfspeed Texas LLC, and the Commitment Parties | 8-K | 10.2 | 6/23/2025 | |
| 19.1 | Securities Trading Policy | X | |||
| 21.1 | Subsidiaries of the Company | X | |||
| 23.1 | Consent of PricewaterhouseCoopers LLP (Predecessor) | X | |||
| 23.2 | Consent of PricewaterhouseCoopers LLP (Successor) | X | |||
| 31.1 | Certification by Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | |||
| 31.2 | Certification by Chief Financial Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | |||
| 32.1 | Certification by Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | |||
| 32.2 | Certification by Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | |||
| 97.1 | Wolfspeed, Inc. Compensation Recovery Policy | 10-K | 97.1 | 8/22/2024 | |
| 101 | The following materials from Wolfspeed, Inc.’s Annual Report on Form 10-K for the fiscal year ended June 28, 2026 formatted in Inline XBRL (eXtensible Business Reporting Language): (i) Consolidated Balance Sheets; (ii) Consolidated Statements of Operations; (iii) Consolidated Statements of Comprehensive Loss; (iv) Consolidated Statements of Cash Flows; (v) Consolidated Statements of Stockholders' Equity; and (vi) Notes to Consolidated Financial Statements | X | |||
| 104 | The cover page from the Wolfspeed, Inc.'s Annual Report on Form 10-K for the fiscal year ended June 28, 2026 formatted in Inline XBRL (included in Exhibit 101) | ||||
| * | Management contract or compensatory plan or arrangement. |
|---|---|
| ** | Portions of this exhibit have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The registrant undertakes to furnish a copy of all omitted schedules and exhibits to the U.S. Securities and Exchange Commission upon its request. |
| ^ | Portions of this exhibit have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The omitted information is not material and is the type of information that the Company customarily and actually treats as private and confidential. The registrant under undertakes to furnish an unredacted copy of the exhibits to the U.S. Securities and Exchange Commission upon its request. |
| † | Portions of this exhibit have been omitted pursuant to Item 601(b)(10) of Regulation S-K because they are both not material and are the type that the registrant treats as private or confidential. The registrant undertakes to furnish an unredacted copy of the exhibit to the U.S. Securities and Exchange Commission upon its request. |
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