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EQUUS TOTAL RETURN, INC.

For the period ended Sep 30, 2025. Filed Nov 20, 2025.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2025 · Filed Nov 20, 2025

EQS$0.53-17.2%Stored close · as of Nov 9, 2026

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SIGNATURE

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has caused this report to be signed by the undersigned, thereunto duly authorized.

Dated: November 20, 2025

EQUUS TOTAL RETURN, INC.

/s/ John A. Hardy

John A. Hardy

Chief Executive Officer

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.