FULL HOUSE RESORTS INC
For the period ended Jun 30, 2024. Filed Aug 6, 2024.
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Jun 30, 2024 · Filed Aug 6, 2024
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Item 5. Other Information
Insider Trading Arrangements — On June 7, 2024, Lewis Fanger, our Chief Financial Officer, adopted a trading arrangement for the sale of securities of our common stock (a “Rule 10b5-1 Trading Plan”) that is intended to satisfy the affirmative defense conditions of Exchange Act Rule 10b5-1(c). Mr. Fanger’s Rule 10b5-1 Trading Plan, which has a term until February 3, 2025, provides for the sale of up to 250,000 shares of common stock pursuant to one or more market or limit orders. This trading plan relates to certain options that are nearing their 10-year expiration date.
Additionally, on June 11, 2024, Daniel Lee, our Chief Executive Officer, also adopted a Rule 10b5-1 Trading Plan that is intended to satisfy the affirmative defense conditions of Exchange Act Rule 10b5-1(c). Mr. Lee’s Rule 10b5-1 Trading Plan, which has a term until November 29, 2024, provides for the sale of up to 943,834 shares of common stock pursuant to one or more market or limit orders. This trading plan relates to certain options that are nearing their 10-year expiration date, with any stock sales intended to satisfy costs associated with the option exercise, including income taxes.
PART II - OTHER INFORMATION
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